Prosecution Insights
Last updated: April 19, 2026
Application No. 18/340,721

PERSONAL COMFORT VARIABLE AIR VOLUME DIFFUSER WITH IMPROVED AIR QUALITY ELEMENTS

Non-Final OA §102§103§112
Filed
Jun 23, 2023
Examiner
MALLON, BRETT PETERSON
Art Unit
3762
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Trane International Inc.
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
2y 11m
To Grant
92%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allow Rate
78 granted / 121 resolved
-5.5% vs TC avg
Strong +28% interview lift
Without
With
+27.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
38 currently pending
Career history
159
Total Applications
across all art units

Statute-Specific Performance

§103
62.8%
+22.8% vs TC avg
§102
20.8%
-19.2% vs TC avg
§112
14.0%
-26.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 121 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 31 is objected to because of the following informalities: “regulating a corresponding personalized air flow of the plurality of personalized air flows corresponding to each of the one or more of the plurality of individually-adjustable directional outlets and controls” should read “regulating a corresponding personalized air flow of the plurality of personalized air flows corresponding to each of the one or more of the plurality of individually-adjustable directional outlets”. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 28, 31-35, 39 and 40 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 28 is rejected on the basis that they contain an improper Markush grouping of alternatives. See In re Harnisch, 631 F.2d 716, 721-22 (CCPA 1980) and Ex parte Hozumi, 3 USPQ2d 1059, 1060 (Bd. Pat. App. & Int. 1984). A Markush grouping is proper if the alternatives defined by the Markush group (i.e., alternatives from which a selection is to be made in the context of a combination or process, or alternative chemical compounds as a whole) share a “single structural similarity” and a common use. A Markush grouping meets these requirements in two situations. First, a Markush grouping is proper if the alternatives are all members of the same recognized physical or chemical class or the same art-recognized class, and are disclosed in the specification or known in the art to be functionally equivalent and have a common use. Second, where a Markush grouping describes alternative chemical compounds, whether by words or chemical formulas, and the alternatives do not belong to a recognized class as set forth above, the members of the Markush grouping may be considered to share a “single structural similarity” and common use where the alternatives share both a substantial structural feature and a common use that flows from the substantial structural feature. See MPEP § 2117. The Markush grouping of “the control device that transmits the control signal is at least one of a group comprising: a thermostat that is configured to control a first associated one of the plurality of individually-adjustable directional outlets, a user device that is configured to control a second associated one of the plurality of individually-adjustable directional outlets, and a master control device that is configured to control the plurality of individually-adjustable directional outlets”, is improper because the alternatives defined by the Markush grouping do not share both a single structural similarity and a common use for the following reasons: Claim 28 refers to a control device transmitting a control signal from an open-ended group of a thermostat, a user device, and a master control device. Markush groups are characterized by a closed group of alternatives so that the scope of the alternatives is clearly set forth in the claim to satisfy statutory clarity threshold requirements. Review of the claim shows that the list of alternatives is open-ended due to the use of "comprising" in the language. Since the claimed list of alternatives is open-ended, the metes and bounds of the claim is accordingly indeterminate as it is unclear what other alternatives are intended to be part of the claim scope, e.g., an integral control device. To overcome this rejection, Applicant may set forth each alternative (or grouping of patentably indistinct alternatives) within an improper Markush grouping in a series of independent or dependent claims and/or present convincing arguments that the group members recited in the alternative within a single claim in fact share a single structural similarity as well as a common use. Applicant may overcome the rejection by amending claim 28 to use of "consists of” instead of "comprising". Claims 31 and 39 are rejected on the ground that they recite “responsive to the air quality signal, maintaining an air quality metric by controlling at least one of the one or more air quality elements and/or one or more of the plurality of individually-adjustable directional outlets” followed by “wherein the controlling comprises adjusting the at least one of the one or more air quality elements, and regulating a corresponding personalized air flow of the plurality of personalized air flows corresponding to each of the one or more of the plurality of individually-adjustable directional outlets”. Thus, while the initial “maintaining” step comprises optionally controlling either the air quality elements or individually-adjustable directional outlets, the “controlling” of the “maintaining” step is further defined as adjusting the air quality elements and regulating the individually-adjustable directional outlets. Thus, it is unclear whether it is optional to control one or the other of the air quality elements and individually-adjustable directional outlets. For the purpose of examination, “adjusting the at least one of the one or more air quality elements” only applies when the system is “controlling at least one of the one or more air quality element”, and “regulating a corresponding personalized air flow of the plurality of personalized air flows corresponding to each of the one or more of the plurality of individually-adjustable directional outlets” only applies when the system is “controlling one or more of the plurality of individually-adjustable directional outlets”. Claims 32-35 are rejected based on their dependence to claim 31. Claim 40 is rejected based on its dependence to claim 39. