Office Action Predictor
Last updated: April 15, 2026
Application No. 18/332,142

NEGATIVE ELECTRODE PLATE, BATTERY CELL, AND BATTERY

Non-Final OA §103
Filed
Jun 09, 2023
Examiner
OHARA, BRIAN R
Art Unit
1724
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ningde Amperex Technology Limited
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
2y 10m
To Grant
88%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
422 granted / 533 resolved
+14.2% vs TC avg
Moderate +9% lift
Without
With
+8.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
44 currently pending
Career history
577
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
57.2%
+17.2% vs TC avg
§102
23.6%
-16.4% vs TC avg
§112
14.2%
-25.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 533 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-20 are rejected under 35 U.S.C. 103 as being unpatentable over LV (US 2023/0146812). As to claim 1, LV discloses a negative electrode plate (figure 1, [0004]-[0005], discussed throughout), comprising: a negative current collector (figure 1, copper foil, [0004]-[0005], discussed throughout), a first negative active material layer (figure 1, [0004]-[0005], discussed throughout), and a second negative active material layer (figure 1, [0004]-[0005], discussed throughout); in a thickness direction of the negative electrode plate (figure 1, [0004]-[0005], discussed throughout), the first negative active material layer is located between the second negative active material layer and the negative current collector (figure 1, [0004]-[0005], discussed throughout); the first negative active material layer comprises a first negative active material (figure 1, [0004]-[0005], discussed throughout); the second negative active material layer comprises a second negative active material (figure 1, [0004]-[0005], discussed throughout); and an interlayer spacing of the first negative active material is smaller than an interlayer spacing of the second negative active material ([0005]-[0008], discussed throughout, overlapping ranges because alpha can be 1). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists (see MPEP 2144.05). As to claim 2, LV discloses wherein, a ratio of the interlayer spacing of the second negative active material to the interlayer spacing of the first negative active material falls within a range of 1.1 to 1.8 ([0005]-[0008], discussed throughout, overlapping ranges). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists (see MPEP 2144.05). As to claim 3, LV discloses wherein, the ratio of the interlayer spacing of the second negative active material to the interlayer spacing of the first negative active material falls within a range of 1.1 to 1.3 ([0005]-[0008], discussed throughout, overlapping ranges). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists (see MPEP 2144.05 I). As to claim 4, LV discloses wherein, the interlayer spacing of the first negative active material is in the range of 0.34 nm to 0.42 nm; and the interlayer spacing of the second negative active material is in the range of 0.37 nm to 0.61 nm ([0020], discussed throughout). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists and a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close (see MPEP 2144.05 I). As to claim 5, LV discloses wherein, the interlayer spacing of the first negative active material is in the range of 0.34 nm to 0.37 nm; and the interlayer spacing of the second negative active material is in the range of 0.37 nm to 0.45 nm ([0020], discussed throughout). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists and a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close (see MPEP 2144.05 I). As to claim 6, LV discloses wherein, an undercoat layer is applied onto the negative current collector (figure 1, the active material on the other side, discussed throughout). As to claim 7, LV discloses wherein, the undercoat layer comprises at least one of conductive carbon, carbon nanotubes, or graphene ([0080], discussed throughout). As to claim 8, LV discloses wherein, the first negative active material and the second negative active material each are one independently selected from the group consisting of soft carbon, hard carbon, artificial graphite, and natural graphite ([0023], discussed throughout). As to claim 9, LV discloses a battery cell, comprising a positive electrode plate, a separator, and a negative electrode plate; and the negative electrode plate is the negative electrode plate according to claim 1 (figure 3 #5, [0056], discussed throughout). As to claim 10, LV discloses wherein, a ratio of the interlayer spacing of the second negative active material to the interlayer spacing of the first negative active material falls within a range of 1.1 to 1.8 ([0005]-[0008], discussed throughout, overlapping ranges). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists (see MPEP 2144.05). As to claim 11, LV discloses wherein, the ratio of the interlayer spacing of the second negative active material to the interlayer spacing of the first negative active material falls within a range of 1.1 to 1.3 ([0005]-[0008], discussed throughout, overlapping ranges). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists (see MPEP 2144.05). As to claim 12, LV discloses wherein, the interlayer spacing of the first negative active material is in the range of 0.34 nm to 0.42 nm; and the interlayer spacing of the second negative active material is in the range of 0.37 nm to 0.61 nm ([0020], discussed throughout). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists and a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close (see MPEP 2144.05 I). As to claim 13, LV discloses wherein, the interlayer spacing of the first negative active material is in the range of 0.34 nm to 0.37 nm; and the interlayer spacing of the second negative active material is in the range of 0.37 nm to 0.45 nm ([0020], discussed throughout). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists and a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close (see MPEP 2144.05 I). As to claim 14, LV discloses wherein, an undercoat layer is applied onto the negative current collector (figure 1, the active material on the other side, discussed throughout). As to claim 15, LV discloses wherein, the undercoat layer comprises at least one of conductive carbon, carbon nanotubes, or graphene ([0080], discussed throughout). As to claim 16, LV discloses wherein, the first negative active material and the second negative active material each are one independently selected from the group consisting of soft carbon, hard carbon, artificial graphite, and natural graphite ([0023], discussed throughout). As to claim 17, LV discloses a battery, comprising the battery cell according to claim 9 (figure 4 #4, [0027], discussed throughout). As to claim 18, LV discloses wherein, a ratio of the interlayer spacing of the second negative active material to the interlayer spacing of the first negative active material falls within a range of 1.1 to 1.8 ([0005]-[0008], discussed throughout, overlapping ranges). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists (see MPEP 2144.05). As to claim 19, LV discloses wherein, the ratio of the interlayer spacing of the second negative active material to the interlayer spacing of the first negative active material falls within a range of 1.1 to 1.3 ([0005]-[0008], discussed throughout, overlapping ranges). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists (see MPEP 2144.05). As to claim 20, LV discloses wherein, a value range of the interlayer spacing of the first negative active material is 0.34 nm to 0.42 nm; and a value range of the interlayer spacing of the second negative active material is 0.37 nm to 0.61 nm ([0020], discussed throughout). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists and a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close (see MPEP 2144.05 I). Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRIAN R OHARA whose telephone number is (571)272-0728. The examiner can normally be reached 7:30 AM-3:30 PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Miriam Stagg can be reached at 571-270-5256. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRIAN R OHARA/Examiner, Art Unit 1724
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Prosecution Timeline

Jun 09, 2023
Application Filed
Dec 23, 2025
Non-Final Rejection — §103
Feb 10, 2026
Applicant Interview (Telephonic)
Feb 10, 2026
Examiner Interview Summary
Mar 25, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

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2y 5m to grant Granted Mar 31, 2026
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
88%
With Interview (+8.9%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 533 resolved cases by this examiner. Grant probability derived from career allow rate.

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