Prosecution Insights
Last updated: April 19, 2026
Application No. 18/320,209

OPTICAL MODULE

Non-Final OA §102
Filed
May 19, 2023
Examiner
JONES, JAMES
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Qisda Corporation
OA Round
1 (Non-Final)
88%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
93%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allow Rate
1175 granted / 1327 resolved
+20.5% vs TC avg
Minimal +4% lift
Without
With
+4.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
7 currently pending
Career history
1334
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
18.6%
-21.4% vs TC avg
§102
60.9%
+20.9% vs TC avg
§112
9.5%
-30.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1327 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 5/19/2023 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-4, 6-10, and 12 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lin (20110122503) hereafter Lin. Regarding claim 1, Lin discloses in fig. 1B and fig. 2 an optical module, comprising: a base (14); a holding component (12) disposed on the base (14), wherein a position of the holding component (12) relative to the base (14) along a first axial direction (D2 as the claimed “first axial position) is adjustable (par. [0025], note that lens module 12 moves along direction D2) ; an optical element (fig. 1B, par. [0021], line 1, the lens 120 as the claimed “optical element”) disposed on the holding component (12); and at least one detachable structure (fig. 1B, par. [0036], the screw 16 as the claimed “detachable structure” extended from one of the base and the holding component (12) to face another one of the base (14) and the holding component (fig. 1B, par. [0036], the screw extends from holding component 12 to the base 14 for fixing the holding component to the base), so as to limit a position of the holding component (12) relative to the base (14) along a second axial direction (fig. 1B; D1 as the claimed “second axial direction”). PNG media_image1.png 653 702 media_image1.png Greyscale Regarding claim 2, Lin discloses the optical module according to claim 1, wherein the first axial direction (D2) is perpendicular to the second axial direction (D1) (fig. 1B, par. [0022], lines 5-6). Regarding claim 3, Lin discloses the optical module according to claim 1, wherein the first axial direction (D2) and the second axial direction (D1) are perpendicular to an optical axis (shown in labeled fig 1b) of the optical element (see fig. 1B, note D1 and D2 are perpendicular to the optical axis). Regarding claim 4, Lin discloses the optical module according to claim 1, wherein the base (14) has two opposite inner walls (fig. 1B and 5, par. [0036], the portion of the base 14 that contacts the slots of 1220 of fixing component 120 as the claimed “inner walls”), the holding component (12) has two opposite lateral surfaces (fig. 1B and 5, par. [0036], fixing component 12 and through slots 1220 provide the claimed “lateral surfaces”), the two lateral surfaces face the two inner walls respectively (see fig. 5), and the at least one detachable structure (16) is positioned between at least one of the inner walls and at least one of the lateral surfaces (fig. 1B and 5, par. [0036], note that screw 16 penetrates through the slot 1220 to connect with the walls of element 14). Regarding claim 6, Lin discloses the optical module according to claim 4, wherein the at least one detachable structure (16) is extended from the at least one lateral surface (fig. 1B and 5, par. [0036] elements 122 and 1220 provide the claimed “lateral surface”) to face the at least one inner wall (fig. 1B and 5, par. [0036], the portion of the base 14 that contacts the slots of 1220 of fixing component 120 as the claimed “inner walls”). Regarding claim 7, Lin discloses the optical module according to claim 4, wherein a quantity of the at least one detachable structure (16) is plural (fig. 1b and 5, par. [0016], lines 9-11, the figures clearly depict multiple screws) a part of these detachable structures (16) is positioned between one of the lateral surfaces and a corresponding inner wall (shown in fig. 1b and 5, par. [0036], lines 7-12), and another part of these detachable structures (16) is positioned between another one of the lateral surfaces and a corresponding inner wall (seen in fig. 5, note the screw shaft extends between the elements 122, 1220, and the portion of the base 14 that contacts the slots of 1220 of fixing component 120). Regarding claim 8, Lin discloses the optical module according to claim 1, wherein the at least one detachable structure (16) has a connecting part (the shaft of the screw 16 as the claimed “connecting part”) and a limiting part (the head of the