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 21 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lei He (US 20160131391 A1). Regarding claim 21, Lei teaches a heating, ventilation, and air conditioning (HVAC) device (HVAC system 10), comprising: a housing (electroactive register 14) comprising a common plenum (duct 12); a plurality of individually-adjustable directional outlets (“electroactive register 14 comprises an array 28 of individually controllable air jets 30a and 30b”) [0024], wherein each individually-adjustable directional outlet of the plurality of individually- adjustable directional outlets is coupled to the housing to receive air from the common plenum and to discharge a corresponding portion of the air as a personalized air flow of a plurality of personalized air flows such that each personalized air flow of the plurality of personalized air flows is directed to a corresponding individualized portion of a plurality of individualized portions of a common space (as shown on fig. 1); and one or more air quality elements (“The register 24 may also comprise a lower filter screen (not shown) to isolate dusts and debris”) [0030], wherein the one or more air quality elements are coupled to the housing and are situated with respect to the plurality of individually-adjustable directional outlets such that an amount of exposure of a respective one of the plurality of personalized air flows to the one or more air quality elements is based, at least in part, on a volume of air flow of the respective one of the plurality of personalized air flows (different manipulations of air jets 30a and 30b as shown in figs. 3A-3D would result in different amounts of exposure of each air jets 30a and 30b to the filter), and the volume of air flow of the respective one of the plurality of personalized air flows is regulated by a corresponding one of the plurality of individually- adjustable directional outlets that discharges the respective one of the plurality of personalized air flows (“the air jets 30 a / 30 b are individually manipulable to be controlled in real-time to close (e.g. by constricting the tube 30 at a location along its length as shown in FIG. 3A), open ( FIG. 3B), or partially open”) [0025] Claim(s) 21, 31, 34-36 and 39 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Piech (US 20190056127 A1). Regarding claim 21, Piech teaches a heating, ventilation, and air conditioning (HVAC) device (air conditioning system 300), comprising: a housing (first and second enclosures 304, 306) comprising a common plenum (air supply cavity 320); a plurality of individually-adjustable directional outlets (air direction mechanisms 310), wherein each individually-adjustable directional outlet of the plurality of individually- adjustable directional outlets is coupled to the housing to receive air from the common plenum and to discharge a corresponding portion of the air as a personalized air flow of a plurality of personalized air flows such that each personalized air flow of the plurality of personalized air flows is directed to a corresponding individualized portion of a plurality of individualized portions of a common space (“The cavities 314, 316 can receive air from an external source, as described herein, which is then treated by the thermoelectric element 312 and blown into an enclosed space by the air direction mechanism 310”) [0044]; and one or more air quality elements (“one or both of the first and second enclosures 304, 306 can include filters or other structures to provide additional air quality conditioning”) [0053], wherein the one or more air quality elements are coupled to the housing and are situated with respect to the plurality of individually-adjustable directional outlets such that an amount of exposure of a respective one of the plurality of personalized air flows to the one or more air quality elements is based, at least in part, on a volume of air flow of the respective one of the plurality of personalized air flows (the amount of airflow out of each of the enclosures is dependent on the opening state of air direction mechanism 310, thus an amount of exposure of a respective one of the plurality of personalized air flows to the filters is based on a volume of air flow of the respective one of the air direction mechanism 310), and the volume of air flow of the respective one of the plurality of personalized air flows is regulated by a corresponding one of the plurality of individually- adjustable directional outlets that discharges the respective one of the plurality of personalized air flows (“the electronics package 318 can control operation of the air direction mechanism 310 , controlling fan speed and also operational state (e.g., on/off) and/or of the thermoelectric element 3… The electronics package 318 of a given air conditioning module 302 can selectively operate the air direction mechanism 310 and/or the thermoelectric element 312 to provide conditioned air to a space proximate the specific air conditioning module 302”) [0047-0048] Regarding claim 31, Piech teaches the HVAC device of claim 21, further comprising: a processor (“the electronics package 318 includes a processor”) [0047]; and a computer-readable storage medium (“memory”) [0047] that stores executable instructions that, when executed by the processor, facilitate performance of operations comprising receiving an air quality signal from an air quality sensor (“The electronics package 318 can control operation of the air direction mechanism 310, controlling fan speed and also operational state (e.g., on/off) and/or