Prosecution Insights
Last updated: April 19, 2026
Application No. 18/314,840

ALUMINUM PRECURSOR, METHOD OF FORMING A THIN LAYER USING THE SAME, METHOD OF MANUFACTURING THE SAME, AND METHOD OF MANUFACTURING MEMORY DEVICE

Non-Final OA §102
Filed
May 10, 2023
Examiner
NGUYEN, HAIDUNG D
Art Unit
1761
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Egtm Co. Ltd.
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
3y 2m
To Grant
93%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allow Rate
401 granted / 616 resolved
At TC average
Strong +28% interview lift
Without
With
+28.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
39 currently pending
Career history
655
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
46.4%
+6.4% vs TC avg
§102
27.2%
-12.8% vs TC avg
§112
19.3%
-20.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 616 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. Acknowledgment is made of applicant's claim for foreign priority based on an application filed in Korea on 5/10/2020. It is noted, however, that applicant has not filed a certified copy of the KR10-2022-0057133 application as required by 37 CFR 1.55. Drawings The Drawings filed 5/10/2023 are approved by the examiner. Election/Restrictions Applicant’s election without traverse of Group I (claims 1-4) in the reply filed on 11/3/2025 is acknowledged. Claims 5-16 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected Groups II-III, there being no allowable generic or linking claim. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 and 4 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Brieger et al. (Acta Cryst. (2018). E74, 267–270). Brieger discloses a method for forming a compound trimethyl(tetrahydrofuran-ĸO)aluminium(III), [Al(CH3)3(C4H8O)], the compound is formed by mixing 200 mg (1.38 mmol, 1.0 eq.) of a 2 M solution of trimethylaluminum in n-heptane with 0.08 ml (1.38 mmol, 1.0 eq.) tetrahydrofuran THF (page 269, Synthesis and crystallization). The trimethylaluminum reads on the claimed chemical formula 3 when R1-R3 are an alkyl group having 1 carbon atom (methyl), and the tetrahydrofuran reads on the claimed chemical formula 2, wherein X is O and R1- R4 are an alkyl group having 1 carbon atom. Claims 1 and 4 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Tarao (Bulletin of the Chemical Society of Japan, Vol. 39, Issue 10, October 1966, pages 2132-2134). Tarao discloses a method for forming a complex, Al(CH3)3·(CH3)2S, the complex is formed by mixing 1:1 ratio a mixture of trimethylaluminum and dimethyl sulfide (Abstract). The trimethylaluminum reads on the claimed chemical formula 3 when R1-R3 are an alkyl group having 1 carbon atom (methyl), and the dimethyl sulfide reads on the claimed chemical formula 1, wherein X is S and R1 and R2 are an alkyl group having 1 carbon atom (methyl). Allowable Subject Matter Claims 2 and 3 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The prior art fails to disclose, alone or in combination, an aluminum precursor and a method for manufacturing the precursor, wherein the precursor is formed by mixing ethyl methyl sulfide and trimethylaluminum or ethyl propyl sulfide and trimethylaluminum as recited in claims 2 and 3. Tarao (Bulletin of the Chemical Society of Japan, Vol. 39, Issue 10, October 1966, pages 2132-2134) discloses a method for forming a complex, Al(CH3)3·(CH3)2S, by mixing 1:1 ratio a mixture of trimethylaluminum and dimethyl sulfide but does not disclose or suggest other sulfides can be used and an ordinary skill in the art would not able to arrive at the claimed invention. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HAIDUNG D NGUYEN whose telephone number is (571)270-5455. The examiner can normally be reached M-Th: 10a-3p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Angela Brown-Pettigrew can be reached at 571-272-2817. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HAIDUNG D NGUYEN/Primary Examiner, Art Unit 1761 1/23/2026
Read full office action

Prosecution Timeline

May 10, 2023
Application Filed
Jan 24, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12583749
TITANIUM-ZIRCONIUM CO-DOPED CARBON-COATED LITHIUM IRON PHOSPHATE MATERIAL AND PRODUCTION METHOD AND USE THEREOF
2y 5m to grant Granted Mar 24, 2026
Patent 12580094
OVERHEAD CONDUCTORS WITH HIGH-TEMPERATURE RESISTANT CURED COATINGS
2y 5m to grant Granted Mar 17, 2026
Patent 12575248
ZINC OXIDE NANOMATERIAL AND PREPARATION METHOD THEREOF AND SEMICONDUCTOR DEVICE
2y 5m to grant Granted Mar 10, 2026
Patent 12545834
LIGHT-EMITTING DEVICE, DISPLAY DEVICE, ELECTRONIC DEVICE, ORGANIC COMPOUND, AND LIGHTING DEVICE
2y 5m to grant Granted Feb 10, 2026
Patent 12521709
PROCESS FOR PURIFYING ORGANIC SOLVENTS
2y 5m to grant Granted Jan 13, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
93%
With Interview (+28.1%)
3y 2m
Median Time to Grant
Low
PTA Risk
Based on 616 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month