Prosecution Insights
Last updated: August 07, 2026
Application No. 18/315,657

TRANSMISSION PROCESSING METHOD AND APPARATUS, AND COMMUNICATION DEVICE

Final Rejection §102
Filed
May 11, 2023
Priority
Nov 23, 2020 — CN 202011323544.3 +1 more
Examiner
SAM, PHIRIN
Art Unit
2476
Tech Center
2400 — Computer Networks
Assignee
Vivo Mobile Communication Co., Ltd.
OA Round
3 (Final)
90%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
922 granted / 1022 resolved
+32.2% vs TC avg
Moderate +6% lift
Without
With
+6.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
12 currently pending
Career history
1038
Total Applications
across all art units

Statute-Specific Performance

§101
8.0%
-32.0% vs TC avg
§103
55.7%
+15.7% vs TC avg
§102
21.6%
-18.4% vs TC avg
§112
4.3%
-35.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1022 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-6, 16-17, and 19-21 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by US Pub. 2022/0022214 to Akl et al. (hereinafter Akl). In regard amended claim 1, Akl teaches or discloses a transmission processing method, performed by an IAB node in a self-backhauled loop (see Fig. 6, paragraph [0093], IAB node 616 communicates with UE 626 and UE 628 via wireless access links 630 and 632, respectively. IAB node 618 communicates with UE 634 via wireless access link 636. IAB node 622 communicates with UE 640 via wireless access link 638. The IAB nodes 616-624 are further interconnected via one or more wireless backhaul links 642, 644, 646, 648, 650, and 652. The wireless backhaul links 642-652 may utilize the same wireless spectrum (e.g., the radio frequency (RF) spectrum) as the wireless access links 630, 632, 636, and 638 to backhaul access traffic to/from the remote network 604. This may be referred to as wireless self-backhauling. Such wireless self-backhauling can enable fast and easy deployment of highly dense small cell networks), the method comprising: receiving first indication information sent by a donor node in the self-backhauled loop, wherein the first indication information is used for indicating a multiplexing mode of the IAB node (see paragraphs [0165], [0166], [0167], the parent IAB node (or a child/descendant IAB node of the parent IAB node) may send to the CU of the IAB-donor node an indication (in addition to or instead of the information sent to the IAB -donor node) that may cause the IAB -donor node (e.g., to the CU circuitry 1342 of the IAB-donor node 1300) to select a scheduling bias. Examples of the indication include, but are not limited to the indication of at least one of: a new child IAB node has connected to or is disconnected from the IAB network, a number of served child IAB nodes, user equipments (UEs), or IAB mobile terminations (MTs) associated with a given RLC CH, [0168] a first setup of the given RLC CH). In regard amended claim 2, Akl teaches or discloses the method according to claim 1, wherein the first indication information is further used for indicating scheduling of a distributed unit DU (see paragraph [0211], at block 1604, the IAB node may receive, responsive to send the information, the scheduling bias from the IAB-donor node. The scheduling bias may be received at a distributed unit (DU) of the IAB node from a central unit (CU) of the IAB-donor node. The IAB node may receive the scheduling bias over a signaling connection between the IAB-donor node and the parent IAB node). In regard amended claim 3, Akl teaches or discloses the method according to claim 1, further comprising: performing transmission or scheduling in the multiplexing mode (see paragraphs [0036], and [0058], the term downlink may refer to a point-to-multipoint transmission originating at a base station. Devices communicating in the radio access network 200 may utilize one or more multiplexing techniques and multiple access algorithms to enable simultaneous communication of the various devices. Further, multiplexing DL transmissions from the base station 210 to UEs 222 and 224 may be provided utilizing TDM, CDM, FDM, OFDM, SCM, or other suitable multiplexing). In regard amended claim 4, Akl teaches or discloses the method according to claim 3, wherein the performing scheduling or transmission in the multiplexing mode comprises at least one of the following: performing periodic transmission or scheduling in the multiplexing mode; and performing transmission or scheduling in the multiplexing mode in a preset time periodicity (see paragraphs [0058], [0059], and [0065], examples may include mini-slots, sometimes referred to as shortened transmission time intervals (TTIs), having a shorter duration (e.g., one to three OFDM symbols). These mini-slots or shortened transmission time intervals (TTIs) may in some cases be transmitted occupying resources scheduled for ongoing slot transmissions for the same or for different UEs. Any number