of the thermoelectric element 3” [0047]; “the electronics packages 318 may include temperature sensors arranged to detect a temperature of air in proximity to the air conditioning module 302 in which the temperature sensor is located. As such, localized thermal management can be achieved. Further, in some embodiments, such sensors can be used to detect other types of air quality characteristics, including, but not limited to humidity levels” [0053]), wherein the air quality signal represents an air quality metric for one or more of the plurality of personalized air flows (as shown on fig. 3B, each air conditioning module 302 comprises a electronics package 318), and responsive to the air quality signal, maintaining an air quality metric by controlling at least one of the one or more air quality elements and/or one or more of the plurality of individually-adjustable directional outlets (“localized thermal management” [0053]; one of ordinary skill in the art would recognize this would comprise controlling airflow out of each air direction mechanism 310 based on individual sensor data), wherein the controlling comprises adjusting the at least one of the one or more air quality elements, and regulating a corresponding personalized air flow of the plurality of personalized air flows corresponding to each of the one or more of the plurality of individually-adjustable directional outlets (system regulates airflow by controlling airflow out of each air direction mechanism 310), and the controlling maintains the air quality metric for each corresponding personalized air flow of the plurality of personalized air flows (applies to each of the electronics packages 318 of each air conditioning module 302) Regarding claim 34, Piech teaches the HVAC device of claim 31, wherein the air quality metric for the each corresponding personalized air flow of the plurality of personalized air flows is maintained by virtue of the each corresponding personalized air flow of the plurality of personalized air flows being exposed to the one or more air quality elements in an amount proportional to the volume of air flow of the each corresponding personalized air flow of the plurality of personalized air flows (“The electronics package 318 can also include sensors and/or detection elements to determine the presence of an occupant located in proximity of the specific air conditioning module 302” [0047]; thus, the greater the airflow through the specific air conditioning module 302, the more air is proportionally exposed to electronics package 318 comprising the sensors) Regarding claim 35, Piech teaches the HVAC device of claim 31, wherein the housing further comprises an inlet (second cavity 316), and the common plenum comprises an inlet plenum at the inlet (second cavity 316 adjacent air supply cavity 320, fig. 3B), wherein the inlet is configured to receive air from a common space in which the HVAC device is situated (in an off position of air direction mechanism 310, second cavity 316 is configured to receive air from a common space of a room), and the HVAC device is configured to be situated in the common space such that each of the plurality of personalized air flows is directed to a corresponding individualized portion of a plurality of individualized portions of the common space (fig. 3A, air direction mechanisms 310 correspond with individualized portion of a plurality of individualized portions of the common space) Regarding claim 36, Piech teaches A heating, ventilation, and air conditioning (HVAC) controller comprising: a processor (“processor”) [0047]; and a computer-readable storage medium (“the electronics package 318 includes a processor, memory, control logic, electrical switches, etc”) [0047] that stores executable instructions that, when executed by the processor, facilitate performance of operations comprising controlling one or more of a plurality of individually-adjustable directional outlets of an air quality device (“The electronics package 318 can control operation of the air direction mechanism 310”) [0047], wherein the air quality device comprises a housing (first and second enclosures 304, 306) comprising a common plenum (air supply cavity 320), a plurality of individually-adjustable directional outlets (air direction mechanisms 310), and one or more air quality elements (“one or both of the first and second enclosures 304, 306 can include filters or other structures to provide additional air quality conditioning”) [0053], each individually-adjustable directional outlet of the plurality of individually-adjustable directional outlets is coupled to the housing to receive air from the common plenum and to discharge a corresponding portion of the air as a personalized air flow of a plurality of personalized air flows such that each personalized air flow of the plurality of personalized air flows is directed to a corresponding individualized portion of a plurality of individualized portions of a common space (“The cavities 314, 316 can receive air from an external source, as described herein, which is then treated by the thermoelectric element 312 and blown into an enclosed space by the air direction mechanism 310”) [0044], the controlling the one or more of the plurality of individually-adjustable directional outlets of the air quality device comprises regulating a volume of air flow of a respective one of the plurality of personalized air flows by controlling a corresponding one of the plurality of individually-adjustable directional outlets that discharges the respective one of the plurality of personalized air flows (“he electronics package 318 can control operation of the air direction mechanism 310 , controlling fan speed and also operational state (e.g., on/off) and/or of the thermoelectric element 3… The electronics package 318 of a given air conditioning module 302 can selectively operate the air direction mechanism 310 and/or the thermoelectric element 312 to