Prosecution Insights
Last updated: April 19, 2026
Application No. 18/319,412

ALUMINUM-CARBON METAL MATRIX COMPOSITES FOR BUSBARS

Non-Final OA §103
Filed
May 17, 2023
Examiner
MAYO III, WILLIAM H
Art Unit
2841
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Yazaki Corporation
OA Round
3 (Non-Final)
77%
Grant Probability
Favorable
3-4
OA Rounds
2y 3m
To Grant
73%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allow Rate
963 granted / 1251 resolved
+9.0% vs TC avg
Minimal -4% lift
Without
With
+-3.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
64 currently pending
Career history
1315
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
52.4%
+12.4% vs TC avg
§102
34.2%
-5.8% vs TC avg
§112
5.3%
-34.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1251 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on December 4, 2025 has been entered. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-5 and 8-17 are rejected under 35 U.S.C. 103 as being unpatentable over Yasushi (JP Pat Num 2017/082309A) in view of Uchida et al (Pub Num 2018/0233247, herein referred to as Uchida). Yasushi discloses a busbar (Fig 1-5) that inhibits stress relaxation even under high temperature environments, while also maintaining strength (abstract). Specifically, with respect to claim 1, Yasushi discloses a busbar (21, Fig 5) configured for an electrical power distribution application (Paragraph 54), wherein the busbar (21) comprising an aluminum (Al) metal matrix composite (MMC, Paragraph 56) comprising nanoscale carbon particles in a concentration of 0.01 to 2 percent by weight (wt.%, i.e. 0.1-2.0 mass %, Paragraph 27), wherein the nanoscale carbon particles are evenly distributed throughout an entirety of the Al-MMC (Paragraph 31). With respect to claim 2, Yasushi discloses that the concentration of the nanoscale carbon particles is in a range of 0.1 to 1 wt.% (i.e. 0.1-2.0 mass %, Paragraph 27). With respect to claim 3, Yasushi discloses that the concentration of the nanoscale carbon particles is in a range of 0.2 to 0.8 wt.%( i.e. 0.1-2.0 mass %, Paragraph 27). With respect to claim 8, Yasushi discloses that the nanoscale carbon particles are selected from the group consisting of: carbon nanotubes (i.e. CNTs, Paragraph 32). With respect to claim 9, Yasushi discloses that the busbar (21) has an electrical conductivity greater than 50% International Annealed Copper Standard (IACS, i.e. 57% IACS, Paragraph 91, Example 6), an ultimate tensile strength (UTS) greater than 80 MPa (i.e. 200 MPa, Paragraph 91, Example 6), and an elongation greater than 10% (i.e. 9-36.9 %, Table 1). With respect to claim 10, Yasushi discloses that the busbar (21) may have an electrical conductivity greater than 50% IACS (i.e. 57% IACS, Paragraph 91, Example 6), a UTS greater than 120 MPa (i.e. 200 MPa, Paragraph 91, Example 6), and an elongation greater than 30% (i.e. 9-36.9 %, Table 1). With respect to claim 11, Yasushi discloses that the busbar has an electrical conductivity greater than 50% IACS (i.e. 57% IACS, Paragraph 91, Example 6, a UTS greater than 200 MPa (i.e. 217 MPa, Paragraph 91, Example 6), and an elongation greater than 1 % (i.e. 9-36.9 %, Table 1). With respect to claim 12, Yasushi discloses that the busbar (21) may have an electrical conductivity greater than 50% IACS (i.e. 57% IACS, Paragraph 91, Example 6), a UTS greater than 120 MPa (i.e. 200 MPa, Paragraph 91, Example 6), and an elongation greater than 3% (i.e. 9-36.9 %, Table 1). With respect to claim 16, Yasushi discloses that the busbar (21), wherein the electrical power distribution application (i.e. battery termination 22) is an automotive application (i.e. fuse unit 20, Paragraph 54). While Yasushi discloses that the nanoscale particles being carbon nanotubes (Paragraph 32), Yasushi doesn’t necessarily disclose the aluminum metal matrix composite consisting essentially of aluminum or aluminum alloy and nanoscale particles (claim 1), nor the nanoscale carbon particles include single- walled carbon nanotubes (CNTs) (claim 4), nor the nanoscale carbon particles include multi- walled CNTs (claim 5). Uchida teaches a cable (Figs 1-13) configured for an electrical power distribution application (Paragraph 2), while exhibiting an electrical conductivity and tensile strength higher than that of pure aluminum (Paragraphs 9-10). Specifically, with respect to claim 1, Uchida teaches a cable (1, Fig 1) consisting essentially of an aluminum (Al) metal matrix composite (10, Paragraph 33) comprising nanoscale carbon particles (20) in a concentration of 0.01 to 2 percent by weight (wt.