Prosecution Insights
Last updated: May 29, 2026
Application No. 18/341,187

HEADER APPARATUS

Final Rejection §103
Filed
Jun 26, 2023
Examiner
LYNCH, VICTORIA HOM
Art Unit
1724
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Rivian Ip Holdings LLC
OA Round
2 (Final)
86%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
708 granted / 819 resolved
+21.4% vs TC avg
Moderate +9% lift
Without
With
+9.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
24 currently pending
Career history
851
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
76.2%
+36.2% vs TC avg
§102
8.1%
-31.9% vs TC avg
§112
10.6%
-29.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 819 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Remarks 2. Applicant’s amendments submitted on 4/6/26 have been received. Claims 1, 4, 9, 10, 12, and 17 have been amended. Claims 5, 13 and 20 have been cancelled. Claims 21-23 are new. Claim Rejections - 35 USC § 103 3. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. 4. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. 5. Claim(s) 1-3, 6, 9-11, 14, 17-19, 22, and 23 is/are rejected under 35 U.S.C. 103 as being unpatentable over Gray et al. (US 2024/0072342) in view of Smith (EP0420010). Regarding claim 1, Gray discloses an apparatus(battery header 30, Figs. 1-7, [0025]), comprising: a plate (frame 34 with wall portion 43, Fig. 3) to couple with a non-conductive header (body 32, Fig. 3, [0028]) of a battery pack (battery assembly 24 includes a battery tub 26 and a battery pack within the battery tub 26, Fig. 1, [0024]); and the plate to form a conductive path between the header and the battery pack([0008], [0010], [0029], [0036]-[0037]) but does not explicitly disclose a plate including a protrusion extending from the plate; the header including a spring feature biased to engage with the protrusion of the plate. Smith teaches multi-contact electrical connector assembly (title). Smith teaches a plate (cap 90, Fig. 3) including a protrusion extending from the plate(snaps 91, Fig. 3); the header (insulative housing 30, Fig. 3) including a spring feature biased to engage with the protrusion of the plate (protrusions 43, Fig. 3, p. 5, lines 9-17). It would have been obvious to one of ordinary skill in the art to modify the apparatus of Gray with a plate including a protrusion extending from the plate; the header including a spring feature biased to engage with the protrusion of the plate as taught by Smith as applying a known technique to a known device ready for improvement to yield predictable results. MPEP 2143. Regarding claim 2, modified Gray discloses comprising: the plate comprising a piercing element that at least partially protrudes from the plate(Gray, fasteners 37, Fig. 5); and the piercing element to at least partially extend beyond a non-conductive coating of the battery pack (Gray, battery tub 26, Fig. 5) to form the conductive path(Gray, [0036]-[0037]). The examiner notes battery packs especially those used in electric vehicles are treated with non-conductive coatings and materials to ensure electrical isolation and prevent short circuits. Regarding claim 3, modified Gray discloses comprising: the conductive path comprising a wire (Gray, 28, Fig. 6) configured to couple with a fastener (Gray, 52, Fig. 6) coupled with the battery pack(Gray, battery tub 26, Fig. 6); and the fastener to at least partially extend beyond a non-conductive coating of the battery pack(Gray, Fig. 6). The examiner notes battery packs especially those used in electric vehicles are treated with non-conductive coatings and materials to ensure electrical isolation and prevent short circuits. Regarding claim 6, modified Gray discloses comprising: the header to couple with a front wall of the battery pack(Gray, Fig. 1). Regarding claim 9, Gray discloses a battery pack([0024], Fig. 1), comprising: an apparatus(battery header 30, Figs. 1-7, [0025]), comprising: a plate (frame 34 with wall portion 43, Fig. 3) to couple with a non-conductive header (body 32, Fig. 3, [0028]) of a battery pack (battery assembly 24 includes a battery tub 26 and a battery pack within the battery tub 26, Fig. 1, [0024])); and the plate to form a conductive path between the header and the battery pack([0008], [0010], [0029], [0036]-[0037])) but does not explicitly disclose a plate including a protrusion extending from the plate; the header including a spring feature biased to engage with the protrusion of the plate. Smith teaches multi-contact electrical connector assembly (title). Smith teaches a plate (cap 90, Fig. 3) including a protrusion extending from the plate(snaps 91, Fig. 3); the header (insulative housing 30, Fig. 3) including a spring feature biased to engage with the protrusion of the plate (protrusions 43, Fig. 3, p. 5, lines 9-17). It would have been obvious to one of ordinary skill in the art to modify the battery pack of Gray with a plate including a protrusion extending from the plate; the header including a spring feature biased to engage with the protrusion of the plate as taught by Smith as applying a known technique to a known device ready for improvement to yield predictable results. MPEP 2143. Regarding claim 10, modified Gray discloses comprising: the plate comprising a piercing element that at least partially protrudes from the plate(Gray, fasteners 37, Fig. 5); and the piercing element to at least partially extend beyond a non-conductive coating of the battery pack (Gray, battery tub 26, Fig. 5) to form the conductive path(Gray, [0036]-[0037]). The examiner notes battery packs especially those used in electric vehicles are treated with non-conductive coatings and materials to ensure electrical isolation and prevent short circuits. Regarding claim 11, modified Gray discloses comprising: the conductive path comprising a wire (Gray, 28, Fig. 6) configured to couple with a fastener (Gray, 52, Fig. 6) coupled with the battery pack(Gray, battery tub 26, Fig. 6); and the fastener to at least partially extend beyond a non-conductive coating of the battery pack(Gray, Fig. 6). The examiner notes battery packs especially those used in electric vehicles are treated with non-conductive coatings and materials to ensure electrical isolation and prevent short circuits. Regarding claim 14, modified Gray discloses comprising: the header to couple with a front wall of the battery pack(Gray, Fig. 1). Regarding claim 17, Gray discloses a method ([0009]) comprising: coupling a plate(frame 34 with wall portion 43, Figs. 3 and 4) with a non-conductive header(body 32, Figs. 3 and 4, [0028]) of a battery pack(battery assembly 24 includes a battery tub 26 and a battery pack within the battery tub 26, Fig. 1, [0024]); and forming, by the plate, a conductive path between the header and the battery pack([0008], [0010], [0029], [0036]-[0037])). The examiner notes battery packs especially those used in electric vehicles are treated with non-conductive coatings and materials to ensure electrical isolation and prevent short circuits. Continuing with claim 17, Gray does not explicitly disclose the plate including a protrusion extending from the plate and the header including a spring feature biased to engage with the protrusion of the plate. Smith teaches multi-contact electrical connector assembly (title). Smith teaches a plate (cap 90, Fig. 3) including a protrusion extending from the plate(snaps 91, Fig. 3); the header (insulative housing 30, Fig. 3) including a spring feature biased to engage with the protrusion of the plate (protrusions 43, Fig. 3, p. 5, lines 9-17). It would have been obvious to one of ordinary skill in the art to modify the method of Gray with a plate including a protrusion extending from the plate; the header including a spring feature biased to engage with the protrusion of the plate as taught by Smith as applying a known technique to a known device ready for improvement to yield predictable results. MPEP 2143. Regarding claim 18, modified Gray discloses comprising: the plate comprising a piercing element that at least partially protrudes from the plate(Gray, fasteners 37, Fig. 5); and the piercing element to at least partially extend beyond a non-conductive coating of the battery pack (Gray, battery tub 26, Fig. 5) to form the conductive path(Gray, [0036]-[0037]). The examiner notes battery packs especially those used in electric vehicles are treated with non-conductive coatings and materials to ensure electrical isolation and prevent short circuits. Regarding claim 19, modified Gray discloses comprising: the conductive path comprising a wire (Gray, 28, Fig. 6) configured to couple with a fastener (Gray, 52, Fig. 6) coupled with the battery pack(Gray, battery tub 26, Fig. 6); and the fastener to at least partially extend beyond a non-conductive coating of the battery pack(Gray, Fig. 6). The examiner notes battery packs especially those used in electric vehicles are treated with non-conductive coatings and materials to ensure electrical isolation and prevent short circuits. Regarding claim 22, modified Gray discloses comprising: the battery pack coupled with a vehicle(Gray, Fig. 1, [0024]); and at least a portion of the plate to directly contact a chassis of the vehicle to form a conductive path with the chassis(Gray [0024]). Regarding claim 23, modified Gray discloses comprising: the plate including a piercing element integrally formed with the plate(Gray, seal 50, Figs. 3 & 6); and the piercing element to cut into a coating of the battery pack(Gray, Fig 6). 6. Claim(s) 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Gray et al. (US 2024/0072342) in view of Smith (EP0420010) as applied to claim 1 above, and further in view of Xiang et al. (US 6,554,642). Regarding claim 4, modified Gray discloses comprising: the plate comprising an aperture configured to receive the header (Gray, openings 44, Figs. 3 and 4), but does not explicitly disclose the protrusion of the plate disposed adjacent to the aperture. Xiang teaches an electrical connector(title). Xiang teaches the plate (base plate 56, Fig. 1) comprising an aperture (opening 32, Fig. 1) configured to receive the header(housing 1, Fig. 1), the protrusion of the plate (tabs 33, Fig. 1) disposed adjacent to the aperture(Fig. 1). It would have been obvious to one of ordinary skill in the art to modify the apparatus of modified Gray with the protrusion of the plate disposed adjacent to the aperture as taught by Xiang as applying a known technique to a known device ready for improvement to yield predictable results. MPEP 2143. 7. Claim(s) 7 and 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Gray et al. (US 2024/0072342) in view of Smith (EP0420010) as applied to claim 1 above. Regarding claim 7, modified Gray does not explicitly disclose comprising: the plate to couple with a second header of the battery pack; and the plate to form the conductive path between the second header and the battery pack. It would have been obvious to one of ordinary skill in the art to provide the apparatus of modified Gray with comprising: the plate to couple with a second header of the battery pack; and the plate to form the conductive path between the second header and the battery pack in order to provide the battery pack with more connections to external devices, since it has been held that mere duplication of the essential working parts of a device involves only routine skill in the art (MPEP 2144.04 VI). Regarding claim 8, modified Gray does not explicitly disclose comprising: a second plate to couple with a second header of the battery pack; and the second plate to form a conductive path between the second header and the battery pack. It would have been obvious to one of ordinary skill in the art to provide the apparatus of modified Gray with comprising: a second plate to couple with a second header of the battery pack; and the second plate to form a conductive path between the second header and the battery pack in order to provide the battery pack with more connections to external devices, since it has been held that mere duplication of the essential working parts of a device involves only routine skill in the art (MPEP 2144.04 VI). 