provide conditioned air to a space proximate the specific air conditioning module 302”) [0047-0048], controlling at least one of one or more air quality elements of the air quality device (the amount of airflow out of each of the enclosures is dependent on the opening state of air direction mechanism 310, thus an amount of exposure of a respective one of the plurality of personalized air flows to the filters is based on a volume of air flow of the respective one of the air direction mechanism 310), wherein the one or more air quality elements are coupled to the housing and are situated with respect to the plurality of individually-adjustable directional outlets (“one or both of the first and second enclosures 304, 306 can include filters or other structures to provide additional air quality conditioning”) [0053], and the at least one of one or more air quality elements are controlled such that an amount of exposure of the respective one of the plurality of personalized air flows to the one or more air quality elements is based, at least in part, on the volume of air flow of the respective one of the plurality of personalized air flows (as described above; the amount of airflow out of each of the enclosures is dependent on the opening state of air direction mechanism 310, thus an amount of exposure of a respective one of the plurality of personalized air flows to the filters is based on a volume of air flow of the respective one of the air direction mechanism 310) Regarding claim 39, Piech teaches the HVAC controller of claim 36, wherein the operations further comprise: receiving an air quality signal from an air quality sensor (“The electronics package 318 can control operation of the air direction mechanism 310, controlling fan speed and also operational state (e.g., on/off) and/or of the thermoelectric element 3” [0047]; “the electronics packages 318 may include temperature sensors arranged to detect a temperature of air in proximity to the air conditioning module 302 in which the temperature sensor is located. As such, localized thermal management can be achieved. Further, in some embodiments, such sensors can be used to detect other types of air quality characteristics, including, but not limited to humidity levels” [0053]), wherein the air quality signal represents an air quality metric for one or more of the plurality of personalized air flows (as shown on fig. 3B, each air conditioning module 302 comprises a electronics package 318), and responsive to the air quality signal, maintaining an air quality metric by performing the controlling the at least one of the one or more air quality elements and/or the one or more of the plurality of individually-adjustable directional outlets (“localized thermal management” [0053]; one of ordinary skill in the art would recognize this would comprise controlling airflow out of each air direction mechanism 310 based on individual sensor data), wherein the controlling comprises adjusting the at least one of the one or more air quality elements, and regulating a corresponding personalized air flow of the plurality of personalized air flows corresponding to each of the one or more of the plurality of individually-adjustable directional outlets and controls (system regulates airflow by controlling airflow out of each air direction mechanism 310), and the controlling maintains the air quality metric for each corresponding personalized air flow of the plurality of personalized air flows (applies to each of the electronics packages 318 of each air conditioning module 302) Claim(s) 21 and 23 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Tohkai (WO2014073423A1), referring to the English translation dated 11/24/2025. Regarding claim 21, Tohkai teaches a heating, ventilation, and air conditioning (HVAC) device (charged particle generation device 100), comprising: a housing (box-shaped case 1) comprising a common plenum (encompassing fan 3); a plurality of individually-adjustable directional outlets (outlets 11 to 14 comprising louvers 21 to 24), wherein each individually-adjustable directional outlet of the plurality of individually- adjustable directional outlets is coupled to the housing to receive air from the common plenum and to discharge a corresponding portion of the air as a personalized air flow of a plurality of personalized air flows such that each personalized air flow of the plurality of personalized air flows is directed to a corresponding individualized portion of a plurality of individualized portions of a common space (“the air including the charged particles blown out from the blowout ports 11 to 14 strikes the inner surfaces of the louvers 21 to 24. This makes it possible to adjust the wind direction. Further, air can be blown out from the central portion of the panel 2 toward the peripheral portion” [0023]; based on orientation of outlets 11 to 14 and louvers 21 to 24 on fig. 3, each outlets is directed to a corresponding individualized portion of a plurality of individualized portions of a common space); and one or more air quality elements (charged particle generating units 41 to 44), wherein the one or more air quality elements are coupled to the housing and are situated with respect to the plurality of individually-adjustable directional outlets such that an amount of exposure of a respective one of the plurality of personalized air flows to the one or more air quality elements is based, at least in part, on a volume of air flow of the respective one of the plurality of personalized air flows (the amount of airflow out of each of the outlets 11 to 14 is dependent on the opening state of louvers 21 to 24, thus an amount of exposure of a respective one of the plurality of personalized air flows to the charged particle generating units 41 to 44 is based on a volume of air flow of the respective one of the outlets 11 to 14), and the volume of air flow of the respective one of the plurality of personalized air flows is