%, i.e. 0.1-1.25 mass %, Paragraph 12), wherein the nanoscale carbon particles (20) are evenly distributed to cover the surface of the Al-MMC (Paragraph 63). With respect to claims 4-5, Uchida discloses that the nanoscale carbon particles (20) may be any carbon nanotubes such as single- walled carbon nanotubes (CNTs) or multi-wall carbon nanotubes (Paragraph 40). With respect to claim 1 & 4-5, it would have been obvious to one having ordinary skill in the art of cables at the time the invention was made to modify the busbar of Yasushi to comprise the Al-MMC consisting essentially of aluminum metal matrix composite consisting essentially of aluminum or aluminum alloy and nanoscale particles configuration as taught by Uchida because Uchida teaches that such a configuration provides a cable (Figs 1-13) configured for an electrical power distribution application (Paragraph 2), while exhibiting an electrical conductivity and tensile strength higher than that of pure aluminum (Paragraphs 9-10). Yasushi also doesn’t necessarily disclose the busbar having a UTS greater than 300 MPa (claim 12), nor the busbar, wherein after heating the busbar either at 4000C for 1 hour or at 3100C for 400 hours, the UTS of the busbar is at least 90% of its UTS prior to heating (claim 13), nor the busbar, wherein after creep testing for 100 hours at 1500C with an applied load of 80% of its room-temperature yield strength, the busbar shows a total displacement of less than 5% (claim 14), nor the busbar, wherein after creep testing for 500 hours at 1500C with an applied load of 80% of its room-temperature yield strength, the busbar shows a total displacement of less than 5% (claim 15), nor the busbar, wherein the busbar has a total carbon content of up to about 0.5 wt.% and an even distribution of carbon, in which the total area fraction of carbon particles larger than about 1 µm is less than about 0.38% (claim 17). With respect to claims 12-15 and 17, it would have been obvious to one having ordinary skill in the art at the time the invention was made to modify the busbar of Yasushi to comprise the busbar having an UTS of the busbar greater than 300%, wherein after heating the busbar either at 4000C for 1 hour or at 3100C for 400 hours, the UTS of the busbar is at least 90% of its UTS prior to heating, or the busbar, wherein after creep testing for 100 hours at 1500C with an applied load of 80% of its room-temperature yield strength, the busbar shows a total displacement of less than 5%, or the busbar, wherein after creep testing for 500 hours at 1500C with an applied load of 80% of its room-temperature yield strength, the busbar shows a total displacement of less than 5%, or the busbar, wherein the busbar has a total carbon content of up to about 0.5 wt.% and an even distribution of carbon, in which the total area fraction of carbon particles larger than about 1 µm is less than about 0.38%, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233. Claim(s) 6-7 are rejected under 35 U.S.C. 103 as being unpatentable over Yasushi (JP Pat Num 2017/082309A) in view of Uchida (Pub Num 2018/0233247), as applied to claim 1 above (herein referred to as modified Yasushi), further in view of Schmidt et al (Pub Num 2011/0203831, herein referred to as Schmidt). Modified Yasushi discloses a busbar (Fig 1-5) that inhibits stress relaxation even under high temperature environments, while also maintaining strength (abstract), as applied to claim 1. While modified Yasushi discloses that the nanoscale particles being carbon nanotubes (Paragraph 32), modified Yasushi doesn’t necessarily disclose the wherein the nanoscale carbon particles including graphene nanoplatelets (GNPs), fullerenes, nano-diamonds, or any combination thereof (claim 6), nor the nanoscale carbon particles include nanoparticles with predominantly sp2 or sp3 carbon (claim 7). Schmidt teaches a composition for metal strips having improves friction coefficient, good contact resistance, good friction corrosion resistance, good wear resistance, and good formability (abstract). Specifically, with respect to claims 6-7, Schmidt teaches a composition that may be utilized with aluminum/aluminum alloy metal strips, wherein the composition may comprise single wall or multi-wall carbon nanotubes (Paragraph 13), fullerenes (Paragraph 13), and graphene of sp2 carbon (Paragraph 14-15) and combinations herein (Paragraph 17). It would have been obvious to one having ordinary skill in the art of cables at the time the invention was made to modify the busbar of modified Yasushi to comprise the nanotubes being single or multi-walled nanotubes, fullerenes, or graphene configuration as taught by Schmidt because Schmidt teaches that such a configuration