Prosecution Insights
Last updated: August 17, 2026
Application No. 18/337,996

ULTRASONIC TRANSDUCER SYSTEM AND METHOD FOR MANUFACTURING THE SAME

Final Rejection §103
Filed
Jun 20, 2023
Priority
Jun 20, 2022 — DE 102022206138.1
Examiner
ABULABAN, ABDALLAH
Art Unit
3645
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Fraunhofer-Gesellschaft zur Förderung der angewandten Forschung e.V.
OA Round
3 (Final)
70%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
145 granted / 208 resolved
+17.7% vs TC avg
Moderate +15% lift
Without
With
+15.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
30 currently pending
Career history
257
Total Applications
across all art units

Statute-Specific Performance

§101
5.8%
-34.2% vs TC avg
§103
60.9%
+20.9% vs TC avg
§102
13.8%
-26.2% vs TC avg
§112
16.7%
-23.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 208 resolved cases

Office Action

§103
Final Rejection Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION The amendment filed 03/25/2026 has been entered. Claims 1 and 4-27 remain pending in the application. Response to Arguments Applicant's arguments filed 03/25/2026 have been fully considered but they are not persuasive. Regarding applicants arguments to claims 1 and 26, applicant states “Accordingly, Applicant respectfully submits that the rejection does not establish that claims 1 and 26, as a whole, would have been obvious over Miyazawa in view of Kajitani. Miyazawa does not disclose the transmitter-side high-pass contribution. Kajitani, while disclosing external filtering of a transmission waveform, does not cure that deficiency in the manner required by the claims. Nor does the rejection provide a sufficient reason why a person of ordinary skill in the art would have modified Miyazawa to arrive at the specific complementary transmitter/receiver bandpass concept set forth in claims 1 and 26.”, examiner respectfully disagrees. Examiner relies upon Miyazawa to teach the limitation of wherein the reception unit contributes to the bandpass as a low-pass filter (See Paragraph 129 and Fig.2 of Miyazawa). Examiner admits Miyazawa does not explicitly teach the limitation of the transmission unit contributes to the bandpass as a high-pass filter and then relies upon Kajitani to teach the limitation in question. Kajitani teaches, in paragraph 80 and fig.6, frequency characteristics of a transmission wave after insertion of a high-pass filter and this transmission wave is from the transmitting section 2 (interpreted as the transmission unit). Thus, when taking the broadest reasonable interpretation of the claim as written Kajitani properly teaches the transmission unit (transmission wave from the transmitting section 2) contributes to the bandpass as a high-pass filter (insertion of a high-pass filter). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1, 4, 6, 8-13, 17, 19-20, 23 and 25-26 are rejected under 35 U.S.C. 103 as being unpatentable over Miyazawa (US 20180059067 A1) in view of Kajitani (US 20110303014 A1). Regarding claim 1, Miyazawa teaches an ultrasonic transducer system, comprising: a transmission unit comprising a first natural frequency and configured to generate an ultrasonic signal. (Abstract, Paragraphs 22-24) Miyazawa also teaches a reception unit comprising a second natural frequency and configured to receive a response signal based on the ultrasonic signal. (Paragraphs 22-24) Miyazawa also teaches wherein the second natural frequency is larger than the first natural frequency. (Paragraph 157) Miyazawa also teaches wherein the transmission unit and the reception unit form a bandpass that is at least partially characterized by the first natural frequency and the second natural frequency. (Paragraphs 127-129, 133, Fig.2) Miyazawa also teaches wherein the reception unit contributes to the bandpass as a low-pass filter. (Paragraph 129, Fig.2) Miyazawa does not explicitly teach the transmission unit contributes to the bandpass as a high-pass filter. Kajitani teaches the transmission unit contributes to the bandpass as a high-pass filter. (Paragraph 80, Fig.6) It would have been obvious to one having ordinary skill in the art before the effective filling date to have modified Miyazawa to incorporate the transmission unit contributes to the bandpass as a high-pass filter in order to pass frequency component that is equal to the driving frequency or more and suppress sound frequency lower than it. Regarding claim 4, Miyazawa teaches wherein the second natural frequency is larger than the first natural frequency at least by a factor. (Paragraph 158) Miyazawa discloses the claimed invention except for the second natural frequency is larger than the first natural frequency at least by the factor 1.1. It would