regulated by a corresponding one of the plurality of individually- adjustable directional outlets that discharges the respective one of the plurality of personalized air flows (regulated by louvers 21 to 24) Regarding claim 23, Tohkai teaches the HVAC device of claim 21, wherein the one or more air quality elements comprise a dry hydrogen peroxide device (“The charged particle generating unit 41 ionizes water vapor in the air by plasma discharge, whereby H + (H 2 O) n (n is an arbitrary natural number) as a positive ion and O 2 - (H 2 O ) M (m is an arbitrary natural number). These positive ions and negative ions adhere to objects such as floating microorganisms and cause chemical reactions on the surfaces thereof. By this chemical reaction, active species hydrogen peroxide (H 2 O 2) and / or hydroxyl radical (· OH) are generated. These active species destroy the tissues of floating microorganisms. As a result, the floating microorganisms are sterilized (in the case of viruses, removed)” [0030], and the dry hydrogen peroxide device is situated with respect to each of the plurality of individually-adjustable directional outlets by virtue of being configured to expose the personalized air flow of a plurality of personalized air flows corresponding to the each of the plurality of individually-adjustable directional outlets by adjusting a location of the dry hydrogen peroxide device with respect to the personalized air flow or by causing the each of the plurality of individually-adjustable directional outlets to adjust the volume of air flow of the personalized air flow of a plurality of personalized air flows corresponding to the each of the plurality of individually-adjustable directional outlets (each of the charged particle generating units 41 to 44 located in corresponding outlets 11 to 14 such that the volume of airflow through outlets 11 to 14 adjusted by louvers 21 to 24 causes personalized airflow through each respective outlet to be exposed to charged particle generating units 41 to 44 at a rate dependent on the opening degree of the corresponding outlet) Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 21-22, 25 is/are rejected under 35 U.S.C. 103 as being unpatentable over Koo (KR101578044B1), referring to the English translation dated 11/24/2025, in view of Jeong (US20150211756A1). Regarding claim 21, Koo teaches a heating, ventilation, and air conditioning (HVAC) device (ceiling cassette air conditioner indoor unit 10), comprising: a housing comprising a common plenum (front cover 11); a plurality of directional outlets (airflow outlets 13), wherein each directional outlet of the plurality of directional outlets is coupled to the housing to receive air from the common plenum and to discharge a corresponding portion of the air as a personalized air flow of a plurality of personalized air flows such that each personalized air flow of the plurality of personalized air flows is directed to a corresponding individualized portion of a plurality of individualized portions of a common space (as shown on fig. 1, airflow outlets 13 face in four separate directions to discharge airflow to different portions of a common space); and one or more air quality elements (airflow diffusion fan 100), wherein the one or more air quality elements are coupled to the housing (via cylindrical hub 110) and are situated with respect to the plurality directional outlets such that an amount of exposure of a respective one of the plurality of personalized air flows to the one or more air quality elements is based, at least in part, on a volume of air flow of the respective one of the plurality of personalized air flows (different volumes of airflow out of each airflow outlet 13 would result in different amounts of exposure of each airflow outlet 13 to rotary wing 160 of airflow diffusion fan 100), and Koo does not teach a plurality of individually-adjustable directional outlets the volume of air flow of the respective one of the plurality of personalized air flows is regulated by a corresponding one of the plurality of individually- adjustable directional outlets that discharges the respective one of the plurality of personalized air flows Jeong teaches a plurality of individually-adjustable directional outlets (discharge holes 101 comprising vanes 120) the volume of air flow of the respective one of the plurality of personalized air flows is regulated by a corresponding one of the plurality of individually-adjustable directional outlets that discharges the respective one of the plurality of personalized air flows (“each discharge hole 101 may each be opened or closed by a vane 120 mounted on the panel 100”) [0040] Koo teaches a ceiling cassette air conditioner indoor unit 10, however does not disclose airflow outlets 13 as being individually adjustable. Jeong teaches a similar indoor device 10 with discharge holes 101 comprising vanes 120 to adjust the airflow through the holes. The system of Koo can be modified to comprise vanes 120 of Jeong in the airflow outlets 13. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to make this modification in order to allow for the airflow direction into the space to be customizable based on user preferences. Regarding claim 22, Koo, as modified, teaches the HVAC device of claim 21, wherein the one or more air quality elements comprise a plurality of filters (antibacterial filter network 165, fig. 2), and each of the plurality of filters is situated with respect to each of the plurality of individually-adjustable directional outlets by virtue of being located to filter the personalized air flow of a plurality of personalized air flows corresponding to the each of the plurality of individually-adjustable directional outlets (antibacterial filter network 165 disposed on plurality of rotary wings 160 corresponding to plurality of airflow outlets 13) Regarding claim 25, Koo, as modified, teaches the HVAC device of claim 21, wherein the one or more air