screw 16 as the “limiting part”), the connecting part is connected between one of the base and the holding component and the limiting part (fig. 1B and 5, par. [0036], the shaft of screw 16 penetrates through the slot 1220 and fixed on to base 14), and the limiting part faces another one of the base and the holding component (fig. 5, par. [0016], lines 7-12). Regarding claim 9, Lin discloses the optical module according to claim 8, wherein an outer diameter of the connecting part is smaller than an outer diameter of the limiting part (fig. 1B and 5, par. [0036], the shaft of screw 16 as the claimed “connecting part,” has a smaller diameter than the head of the screw 16. The larger diameter of the head of screw 16 is what limits the screw from passing completely through the slot 1220). Regarding claim 10, Lin discloses the optical module according to claim 1, wherein a quantity of the at least one detachable structure (16) is plural (fig. 1b and 5, par. [0016], lines 9-11, the figures clearly depict multiple screws), and these detachable structures are connected sequentially along a direction from one of the base and the holding component to another one of the base and the holding component (seen in fig. 1B and 5, note the screw shaft extends between the elements 122, 1220, and the portion of the base 14 that contacts the slots of 1220 of fixing component 120). Regarding claim 12, Lin discloses the optical module according to claim 1, wherein an outer diameter of the at least one detachable structure (16) gradually increases from one of the base and the holding component to another one of the base and the holding component (fig. 1B and 5, par. [0036] the outer diameter of the screw increases from the base 14 having the smaller diameter of the screw and the holding component 120 having the larger diameter of the screw). Allowable Subject Matter Claims 5, 11, 13, and 14 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the prior art does not disclose the claimed combination of limitations to warrant a rejection under 35 USC 102 or 103 Regarding claim 5, the prior art does not disclose the claimed optical module specifically including as the distinguishing features in combination with the other limitations the claimed “wherein the at least one detachable structure is extended from the at least one inner wall to face the at least one lateral surface”. Regarding claim 11, the prior art does not disclose the claimed optical module specifically including as the distinguishing features in combination with the other limitations the claimed “wherein the at least one detachable structure is in a T-shaped form”. Regarding claim 13, the prior art does not disclose the claimed optical module specifically including as the distinguishing features in combination with the other limitations the claimed “wherein the at least one detachable structure is in a L-shaped form.” Regarding claim 14, the prior art does not disclose the claimed optical module specifically including as the distinguishing features in combination with the other limitations the claimed “at least one gasket, wherein the at least one gasket is detachably disposed between one of the base and the holding component and the at least one detachable structure.” Conclusion Liu (20100135010) is being cited herein to show a reference that discloses some similar features to that of the claimed invention. Specifically, fig. 3 shows a base being connected to a lens holding component. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES JONES whose telephone number is (571)270-1278. The examiner can normally be reached 7:00 am - 4:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Pinping Sun can be reached at (571) 270-1284. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JAMES C. JONES/Primary Examiner, Art Unit 2872
Read full office action

Prosecution Timeline

May 19, 2023
Application Filed
Mar 04, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12596240
OPTICAL SYSTEM AND PHOTOGRAPHING DEVICE HAVING OPTICAL SYSTEM
2y 5m to grant Granted Apr 07, 2026
Patent 12585078
LENS BARREL AND IMAGING DEVICE
2y 5m to grant Granted Mar 24, 2026
Patent 12585048
DIFFUSION PLATE OF MICRO ARRAY TYPE
2y 5m to grant Granted Mar 24, 2026
Patent 12569133
OPTICAL SYSTEM AND INSPECTION APPARATUS
2y 5m to grant Granted Mar 10, 2026
Patent 12571940
LAMINATE HAVING MICROSTRUCTURED SUBSTRATE AND METHOD FOR PRODUCING THE LAMINATE
2y 5m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
88%
Grant Probability
93%
With Interview (+4.3%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 1327 resolved cases by this examiner. Grant probability derived from career allow rate.

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