have been obvious to one having ordinary skill in the art at the time the invention was filled to incorporate the second natural frequency is larger than the first natural frequency at least by the factor 1.1, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233. Regarding claim 6, Miyazawa teaches a driver unit coupled to the transmission unit and configured to apply to a transmission ultrasonic transducer of the transmission unit an electrical voltage that is proportional to a received excitation signal. (Paragraphs 126-128, 11, 93-94, Figs.2-3) Regarding claim 8, Miyazawa teaches an evaluation unit configured to evaluate the response signal on the basis of a pulse compression method. (Paragraphs 139, 141, Fig.2) Regarding claim 9, Miyazawa teaches an operation of the transmission unit at a single transmission oscillation mode and/or configured for an operation of the reception unit at a single reception oscillation mode. (Paragraphs 21, 70-72, Figs.5, 7) Regarding claim 10, Miyazawa teaches wherein the transmission unit comprises a plurality of sound transducers comprising matching natural frequencies within a tolerance range: and/or wherein the reception unit comprises a plurality of sound transducers comprising matching natural frequencies within a tolerance range. (Paragraphs 63-64, 115, 117, Fig.7) Regarding claim 11, Miyazawa teaches wherein the transmission unit is configured to emit the ultrasonic signal with a characteristic to acquire an amplitude of the reception signal at the location of the reception unit, comprising a local maximum within a tolerance range. (Paragraphs 22, 97, 152) Regarding claim 12, Miyazawa teaches wherein the characteristic is based on at least one of the following: a radiation property of the transmission unit; a characteristic of a fluidic opening of a substrate of the transmission unit; and an antenna structure for shaping the transmission signal. (Paragraphs 23-25, 91-92, Figs.9, 7) Regarding claim 13, Miyazawa teaches an amplifier unit coupled to a reception ultrasonic transducer of the reception unit and configured to acquire a transducer signal received by the reception ultrasonic transducer and to amplify the same so as to acquire an amplified signal that is approximately directionally proportional to a charge at the reception ultrasonic transducer; an evaluation unit configured to evaluate the response signal on the basis of the amplified signal and a quantity based on the electrical charge of a reception ultrasonic transducer. (Paragraphs 129, 141, Fig.2) Regarding claim 17, Miyazawa teaches wherein the transmission unit is configured to output the ultrasonic signal into a gaseous medium; and/or wherein the reception unit is configured to receive the reception signal from a gaseous medium. (Paragraphs 54, 155, 121) Regarding claim 19, Miyazawa teaches wherein an ultrasonic transducer of the transmission unit and an ultrasonic transducer of the reception unit are arranged on a substrate and are connected to a mutual medium via openings in the substrate. (Paragraphs 143, 171, 88, Claim 1, Figs.7, 8, 17, 18) Regarding claim 20, Miyazawa teaches wherein the substrate comprises a printed circuit board. (Paragraphs 83, 126-127, Figs.2-3, 7-8) Regarding claim 23, Miyazawa teaches wherein a transmission ultrasonic transducer of the transmission unit is arranged on a first substrate; and a reception ultrasonic transducer of the reception unit is arranged on a different second substrate. (Figs.7-8) Regarding claim 25, Miyazawa teaches Time-of-flight sensor with an ultrasonic transducer system according to claim 1. (Paragraphs 123-124, 56, 57, 59) Regarding claim 26, the claim discloses substantially the same limitations, as claim 1. All limitations as recited have been analyzed and rejected with respect to claim 26, and do not introduce any additional narrowing of the scopes of the claims as analyzed. Therefore, claim 26 is rejected for the same rational over the prior art cited in claim 1. Claim(s) 5, 7 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Miyazawa in view of Kajitani and Aragaki (JP 2015047345 A, all citations provided from machine translation attached). Regarding claim 5, Miyazawa does not explicitly teach wherein the transmission unit and/or the reception unit comprises a sound transducer comprising at least one of: a capacitive micromachined sound transducer, cMUT; a piezoelectric micromachined sound transducer, pMUT; a polyvinylidene fluoride film. Aragaki teaches wherein the transmission unit and/or the reception unit comprises a sound transducer comprising at least one of: a capacitive micromachined sound transducer, cMUT; a piezoelectric micromachined sound transducer, pMUT; a polyvinylidene fluoride film. (Page.4, lines 