quality elements comprise an ultraviolet light device (sterilizing ultraviolet LEDs 141), and the ultraviolet light device is situated with respect to each of the plurality of individually-adjustable directional outlets by virtue of being configured to expose the personalized air flow of a plurality of personalized air flows corresponding to the each of the plurality of individually-adjustable directional outlets by adjusting a location of the ultraviolet light device with respect to the personalized air flow (“rotating shaft 15a formed in the lower shaft is coupled to the shaft hole 112 of the hub 110 is mounted so that the rotary blade 160 can rotate”) [0076], an intensity of ultraviolet light produced by the ultraviolet light device with respect to the personalized air flow, a duration of the ultraviolet light produced by the ultraviolet light with respect to the personalized air flow, a frequency of on/off pulses of the ultraviolet light produced by the ultraviolet light with respect to the personalized air flow, an intensity of the ultraviolet light produced by the ultraviolet light with respect to the personalized air flow, or a wavelength of the ultraviolet light produced by the ultraviolet light with respect to the personalized air flow Claim(s) 24 and 30 is/are rejected under 35 U.S.C. 103 as being unpatentable over Koo (KR101578044B1), referring to the English translation dated 11/24/2025, in view of Jeong (US20150211756A1), in further view of Hingorani (US20170035927A1). Regarding claim 24, Koo does not teach the HVAC device of claim 21, wherein the one or more air quality elements comprise a photocatalytic oxidation device, and the photocatalytic oxidation device is situated with respect to each of the plurality of individually-adjustable directional outlets by virtue of being configured to expose the personalized air flow of a plurality of personalized air flows corresponding to the each of the plurality of individually-adjustable directional outlets by adjusting a location of the photocatalytic oxidation device with respect to the personalized air flow or by causing the each of the plurality of individually-adjustable directional outlets to adjust the volume of air flow of the personalized air flow of a plurality of personalized air flows corresponding to the each of the plurality of individually-adjustable directional outlets Hingorani teaches wherein the one or more air quality elements comprise a photocatalytic oxidation device (“The filtration media 160 may comprise an air filter layer, a photocatalytic oxidation (PCO) layer, and a barrier layer positioned between said filter layer and PCO layer pleated together”) [0021] Koo teaches rotary wing 160 comprising filter net 165 comprising simply an absorbent layer, wherein the filter net 165 is adjacent to air purification module 140 supplying UV light. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to apply the filtration media 160 comprising an air filter layer, a photocatalytic oxidation layer, and a barrier layer as taught in Hingorani, to the filter net 165 of Koo in order to allow for an additional photocatalytic oxidation action to further reduce pollutants from the system. The combination teaches the photocatalytic oxidation device is situated with respect to each of the plurality of individually-adjustable directional outlets (filter net 165 of Koo located on rotary blade 160, fig. 2) by virtue of being configured to expose the personalized air flow of a plurality of personalized air flows corresponding to the each of the plurality of individually-adjustable directional outlets by adjusting a location of the photocatalytic oxidation device with respect to the personalized air flow (“rotating shaft 15a formed in the lower shaft is coupled to the shaft hole 112 of the hub 110 is mounted so that the rotary blade 160 can rotate”) [0076 of Koo] or by causing the each of the plurality of individually-adjustable directional outlets to adjust the volume of air flow of the personalized air flow of a plurality of personalized air flows corresponding to the each of the plurality of individually-adjustable directional outlets Regarding claim 30, Koo, as modified, does not teach the HVAC device of claim 25, wherein the one or more air quality elements further comprise a catalyst structure, the ultraviolet light device is situated proximal to the catalyst structure, and the catalyst structure is configured to facilitate production of dry hydrogen peroxide molecules, in response to exposure to the ultraviolet light and the air, or facilitate photocatalytic oxidation comprising production of hydroxyl radicals, in response to exposure to the ultraviolet light and the air Hingorani teaches wherein the one or more air quality elements further comprise a catalyst structure (“The filtration media 160 may comprise an air filter layer, a photocatalytic oxidation (PCO) layer, and a barrier layer positioned between said filter layer and PCO layer pleated together”) [0021], the ultraviolet light device is situated proximal to the catalyst structure (light source 164, fig. 1), and the catalyst structure is configured to facilitate production of dry hydrogen peroxide molecules, in response to exposure to the ultraviolet light and the air, or facilitate photocatalytic oxidation comprising production of hydroxyl radicals, in response to exposure to the ultraviolet light and the air (“the light source 164 may comprise a UV lamp. In a one embodiment, the light source 164 emits photons of a particular wavelength to cause the photons to be absorbed by the PCO media, promoting an electron from the valence band to the conduction band, thus producing a hole in the valence band and adding an electron in the conduction band. The promoted electron reacts with oxygen, and the hole remaining in the valence band reacts with water, forming reactive hydroxyl radicals. When a contaminant adsorbs onto the photocatalyst, the hydroxyl radicals