of resource blocks may be utilized within a subframe or slot. In regard amended claim 5, Akl teaches or discloses the method according to claim 1, wherein the method further comprises: performing, in a case that the first indication information is not received, transmission or scheduling in a default multiplexing mode (see paragraphs [0009], [0029], [0036], [0058], [0059], [0065], [0072], [0074], and [0077], the uplink pilot signal transmitted by a UE (e.g., UE 224) may be concurrently received by two or more cells (e.g., base stations 210 and 214/216) within the RAN 200). In regard claim 6, Akl teaches or discloses the method according to claim 1, wherein the first indication information is carried on a physical downlink control channel PDCCH, downlink control information DCI, a medium access control control element MAC CE, radio resource control RRC, or a backhaul access protocol control protocol data unit (see paragraphs [0071], and [0211], examples of system information transmitted in the MIB may include, but are not limited to, a subcarrier spacing (e.g., default downlink numerology), system frame number, a configuration of a PDCCH control resource set (CORESET) (e.g., PDCCH CORESET), a cell barred indicator, a cell reselection indicator, a raster offset, and a search space for SIB1. the signaling connection may be at least one of: a radio resource control (RRC) connection or an F1-C interface connection. The scheduling bias may be based at least in part on the information sent to the IAB-donor node (e.g., at block 1602) and may additionally be based on various indicators and/or indications sent to the IAB-donor node from the IAB node). In regard amended claim 16, Akl teaches or discloses the method according to claim 1, wherein an indication granularity associated with the multiplexing mode comprises at least one of the following: M time units (see paragraphs [0040]) and N frequency domain units, wherein both M and N are positive integers, the time unit is a sub-frame, a slot, a symbol, or a periodicity (see paragraphs [0040], the uplink and/or downlink control information and/or traffic information may be transmitted on a waveform that may be time-divided into frames, subframes, slots, and/or symbols. As used herein, a symbol may refer to a unit of time that, in an orthogonal frequency division multiplexed (OFDM) waveform, carries one resource element (RE) per sub-carrier. A slot may carry 7 or 14 OFDM symbols. A subframe may refer to a duration of 1 ms. Multiple subframes or slots may be grouped together to form a single frame or radio frame), and the frequency domain element comprises a physical resource block PRB, a sub- band, a precoding resource block group PRG, a sub-carrier, or a resource element RE (see paragraphs [0040], [0059], [0061], [0062], [0063], and [0064], an OFDM waveform, carries one resource element (RE) per sub-carrier. Where transmissions in different directions occur within different sub-bands of the carrier bandwidth. A block of REs may be referred to as a physical resource block (PRB) or more simply a resource block (RB) 308, which contains any suitable number of consecutive subcarriers in the frequency domain). In regard amended claim 17, Akl teaches or discloses the method according to claim 1, wherein the receiving first indication information sent by a donor node comprises receiving, based on a second preset periodicity, the first indication information sent by the donor node (see paragraphs [0175], [0186], [0200], and [0211], the scheduling bias, whether selected by the IAB-donor node based on an indicator or indication from the parent IAB node, or whether determined based on information received from the parent IAB node, may be dependent on the information received from a parent IAB node. information received from the parent IAB node that may include, for example, an indication that a new child IAB node or UE is connected/ disconnected). In regard amended claim 19, Akl teaches or discloses a IAB node in a self-backhauled loop (see Figs. 6 and 15, paragraph [0093], IAB node 616 communicates with UE 626 and UE 628 via wireless access links 630 and 632, respectively. IAB node 618 communicates with UE 634 via wireless access link 636. IAB node 622 communicates with UE 640 via wireless access link 638. The IAB nodes 616-624 are further interconnected via one or more wireless backhaul links 642, 644, 646, 648, 650, and 652. The wireless backhaul links 642-652 may utilize the same wireless spectrum (e.g., the radio frequency (RF) spectrum) as the wireless access links 630, 632, 636, and 638 to backhaul access traffic to/from the remote network 604. This may be referred to as wireless self-backhauling. Such wireless self-backhauling can enable fast and easy deployment of highly dense small cell networks), comprising: a memory, a processor, and a program stored in the memory