20-22) It would have been obvious to one having ordinary skill in the art before the effective filling date to have modified Miyazawa to incorporate wherein the transmission unit and/or the reception unit comprises a sound transducer comprising at least one of: a capacitive micromachined sound transducer, cMUT; a piezoelectric micromachined sound transducer, pMUT; a polyvinylidene fluoride film in order to incorporate a wide bandwidth. Regarding claim 7, Miyazawa teaches wherein the transmission ultrasonic transducer of the transmission unit is a transmission ultrasonic transducer and the driver unit is configured to apply an electrical bias voltage to the transmission ultrasonic transducer and to apply the electrical voltage with respect to the electrical bias voltage. (Paragraphs 126-128, 11, 93-94, Figs.2-3) Miyazawa does not explicitly teach a capacitive transmission ultrasonic transducer. Aragaki teaches a capacitive transmission ultrasonic transducer. (Page.4, lines 20-22) It would have been obvious to one having ordinary skill in the art before the effective filling date to have modified Miyazawa to incorporate a capacitive transmission ultrasonic transducer in order to incorporate a wide bandwidth. Regarding claim 14, Miyazawa teaches wherein the reception ultrasonic transducer is a reception ultrasonic transducer and the amplifier unit is configured to apply an electrical bias voltage to the reception ultrasonic transducer. (Paragraph 129, Fig.2) Miyazawa does not explicitly teach a capacitive reception ultrasonic transducer. Aragaki teaches a capacitive reception ultrasonic transducer. (Page.4, lines 20-22) It would have been obvious to one having ordinary skill in the art before the effective filling date to have modified Miyazawa to incorporate a capacitive reception ultrasonic transducer in order to incorporate a wide bandwidth. Claim(s) 18 is rejected under 35 U.S.C. 103 as being unpatentable over Miyazawa in view of Kajitani and Aida (JP H0747078 A, all citations provided from machine tarnation attached) Regarding claim 18, Miyazawa does not explicitly teach wherein a relative bandwidth of the transmission unit and reception unit is at least 20%. Aida teaches wherein a relative bandwidth of the transmission unit and reception unit is at least 20%. (Page.8, lines 38-40) It would have been obvious to one having ordinary skill in the art before the effective filling date to have modified Miyazawa to incorporate wherein a relative bandwidth of the transmission unit and reception unit is at least 20% in order to not disturb the signal therefore reading the image not as noise. Claim(s) 15-16, 22 and 24 are rejected under 35 U.S.C. 103 as being unpatentable over Miyazawa in view of Kajitani and Zhou (CN 107532938 A, all citations provided from machine translation attached). Regarding claim 15, Miyazawa does not explicitly teach wherein the transmission unit comprises a horn antenna structure configured to influence a radiation direction of the ultrasonic signal. Zhou teaches wherein the transmission unit comprises a horn antenna structure configured to influence a radiation direction of the ultrasonic signal. (Page.12, lines 42-47, Fig.7A) It would have been obvious to one having ordinary skill in the art before the effective filling date to have modified Miyazawa to incorporate wherein the transmission unit comprises a horn antenna structure configured to influence a radiation direction of the ultrasonic signal in order to determine position using the transmitter and receiver devices. Regarding claim 16, Miyazawa does not explicitly teach wherein the reception unit comprises a horn antenna structure configured to influence a directional characteristic of the reception unit for receiving the response signal. Zhou teaches wherein the reception unit comprises a horn antenna structure configured to influence a directional characteristic of the reception unit for receiving the response signal. (Page.12, lines 42-47, Fig.7A) It would have been obvious to one having ordinary skill in the art before the effective filling date to have modified Miyazawa to incorporate wherein the reception unit comprises a horn antenna structure configured to influence a directional characteristic of the reception unit for receiving the response signal in order to determine the frequency response of the microphone. Regarding claim 22, Miyazawa teaches wherein a transmission ultrasonic transducer of the transmission unit is arranged in a volume, wherein the volume prevents an acoustic damage for the transmission ultrasonic transducer; and/or wherein a reception ultrasonic transducer of the reception unit is arranged in a volume, wherein the volume prevents an acoustic damage for the