Prosecution Insights
Last updated: October 02, 2026
Application No. 18/320,499

BIOMATERIALS CONTAINING UMBILICAL CORD-DERIVED STEM CELLS

Non-Final OA §103
Filed
May 19, 2023
Examiner
CONNORS, ALEXANDRA F
Art Unit
1634
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Globus Medical Inc.
OA Round
3 (Non-Final)
24%
Grant Probability
At Risk
3-4
OA Rounds
10m
Est. Remaining
69%
With Interview

Examiner Intelligence

Grants only 24% of cases
24%
Career Allowance Rate
27 granted / 113 resolved
-36.1% vs TC avg
Strong +45% interview lift
Without
With
+45.4%
Interview Lift
resolved cases with interview
Typical timeline
4y 2m
Avg Prosecution
34 currently pending
Career history
156
Total Applications
across all art units

Statute-Specific Performance

§101
3.4%
-36.6% vs TC avg
§103
47.1%
+7.1% vs TC avg
§102
13.1%
-26.9% vs TC avg
§112
27.6%
-12.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 113 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This action is in response to the papers filed July 06, 2026. A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on July 06, 2026 has been entered. Claims 1 and 3-20 are pending in the application. No claims are canceled, claims 1, 10 and 18 are amended and no new claims are added as set forth in the claim set filed 07/06/2026. Claims 1, 10 and 18 are independent claims. Therefore, claims 1 and 3-20 are examined on the merits. Priority No foreign priority or benefit of a prior filed application is claimed. Thus, the earliest possible priority for the instant application is the effective filing date, May 19, 2023. Response to arguments Maintained objections/ Rejections in response to Applicants’ arguments or amendments Claim Rejections - 35 USC § 103 Claim 1, 3, 7-11, 13, and 15-20 remain rejected under 35 U.S.C. 103 as being unpatentable over Choi (Int. J. Mol. Sci. 2020, 21, 7391) in view of Youn (Molecules 2022, 27, 5512) and Hu (J Thorac Cardiovasc Surg 2008;135:799-808). This rejection has been modified as necessitated by Applicant’s arguments and amendments filed 07/06/2026. Regarding claim 1, 7-9 and 11, Choi teaches a biomaterial comprising human umbilical cord stem cells from Wharton’s Jelly in a HAMC (hyaluronic acid and methyl cellulose) hydrogel (i.e. thermoresponsive carrier), a liquid at cold temperatures, fully dissolving and kept at 4°C (Abstract, p. 13, 2nd paragraph). Choi teaches body temperature of rats were maintained at 37°C and when injected the HAMC will increase in viscosity (i.e. gel) (p. 3, 1st paragraph). Moreover, the cells prepared for the hydrogel are passaged 7 times (i.e. two or more) before being mixed with the hydrogel solution (p. 13, 3rd paragraph). However, Choi does not teach that the thermoresponsive hydrogel additionally comprises 0.5-5% gellan gum or that hypoxic conditions are utilized in the method. Youn teaches adding gellan gum to hyaluronic acid hydrogels to form GG/HA hydrogels (Abstract). The gellan gum was in solution at a concentration of 1% w/v and added to a 1% HA solution at a ratio of 10:0 = GG:HA, 9:1 = GG:HA, and 8:2 = GG:HA, which are named GG10, GG9/HA1, and GG8/HA2,respectively (p. 10, last paragraph). The composite of GG and HA is on the rise to be a promising material and is being used in various tissue engineering fields (p. 2, 3rd paragraph). Moreover, GG can be physically crosslinked with the presence of cations (Na+, K+, Ca2+, and Mg2+), which provide a stable structure in the physiological environment; an injectable property; and a viscoelastic character, which is reported to be effective for cell viability and proliferation (p. 2, 3rd paragraph). It would have been obvious to one of ordinary skill in the art at the time of the effective filing date to additionally have gellan gum at a concentration of 0.5-5% w/v as taught by Youn in the thermoresponsive hyaluronic and methylcellulose hydrogel of Choi with a reasonable expectation of success. An artisan would have been motivated to add gellan gum to the hydrogel as Youn teaches the composite of gellan gum and hyaluronic acid is on the rise to be a promising material and is being used in various tissue engineering fields (p. 2, 3rd paragraph). and the concentrations claimed are known in the art. However, the combination of Choi and Youn do not teach that the MSC are preconditioned under hypoxic conditions comprising low oxygen levels and 2-8% CO2. Hu teaches hypoxic preconditioning of MSCs increases the expression of pro-survival and pro-angiogenic factors which resulted in an increase in angiogenesis and enhanced morphological and functional health benefits after implantation in vivo (p. 799, Results). Hu cultures BM-MSCs in 0.5% oxygen and 5% CO2 in order to precondition them in a hypoxic environment (p. 880, 1st column; p. 880, Sublethal hypoxia protocol). It would have been obvious to one of ordinary skill in the art at the time of the effective filing date to precondition the cells of Choi in hypoxic conditions such as low oxygen with 5% CO2 as taught by Hu before