provides a composition for aluminum metal strips that has improved friction coefficient, good contact resistance, good friction corrosion resistance, good wear resistance, and good formability (abstract) and since it has been held to be within general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. In re Leshin, 125 USPQ 416. Claim(s) 18-21 are rejected under 35 U.S.C. 103 as being unpatentable over Yasushi (JP Pat Num 2017/082309A) in view of Hassan et al (NPL Microstructure and Mechanical Properties of Carbon Nanotubes reinforced aluminum matrix composites synthesized via equal channel angular pressing, 6/2016, herein referred to as Hassan). Yasushi discloses a busbar (Fig 1-5) that inhibits stress relaxation even under high temperature environments, while also maintaining strength (abstract). Specifically, with respect to claim 18, Yasushi discloses a process for achieving even distribution of nanoscale carbon particles throughout an entirety of a metal matrix composite (MMC) component (Paragraph 31), the process comprising obtaining a metal matrix composite (MMC) feedstock material comprising a metal matrix consisting essentially of metal or metal alloy and nanoscale carbon particles (Paragraph 56) and processing the MMC feedstock material through a solid-state deformation process to form the MMC component with even distribution of the nanoscale carbon particles throughout an entirety of the MMC component (Paragraph 32-35). With respect to claim 19, Yasushi discloses a process wherein the solid-state deformation process comprises an extrusion process (Paragraph 39-40). With respect to claim 21, Yasushi discloses a process, wherein the MMC feedstock material is an aluminum (Al) MMC feedstock material (Paragraph 39). While Yasushi discloses that the nanoscale particles being carbon nanotubes (Paragraph 32), Yasushi doesn’t necessarily disclose the aluminum metal matrix composite consisting essentially of aluminum or aluminum alloy and nanoscale particles (claim 18), the process, wherein the solid-state deformation process comprises an ECAP process (claim 20). Hassan teaches an aluminum (Al) MMC feedstock material, for usage in automobile and aerospace industries, that is excellent mechanical and electrical properties, as well as being light weight, of high strength, and stiffness (Page 205, See Introduction, 1st and 2nd paragraphs). Specifically, with respect to claim 18, Hassan teaches that process for achieving even distribution of nanoscale carbon particles throughout an entirety of a metal matrix composite (MMC) component (Page 205, abstract), the process comprising obtaining a metal matrix composite (MMC) feedstock material comprising a metal matrix consisting essentially of metal or metal alloy and nanoscale carbon particles (Table 1, Page 207) and processing the MMC feedstock material through a solid-state deformation process to form the MMC component with even distribution of the nanoscale carbon particles throughout an entirety of the MMC component (Abstract), wherein the aluminum metal matrix composite consisting essentially of aluminum or aluminum alloy and nanoscale particles (Table 1, Page 207). With respect to claim 20, Hassan teaches that the solid state deformation process, may be an ECAP process (Page 205, abstract). With respect to claims 18 & 20, it would have been obvious to one having ordinary skill in the art at the time the invention was made to modify the busbar of Yasushi to be made of a metal matrix consisting essentially of metal or metal alloy and nanoscale carbon particles and by the ECAP process as taught by Hassan because Hassan teaches that such an aluminum (Al) MMC feedstock material, for usage in automobile and aerospace industries, that is excellent mechanical and electrical properties, as well as being light weight, of high strength, and stiffness (Page 205, See Introduction, 1st and 2nd paragraphs) and since it is well known in the art of cables (i.e. metal bodies) that the ECAP (equal channel angular pressing) process uses a heated mold to form metallic bodies from fine metal pieces in order the enhance the strength or ductility of the metallic material after it is bend and shaped (examiner takes official notice). Response to Arguments Applicant's arguments filed November 20, 2025, have been fully considered but they are not persuasive. Specifically, the applicant argues the following A) Yasushi and Uchida fail to disclose the “aluminum metal matrix composite consisting essentially of aluminum or aluminum alloy and nanoscale carbon particles in a concentration of 0.01-2% by weight, wherein the nanoscale particles are evenly distributed throughout