8. Claim(s) 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Gray et al. (US 2024/0072342) in view of Smith (EP0420010) as applied to claim 9 above, and further in view of Xiang et al. (US 6,554,642). Regarding claim 12, modified Gray discloses comprising: the plate comprising an aperture configured to receive the header (Gray, openings 44, Figs. 3 and 4), but does not explicitly disclose the protrusion of the plate disposed adjacent to the aperture. Xiang teaches an electrical connector(title). Xiang teaches the plate (base plate 56, Fig. 1) comprising an aperture (opening 32, Fig. 1) configured to receive the header(housing 1, Fig. 1), the protrusion of the plate (tabs 33, Fig. 1) disposed adjacent to the aperture(Fig. 1). It would have been obvious to one of ordinary skill in the art to modify the battery pack of modified Gray with the protrusion of the plate disposed adjacent to the aperture as taught by Xiang as applying a known technique to a known device ready for improvement to yield predictable results. MPEP 2143. 9. Claim(s) 15 and 16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Gray et al. (US 2024/0072342) in view of Smith (EP0420010) as applied to claim 9 above. Regarding claim 15, modified Gray does not explicitly disclose comprising: the plate to couple with a second header of the battery pack; and the plate to form the conductive path between the second header and the battery pack. It would have been obvious to one of ordinary skill in the art to provide the battery pack of modified Gray with comprising: the plate to couple with a second header of the battery pack; and the plate to form the conductive path between the second header and the battery pack in order to provide the battery pack with more connections to external devices, since it has been held that mere duplication of the essential working parts of a device involves only routine skill in the art (MPEP 2144.04 VI). Regarding claim 16, modified Gray does not explicitly disclose comprising: a second plate to couple with a second header of the battery pack; and the second plate to form a conductive path between the second header and the battery pack. It would have been obvious to one of ordinary skill in the art to provide the battery pack of modified Gray with comprising: a second plate to couple with a second header of the battery pack; and the second plate to form a conductive path between the second header and the battery pack in order to provide the battery pack with more connections to external devices, since it has been held that mere duplication of the essential working parts of a device involves only routine skill in the art (MPEP 2144.04 VI). 10. Claim(s) 21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Gray et al. (US 2024/0072342) in view of Smith (EP0420010) as applied to claim 1 above, and further in view of Volpone et al. (US 2021/0143574). Regarding claim 21, modified Gray discloses comprising: the header including an aperture, the aperture to receive a fastener (Gray, see body 32 with fasteners 37 in Figs. 2 & 3); the fastener to cut into a non-conductive coating of the battery pack(Gray, Fig. 4) but does not explicitly disclose the aperture including a conductive material extending within a portion of the aperture to provide support for the aperture; the conductive material to couple the fastener with the conductive path between the header and the battery pack. Volpone teaches electrical connector header with mounting flange (title). Volpone teaches electrical connectors with mounting flanges typically use metal bushings 14, e.g. aluminum or brass bushings, that surround the mounting holes 16 as compression limiters to prevent fasteners from damaging the mounting flange 12([0003], Fig. 1). It would have been obvious to one of ordinary skill in the art to provide the apparatus of modified Gray with the aperture including a conductive material extending within a portion of the aperture to provide support for the aperture as taught by Volpone as applying a known technique to a known device ready for improvement to yield predictable results. MPEP 2143. Continuing with claim 21, modified Gray discloses the conductive material to couple the fastener with the conductive path between the header and the battery pack (Gray [0037]-[0038]). Response to Arguments 11. Applicant’s arguments with respect to claim(s) 1-20 have been considered but are moot because the new ground of rejection does not rely on the reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to VICTORIA HOM LYNCH whose telephone number is (571)272-0489. The examiner can normally be reached 7:30 AM - 4:30 PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Miriam Stagg can be reached at 571-270-5256. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /VICTORIA H LYNCH/Primary Examiner, Art Unit 1724
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Prosecution Timeline

Jun 26, 2023
Application Filed
Jan 29, 2026
Non-Final Rejection mailed — §103
Mar 12, 2026
Interview Requested
Mar 20, 2026
Applicant Interview (Telephonic)
Mar 20, 2026
Examiner Interview Summary
Apr 06, 2026
Response Filed
Apr 28, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
86%
Grant Probability
96%
With Interview (+9.4%)
2y 8m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 819 resolved cases by this examiner. Grant probability derived from career allowance rate.

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