combining them with the HAMC hydrogel with a reasonable expectation of success. An artisan would be motivated to precondition the cells as Hu teaches preconditioning of MSCs in hypoxic conditions enhances morphological and functional health benefits after implantation in vivo (p. 799, Results). Regarding claim 3, the combined teachings of Choi, Youn and Hu make obvious claim 1. Choi teaches a biomaterial comprising human umbilical cord stem cells from Wharton’s Jelly in a HAMC (hyaluronic acid and methyl cellulose) hydrogel (i.e. co-dissolution) (p. 16, 1st column). Regarding claim 10, 13 and 15, as seen above the combination of the combined teachings of Choi, Youn and Hu make obvious the utilization of hypoxic WJ-MSC. Choi teaches obtaining an umbilical cord, isolating the viable stem cells, which are cultured and expanded under hypoxic conditions in view of Hu, and combining the stem cells with the HAMC or PBS (i.e. inert carrier) (p. 13, 3rd paragraph) Regarding claims 16 and 17, as seen above the combination of the combined teachings of Choi, Youn and Hu make obvious claim 10. Moreover, Choi teaches that the inert carrier has a thermo-gelation agent such as methyl cellulose with the hyaluronic acid (p. 13, 2nd paragraph). Regarding claims 18-20, as seen above, Choi, Youn and Hu make obvious a method of making a biomaterial including hypoxia preconditioned WJ-MSC as claimed in claim 1. Moreover, Choi teaches administering the biomaterial to rats with injury induced disc degeneration (i.e. defect or injury in the spine) (p. 14, Sections 4.5-4.6). The HAMC is injected as a liquid and gels at the target repair site (p. 3, 1st paragraph). Therefore, the invention would have been obvious to one of ordinary skill in the art at the time of the effective filing date Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over Choi (supra) in view of Youn (supra) and Hu (supra) as applied to claim 1 above, and in further view of Caicco (J Biomed Mater Res Part A 2013:101A:1472–1477; previously cited). Choi, Youn and Hu make obvious a biomaterial and method of transplantation of said biomaterial comprising methyl cellulose, hyaluronic acid, gellan gum and hypoxia preconditioned WJ-MSC as described above and incorporated herein in its entirety. Moreover, Choi teaches a 1% HAMC concentration which is 0.5% HA/0.5% MC (p. 14, Section 4.4) However, Choi, Youn, and Hu do not teach concentrations of HAMC wherein the concentrations are 0.2% to 2% (w/v) hyaluronic acid and 2-10% (w/v) methyl cellulose. Caicco teaches HAMC gels at physiological temperatures in less than 5 mins at different concentrations of both components (Abstract, Figure 2). In particular, HAMC gels can be made at 0.5 HA /0.5 MC (which is utilized in Choi) to 1.0 HA/1.0 MC (p. 1473, 1st column). Therefore, the teachings include overlapping ranges with the presently recited range in claim 4. Moreover, Gel strength could be tuned through simple adjustment of the MC and HA contents in the gel (p. 1475, 1st column). It would have been obvious to one of ordinary skill in the art at the time of the effective filing date to utilize a blend of HA and MC wherein the concentrations are 0.2% to 2% (w/v) hyaluronic acid and 2-10% (w/v) methyl cellulose instead of 0.5 and 0.5 w/v of Choi with a reasonable expectation of success. Caicco teaches gelation within said range and gel strength could be tuned through simple adjustment of the MC and HA contents in the gel (p. 1475, 1st column). This invites routine optimization for the gel strength within the range claimed. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the effective filing date Claim 5 and 14 remains rejected under 35 U.S.C. 103 as being unpatentable over Choi (supra) in view of Youn (supra) and Hu (supra) as applied to claims 1 and 10 above, and in further view of Ballios (Stem Cell Rep. 2015, 4, 1031–1045; previously cited) Choi, Youn and Hu make obvious a biomaterial and method of transplantation of said biomaterial comprising methyl cellulose, hyaluronic acid, gellan gum and hypoxia preconditioned WJ-MSC as described above and incorporated herein in its entirety. However, regarding claims 5 and 14, Choi, Youn and Hu do not explicitly teach single cell suspensions being combined with the HAMC hydrogel solution. Ballios teaches combining single cell suspensions with 0.5/0.5 HAMC hydrogel solutions (the same concentration as Choi) for transplantation (p. 15, 2nd paragraph; p. 16, 2nd paragraph). It would have been obvious to one of ordinary skill in the art at the time of the effective filing date to obtain the WJ-MSC of Choi in a single cell suspension through methods known in the art as taught by Ballios to combine with a HAMC hydrogel solution to produce an injectable biomaterial with a reasonable expectation of success. An artisan would be utilizing known methods in the prior art to yield predictable results (i.e. combining cells with HAMC hydrogels for transplantation) (MPEP 2143; Rationale A). Therefore, the invention would