the entirety of the Al-MMC B) Uchida doesn’t teach or suggest the carbon nanotubes being uniformly distributed throughout an entirely of the Al-MMC as claimed. C) Uchida teaches away from the carbon nanotubes being uniformly distributed throughout an entirely of the Al-MMC as claimed. D) Yasushi and Uchida fail to disclose the process of MMC feedstock material to form the MMC component or the dependent claim 20 process of solid state deformation process comprising an equal channel angular pressing (ECAP) process With respect to arguments A-C, the examiner respectfully traverses. Yasushi discloses a busbar (21) comprising an aluminum (Al) metal matrix composite (MMC, Paragraph 56) comprising nanoscale carbon particles in a concentration of 0.01 to 2 percent by weight (wt.%, i.e. 0.1-2.0 mass %, Paragraph 27), wherein the nanoscale carbon particles are evenly distributed throughout an entirety of the Al-MMC (Paragraph 31). Paragraph 31 states “The dispersion reacts with the parent phase, ensuring the uniformity of the material, making it possible to suppress the elongation of the material and the decrease in electrical conductivity. Therefore, Yasushi discloses all of the claimed invention, except the aluminum (Al) metal matrix composite (MMC, Paragraph 56) consisting essentially of nanoscale carbon particles in a concentration of 0.01 to 2 percent by weight (wt.%, i.e. 0.1-2.0 mass %, Paragraph 27). Uchida is relied upon for its teachings of a cable (Figs 1-13) configured for an electrical power distribution application (Paragraph 2), while exhibiting an electrical conductivity and tensile strength higher than that of pure aluminum (Paragraphs 9-10), wherein Uchida teaches a cable (1, Fig 1) consisting essentially of an aluminum (Al) metal matrix composite (10, Paragraph 33) comprising nanoscale carbon particles (20) in a concentration of 0.01 to 2 percent by weight (wt.%, i.e. 0.1-1.25 mass %, Paragraph 12). Based on the teaching of Uchida, it would have been obvious to one having ordinary skill in the art of cables at the time the invention was made to modify the busbar of Yasushi to comprise the Al-MMC consisting essentially of aluminum metal matrix composite consisting essentially of aluminum or aluminum alloy and nanoscale particles configuration as taught by Uchida because Uchida teaches that such a configuration provides a cable (Figs 1-13) configured for an electrical power distribution application (Paragraph 2), while exhibiting an electrical conductivity and tensile strength higher than that of pure aluminum (Paragraphs 9-10). It is improper to argue that Uchida doesn’t teach the carbon nanotubes being uniformly distributed throughout an entirely of the Al-MMC, when it was relied upon for its teaching of the Al-MMC consisting essentially of aluminum metal matrix composite consisting essentially of aluminum or aluminum alloy and nanoscale particles. Specifically, in response to applicant's arguments against the references individually, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981); In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). In light of the above comments, the examiner respectfully submits that the 35 USC 103(a) rejection is proper and just. With respect to argument D, the examiner respectfully submits that this argument is moot based on the new rejection of claim 20. Conclusion This action is a Non Final Rejection. Communication Any inquiry concerning this communication or earlier communications from the examiner should be directed to WILLIAM H MAYO III whose telephone number is (571)272-1978. The examiner can normally be reached on M-Thurs (5:30a-3:00p) Fri 5:30a-2p (w/alternating Fridays off). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Imani Hayman can be reached on (571) 270-5528. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /William H. Mayo III/ William H. Mayo III Primary Examiner Art Unit 2847 WHM III March 7, 2026
Read full office action

Prosecution Timeline

May 17, 2023
Application Filed
Mar 16, 2025
Non-Final Rejection — §103
Jun 18, 2025
Applicant Interview (Telephonic)
Jun 19, 2025
Examiner Interview Summary
Jun 20, 2025
Response Filed
Oct 08, 2025
Final Rejection — §103
Nov 20, 2025
Response after Non-Final Action
Dec 04, 2025
Request for Continued Examination
Dec 16, 2025
Response after Non-Final Action
Mar 07, 2026
Non-Final Rejection — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
77%
Grant Probability
73%
With Interview (-3.8%)
2y 3m
Median Time to Grant
High
PTA Risk
Based on 1251 resolved cases by this examiner. Grant probability derived from career allow rate.

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