reception ultrasonic transducer. (Figs.7-8) Miyazawa does not explicitly teach a configuration that prevents an acoustic short circuit. Zhou teaches a configuration that prevents an acoustic short circuit. (Page.6, lines 17-19) It would have been obvious to one having ordinary skill in the art before the effective filling date to have modified Miyazawa to incorporate a configuration that prevents an acoustic short circuit in order to avoid damage to the device. Regarding claim 24, Miyazawa teaches wherein the transmission ultrasonic transducer is arranged in a first volume to prevent an acoustic damage, and the reception ultrasonic transducer is arranged in a different second volume to prevent an acoustic damage. (Figs.7-8) Miyazawa does not explicitly teach a configuration that prevents an acoustic short circuit. Zhou teaches a configuration that prevents an acoustic short circuit. (Page.6, lines 17-19) It would have been obvious to one having ordinary skill in the art before the effective filling date to have modified Miyazawa to incorporate a configuration that prevents an acoustic short circuit in order to avoid damage to the device. Claim(s) 21 and 27 are rejected under 35 U.S.C. 103 as being unpatentable over Miyazawa in view of Kajitani and Wang (CN 110068384 A, all citations provided from machine translation attached). Regarding claim 21, Miyazawa does not explicitly teach wherein a structure of the transmission unit comprises a Q factor of up to 3.5 and/or wherein a structure of the reception unit comprises a Q factor of up to 3.5. Wang teaches wherein a structure of the transmission unit comprises a Q factor and/or wherein a structure of the reception unit comprises a Q factor. (Page.2, lines 40-43, Page.3, last paragraph, Page.5, Claim 1) Miyazawa in view of Wang discloses the claimed invention except for a Q factor of up to 3.5. It would have been obvious to one having ordinary skill in the art at the time the invention was filled to incorporate a Q factor of up to 3.5, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233. It would have been obvious to one having ordinary skill in the art before the effective filling date to have modified Miyazawa to incorporate wherein a structure of the transmission unit comprises a Q factor of up to 3.5 and/or wherein a structure of the reception unit comprises a Q factor of up to 3.5 in order to set the quality factor according to the type and category of the transducer. Regarding claim 27, Miyazawa does not explicitly teach selecting a Q factor of the ultrasonic transducer system on the basis of the first natural frequency and the second natural frequency and either acquiring a desired partial bandwidth of the system is acquired by selecting a low Q factor, and, or by selecting a high Q factor is acquired for acquiring a sensitivity. Wang teaches selecting a Q factor of the ultrasonic transducer system on the basis of the first natural frequency and the second natural frequency and either acquiring a desired partial bandwidth of the system is acquired by selecting a low Q factor, and, or by selecting a high Q factor is acquired for acquiring a sensitivity. (Page.2, lines 40-43, Page.3, last paragraph, Page.5, Claim 1) It would have been obvious to one having ordinary skill in the art before the effective filling date to have modified Miyazawa to incorporate selecting a Q factor of the ultrasonic transducer system on the basis of the first natural frequency and the second natural frequency and either acquiring a desired partial bandwidth of the system is acquired by selecting a low Q factor, and, or by selecting a high Q factor is acquired for acquiring a sensitivity in order to set the quality factor according to the type and category of the transducer. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ABDALLAH ABULABAN whose telephone number is (571)272-4755. The examiner can normally be reached Monday - Friday 7:00am-3:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Isam Alsomiri can be reached at 571-272-6970. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ABDALLAH ABULABAN/Primary Examiner, Art Unit 3645
Read full office action

Prosecution Timeline

Jun 20, 2023
Application Filed
Jun 09, 2025
Non-Final Rejection mailed — §103
Aug 12, 2025
Response after Non-Final Action
Aug 12, 2025
Response Filed
Aug 25, 2025
Response Filed
Nov 28, 2025
Non-Final Rejection mailed — §103
Mar 25, 2026
Response Filed
Jul 02, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
70%
Grant Probability
85%
With Interview (+15.0%)
3y 0m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 208 resolved cases by this examiner. Grant probability derived from career allowance rate.

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