have been obvious to one of ordinary skill in the art at the time of the effective filing date. Claim 6 remains rejected under 35 U.S.C. 103 as being unpatentable over Choi (supra) in view of Youn (supra) and Hu (supra) as applied to claims 1 and 10 above, and in further view of Genovese (J Tissue Eng Regen Med. 2021 Sep 27;15(12):1131–1143; previously cited) Choi, Youn and Hu make obvious a biomaterial and method of transplantation of said biomaterial comprising methyl cellulose, hyaluronic acid, gellan gum and hypoxia preconditioned WJ-MSC as described above and incorporated herein in its entirety. However, regarding claims 6 and 14, Choi, Youn and Hu do not explicitly teach wherein the human umbilical cord mesenchymal stem cells include a suspension of micro-spheroids having 50-200 cells with sizes ranging from 50 to 200 μm. Genovese teaches encapsulating MSC spheroids which can be 100 μm to 150 μm in size and have can have 150 cells/spheroid to 600 cells/spheroid in hydrogels to treat traumatic injury (p. 1133, 1st column; Abstract; Figure 1C). Genovese additionally teaches that it has been shown that MSCs injected with a biomaterial carrier material, exhibit better viability and retention in the transplanted tissue (p.1132, 1st column). It would have been obvious to one of ordinary skill in the art at the time of the effective filing date to obtain the WJ-MSC of Choi in a spheroid containing 150-600 cells through methods known in the art as taught by Genovese to combine with a HAMC hydrogel solution to produce an injectable biomaterial with a reasonable expectation of success. An artisan would be utilizing known methods in the prior art to yield predictable results (i.e. combining cells with HAMC hydrogels for transplantation) (MPEP 2143; Rationale A). Moreover, Genovese teaches that it has been shown that MSCs injected with a biomaterial carrier material, exhibit better viability and retention in the transplanted tissue (p.1132, 1st column). Therefore, the invention would have been obvious to one of ordinary skill in the art at the time of the effective filing date Claim 12 remains rejected under 35 U.S.C. 103 as being unpatentable over Choi (supra) in view of Youn (supra) and Hu (supra) as applied to claims 1 and 10 above, and in further view of Beegle (Stem Cells. 2015 Jun;33(6):1818-28; previously cited) Choi, Youn and Hu make obvious a biomaterial and method of transplantation of said biomaterial comprising methyl cellulose, hyaluronic acid, gellan gum and hypoxia preconditioned WJ-MSC as described above and incorporated herein in its entirety. Moreover, Hu teaches utilizing hypoxic conditions of 0.5% oxygen. Regarding claims 12, Choi, Youn and Hu do not teach oxygen concentrations between 1% and 6%. Beegle teaches utilizing hypoxic conditions from 1%-10% oxygen compared to the atmospheric 20% (p. 1819, 1st column). Moreover, 1% is an optimal hypoxic level to favor cell survival (p. 1826, 2nd column). It would have been obvious to one of ordinary skill in the art at the time of the effective filing date to modify the method of Choi, Youn and Hu from utilizing 0.5% oxygen to instead utilize 1% oxygen as taught by Beegle with a reasonable expectation of success. An artisan would have been motivated to do so as Beegle teaches 1% oxygen is an optimal hypoxic level to favor cell survival (p. 1826, 2nd column). Therefore, the invention would have been obvious to one of ordinary skill in the art at the time of the effective filing date In response to Applicant’s arguments and amendments filed 07/06/2026, Applicant’s arguments and amendments have been considered and are persuasive in regard to the previous rejection not discussing passaging time. The rejection has been modified to include the newly recited limitation. Choi teaches passaging up to 7 times, thus the combination of references previously set forth provides teachings for the new limitation. Applicant’s arguments directed towards the secondary reference’s lack of passaging are not persuasive as the primary reference provides teachings on passaging the cells and the secondary references address the additional hypoxic limitations which are introduced to the passaging of the cells. The test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference; nor is it that the claimed invention must be expressly suggested in any one or all of the references. Rather, the test is what the combined teachings of the references would have suggested to those of ordinary skill in the art. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981). Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEXANDRA CONNORS whose telephone number is (571)272-7010. The examiner can normally be reached Monday - Friday (9AM-5PM). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MARIA LEAVITT can be reached at (571) 272-1085. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEXANDRA F CONNORS/Examiner, Art Unit 1634 /MARIA G LEAVITT/Supervisory Patent Examiner, Art Unit 1634
Read full office action