attack and oxidize the contaminants to water, carbon dioxide, and other substances”) [0021] Koo teaches rotary wing 160 comprising filter net 165 comprising simply an absorbent layer, wherein the filter net 165 is adjacent to air purification module 140. Therefore, It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to apply the filtration media 160 comprising an air filter layer, a photocatalytic oxidation layer, and a barrier layer as taught in Hingorani, in order to allow for an additional photocatalytic oxidation action to further reduce pollutants from the system. Claim(s) 26-27 and 36-37 is/are rejected under 35 U.S.C. 103 as being unpatentable over Koo (KR101578044B1), referring to the English translation dated 11/24/2025, in view of Jeong (US20150211756A1), in further view of Lu (CN112628987A), referring to the English translation dated 11/24/2025. Regarding claim 26, Koo, as modified, teaches the HVAC device of claim 25, further comprising: a processor (“microprocessor”) [0127]; and updating a state of the ultraviolet light device in accordance with a second control signal, wherein the ultraviolet light device is configured to expose at least a portion of the air to ultraviolet light produced by the ultraviolet light device, and the first control signal is updated such that at least one of the plurality of personalized air flows is exposed to the ultraviolet light for a duration that is greater than or equal to a pathogen killing time (“the driving of the combined function air purification module 140 can be selectively driven by the control of the microprocessor so as not to turn on longer than necessary, and the power consumption consumed by the LED module is minimized and the power consumption efficiency is improved” [0129]; one of ordinary skill in the art would recognize that sterilizing ultraviolet LEDs would only be effective if the air is exposed to the ultraviolet light for a duration that is greater than or equal to a pathogen killing time) Koo does not teach a computer-readable storage medium that stores executable instructions that, when executed by the processor, facilitate performance of operations comprising updating a state of the plurality of individually-adjustable directional outlets in accordance with a first control signal Lu teaches a computer-readable storage medium that stores executable instructions that, when executed by the processor (“A memory and a processor, a control program is stored in the memory, and when the control program is executed by the processor, it is used to implement any of the above-mentioned purification control methods for an air conditioner”) [0034], facilitate performance of operations comprising updating a state of the plurality of individually-adjustable directional outlets in accordance with a first control signal (“a purification control method of an air conditioner, including: Obtain the air quality index of the environment where the air conditioner is located; Determine whether the air quality index is greater than the first preset threshold; If the air quality index is greater than the first preset threshold, obtain the wind direction adjustment mode of the air conditioner, where the wind direction adjustment mode includes an avoidance mode that avoids supplying air to the area where the target human body is located; If the wind direction adjustment mode is the avoidance mode, start the purification mode to purify the air sent by the air conditioner”) [009-0013] The system of Koo teaches selectively driving the combined function air purification module 140 so as not to turn on longer than necessary, however does not further describe when it may or may not be necessary. Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to apply the control method of Lu to the system of Koo, in order to selectively operate the air purification module 140 when a detected air quality is lower than a set threshold, thus improving the efficiency of the system. In addition, this allows for a control method that operates the directional outlets to prevent blowing air with an quality index above a threshold directly on an occupant until the quality index is back to a normal level. Regarding claim 27, Koo, as modified, teaches the HVAC device of claim 26, wherein the ultraviolet light device is situated externally to the housing (fig. 1) and is configured for locomotion (via rotation of rotary blade 160), the state of the ultraviolet light device comprises the location of the ultraviolet light device, and the location of the ultraviolet light device comprises a position of the ultraviolet light device and an orientation of the ultraviolet light device (selective driving of the combined function air purification module 140 comprises updating a position and an orientation of combined function air purification module 140) Regarding claim 36, Koo teaches A heating, ventilation, and air conditioning (HVAC) controller comprising: a processor (“microprocessor”) [0127]; and the air quality device (ceiling cassette air conditioner indoor unit 10) comprises a housing comprising a common plenum (front cover 11), a plurality of directional outlets (airflow outlets 13), and one or more air quality elements (airflow diffusion fan 100), each individually-adjustable directional outlet of the plurality of individually-adjustable directional outlets is coupled to the housing to receive air from the common plenum and to discharge a corresponding portion of the air as a personalized air flow of a plurality of personalized air flows such that each personalized air flow of the plurality of personalized air flows is directed to a corresponding individualized portion of a plurality of individualized portions of a common space (as shown on fig. 1, airflow outlets 13 face in four separate directions to discharge airflow to different portions of a common space), controlling at least one of one or more air quality elements of the air quality device (“the