and runnable on the processor (see Fig. 15), wherein the program is executed by the processor to perform (see Fig. 15, paragraphs [0203], and [0204]): receiving first indication information sent by a donor node in the self- backhauled loop, wherein the first indication information is used for indicating a multiplexing mode of the IAB node (see paragraphs [0165], [0166], and [0167], the parent IAB node (or a child/descendant IAB node of the parent IAB node) may send to the CU of the IAB-donor node an indication (in addition to or instead of the information sent to the IAB -donor node) that may cause the IAB -donor node (e.g., to the CU circuitry 1342 of the IAB-donor node 1300) to select a scheduling bias. Examples of the indication include, but are not limited to the indication of at least one of: a new child IAB node has connected to or is disconnected from the IAB network, a number of served child IAB nodes, user equipments (UEs), or IAB mobile terminations (MTs) associated with a given RLC CH, [0168] a first setup of the given RLC CH). In regard amended claim 20, Akl teaches or discloses a readable storage medium applied to an IAB node in a self- backhauled loop (see Fig. 15, paragraph [0202], and [0203]), wherein the readable storage medium stores a program or an instruction, the program or the instruction is executed by a processor to perform (see Fig. 15, paragraphs [0203], [0204], and [0205]): receiving first indication information sent by a donor node in the self- backhauled loop, wherein the first indication information is used for indicating a target multiplexing mode of the IAB node (see paragraphs [0165], [0166], and [0167], the parent IAB node (or a child/ descendant IAB node of the parent IAB node) may send to the CU of the IAB-donor node an indication (in addition to or instead of the information sent to the IAB -donor node) that may cause the IAB -donor node (e.g., to the CU circuitry 1342 of the IAB-donor node 1300) to select a scheduling bias. Examples of the indication include, but are not limited to the indication of at least one of: a new child IAB node has connected to or is disconnected from the IAB network, a number of served child IAB nodes, user equipments (UEs), or IAB mobile terminations (MTs) associated with a given RLC CH, [0168] a first setup of the given RLC CH). In regard amended claim 21, Akl teaches or discloses the communication device according to claim 19, wherein the program is executed by the processor to further perform a step of: performing, in a case that the first indication information is not received, transmission or scheduling in a default multiplexing mode (see paragraphs [0039], [0040], [0058], [0059], [0078], and [0106], multiplexing DL transmissions from the base station 210 to UEs 222 and 224 may be provided utilizing TDM, CDM, FDM, OFDM, SCM, or other suitable multiplex schemes. If the radio link permits (e.g., permits transmission of large quantities of data in a single communication) and there is data buffered for multiple logical channels, the DU 708 (e.g., the MAC layer) may multiplex data from the multiple logical channels in a single transmission to the first UE 714. The DU 708 (e.g., the MAC layer) may multiplex the multiple logical channels into transport channels and may insert logical channel IDs (LCIDs) to enable demultiplexing at the receiver). Allowable Subject Matter Claims 7-15 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Response to Arguments Applicant's arguments filed 04/20/2026 have been fully considered but they are not persuasive. As to amended claims 1, 19, and 20, applicants argue Chen fails to disclose a donor node in the self-backhauled loop and the terminal device in Chen is not an IAB node in the self-backhauled loop. The examiner respectfully agrees with the applicants Chen fails to disclose the amendment to the claims. On the other hand, the new discovery reference Akl teaches these discloses just that. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to PHIRIN SAM whose telephone number is (571)272-3082. The examiner can normally be reached Mon - Fri, 10:30am - 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ayaz R. Sheikh can be reached at (571) 272 - 3795. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Date: 06/09/206 /PHIRIN SAM/Primary Examiner, Art Unit 2476
Read full office action

Prosecution Timeline

May 11, 2023
Application Filed
Jun 13, 2025
Non-Final Rejection mailed — §102
Sep 04, 2025
Response Filed
Jan 21, 2026
Non-Final Rejection mailed — §102
Apr 20, 2026
Response Filed
Jun 11, 2026
Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
90%
Grant Probability
96%
With Interview (+6.1%)
2y 8m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1022 resolved cases by this examiner. Grant probability derived from career allowance rate.

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