Prosecution Timeline

May 19, 2023
Application Filed
Sep 25, 2025
Non-Final Rejection mailed — §103
Dec 24, 2025
Response Filed
Apr 06, 2026
Final Rejection mailed — §103
Jul 06, 2026
Request for Continued Examination
Jul 07, 2026
Response after Non-Final Action
Sep 01, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12709760
KIR 7.1 GENE THERAPY VECTORS AND METHODS OF USING THE SAME
5y 4m to grant Granted Aug 18, 2026
Patent 12612599
COMPOSITIONS AND METHODS FOR MICROGLIA REPLACEMENT THERAPY
6y 7m to grant Granted Apr 28, 2026
Patent 12551509
ACELLULAR REGENERATIVE PRODUCTS AND METHODS OF THEIR MANUFACTURE
7y 7m to grant Granted Feb 17, 2026
Patent 12521416
ANTI-AGING COMPOSITIONS AND USES THEREOF
4y 0m to grant Granted Jan 13, 2026
Patent 12338450
GENE THERAPY CONSTRUCTS FOR TREATING WILSON DISEASE
4y 0m to grant Granted Jun 24, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
24%
Grant Probability
69%
With Interview (+45.4%)
4y 2m (~10m remaining)
Median Time to Grant
High
PTA Risk
Based on 113 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month