driving of the combined function air purification module 140 can be selectively driven by the control of the microprocessor so as not to turn on longer than necessary, and the power consumption consumed by the LED module is minimized and the power consumption efficiency is improved”) [0129], wherein the one or more air quality elements are coupled to the housing (via cylindrical hub 110) and are situated with respect to the plurality of individually-adjustable directional outlets, and the at least one of one or more air quality elements are controlled such that an amount of exposure of the respective one of the plurality of personalized air flows to the one or more air quality elements is based, at least in part, on the volume of air flow of the respective one of the plurality of personalized air flows (different volumes of airflow out of each airflow outlet 13 would result in different amounts of exposure of each airflow outlet 13 to rotary wing 160 of airflow diffusion fan 100) Koo does not teach a computer-readable storage medium that stores executable instructions that, when executed by the processor, facilitate performance of operations comprising controlling one or more of a plurality of individually-adjustable directional outlets of an air quality device a plurality of individually-adjustable directional outlets the controlling the one or more of the plurality of individually-adjustable directional outlets of the air quality device comprises regulating a volume of air flow of a respective one of the plurality of personalized air flows by controlling a corresponding one of the plurality of individually-adjustable directional outlets that discharges the respective one of the plurality of personalized air flows Lu teaches a computer-readable storage medium that stores executable instructions that, when executed by the processor (“A memory and a processor, a control program is stored in the memory, and when the control program is executed by the processor, it is used to implement any of the above-mentioned purification control methods for an air conditioner”) [0034], facilitate performance of operations comprising controlling one or more of a plurality of individually-adjustable directional outlets of an air quality device (“a purification control method of an air conditioner, including: Obtain the air quality index of the environment where the air conditioner is located; Determine whether the air quality index is greater than the first preset threshold; If the air quality index is greater than the first preset threshold, obtain the wind direction adjustment mode of the air conditioner, where the wind direction adjustment mode includes an avoidance mode that avoids supplying air to the area where the target human body is located; If the wind direction adjustment mode is the avoidance mode, start the purification mode to purify the air sent by the air conditioner”) [009-0013] The system of Koo teaches selectively driving the combined function air purification module 140 so as not to turn on longer than necessary, however does not further describe when it may or may not be necessary. Thus, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to apply the control method of Lu to the system of Koo, in order to selectively operate the air purification module 140 when a detected air quality is lower than a set threshold, thus improving the efficiency of the system. In addition, this allows for a control method that operates the directional outlets to prevent blowing air with an quality index above a threshold directly on an occupant until the quality index is back to a normal level. Jeong teaches a plurality of individually-adjustable directional outlets (discharge holes 101 comprising vanes 120) the controlling the one or more of the plurality of individually-adjustable directional outlets of the air quality device comprises regulating a volume of air flow of a respective one of the plurality of personalized air flows by controlling a corresponding one of the plurality of individually-adjustable directional outlets that discharges the respective one of the plurality of personalized air flows (“each discharge hole 101 may each be opened or closed by a vane 120 mounted on the panel 100”) [0040] Koo teaches a ceiling cassette air conditioner indoor unit 10, however does not disclose airflow outlets 13 as being individually adjustable. Jeong teaches a similar indoor device 10 with discharge holes 101 comprising vanes 120 to adjust the airflow through the holes. The system of Koo can be modified to comprise vanes 120 of Jeong in the airflow outlets 13. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to make this modification in order to allow for the airflow direction into the space to be customizable based on user preferences. Regarding claim 37, Koo, as modified, teaches the HVAC controller of claim 36, wherein the operations further comprise: wherein the one or more air quality elements comprise an ultraviolet light device controlled by the HVAC controller (sterilizing ultraviolet LEDs 141); and updating a state of the ultraviolet light device in accordance with a second control signal, wherein the ultraviolet light device is configured to expose at least a portion of the air discharged into the common space to ultraviolet light produced by the ultraviolet light device, and the first control signal is updated such that an air flow of the at least the portion of the air is exposed to the ultraviolet light for a duration that is greater than or equal to a pathogen k
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Prosecution Timeline

Jun 23, 2023
Application Filed
Aug 25, 2023
Response after Non-Final Action
Oct 23, 2023
Response after Non-Final Action
Jan 03, 2024
Response after Non-Final Action
Nov 24, 2025
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
92%
With Interview (+27.9%)
2y 11m
Median Time to Grant
Low
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