Prosecution Insights
Last updated: April 19, 2026
Application No. 18/342,006

PROVIDING DEDICATED MEMORY ASSIGNMENTS TO APPLICATIONS

Non-Final OA §101§102§103
Filed
Jun 27, 2023
Examiner
CAO, DIEM K
Art Unit
2196
Tech Center
2100 — Computer Architecture & Software
Assignee
International Business Machines Corporation
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
3y 7m
To Grant
99%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
531 granted / 663 resolved
+25.1% vs TC avg
Strong +19% interview lift
Without
With
+19.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
29 currently pending
Career history
692
Total Applications
across all art units

Statute-Specific Performance

§101
10.6%
-29.4% vs TC avg
§103
46.7%
+6.7% vs TC avg
§102
14.5%
-25.5% vs TC avg
§112
20.5%
-19.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 663 resolved cases

Office Action

§101 §102 §103
DETAILED ACTION Claims 1-20 are presented for examination. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 18-20 are rejected under 35 U.S.C. 101 because the claimed invention is directed to non-statutory subject matter. The claims do not fall within at least one of the four categories of patent eligible subject matter because the claims recited "A computer program product for providing dedicated memory assignments to applications, the computer program product disposed upon a computer readable medium". Although par. [0055] discloses "A computer readable storage medium, as used herein, is not to be construed as being transitory signals per se, such as radio waves or other freely propagating electromagnetic waves, electromagnetic waves propagating through a waveguide or other transmission media (e.g., light pulses passing through a fiber-optic cable), or electrical signals transmitted through a wire"; however, the specification is silent on "a computer readable medium" as claimed also excluding carrier wave and/or signal. Therefore, without an explicit definition of "a computer readable medium", an ordinary skill in the art would reasonably interpret "a computer readable medium" includes signal and/or carrier wave. Thus, the recited “a computer readable medium” is not a process, a machine, a manufacture or a composition matter, as defined in 35 U.S.C. 101. Accordingly, claims 18-20 fail to recite statutory subject matter under 35 U.S.C. 101. Examiner suggests amending the above claims to add “non-transitory” to obviate the rejection. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-5, 12-14 and 18-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Aguilera et al. (US 2023/0031304 A1). As to claim 1, Aguilera teaches a method of providing dedicated memory assignments to applications comprising: defining an area of dedicated memory within system memory, wherein frames of the dedicated memory are assignable to one or more programs (The tiered memory 106 can include a first memory 109a, a second memory 109b, and potentially additional memories 109 … each of the memories 109 may be segmented or divided into one or more physical pages 113, such as the physical pages 113a of the memory 109a and the physical pages 113b of the memory 109b. individual physical pages 113 can be allocated by the operating system 116 to a process 119 when the process 119 requests resources from the tiered memory 106; paragraphs [0012]-[0013]); determining, in response to a program initializing, an amount of dedicated memory to assign to the program based on a dedicated memory parameter for the program (One or more allocation policies can be stored on the computing device and referenced by the operating system 116 to determine which physical pages 113 in a memory 109 to allocate to a process; paragraph [0017], [0023]-[0024], recommended amount of memory; [0063]-[0066]); and assigning, based on the determined amount of dedicated memory, a portion of dedicated memory to the program (the operating system can allocate one or more physical pages 113 in the memory 109a and/or the memory 109b to a process; paragraph [0022] and the cluster management service can identify a host computing device that can accommodate the ideal tier size for the first memory 109a and the second memory 109b … subsequently, the cluster management service can assign the process 119 to the host computing device selected at block 706; paragraph [0067]-[0068]), wherein the assigned portion of dedicated memory is dedicated to the program until program completion (inherent from the process still accessing the allocated pages without being deallocated or reclaimed while the process is running). As to claim 2, Aguilera teaches the method of claim 1, wherein the area of dedicated memory is physical memory (RAM, DRAM VNRAM; paragraph [0012] and physical pages; paragraph [0013]). As to claim 3, Aguilera teaches the method of claim 1, wherein the dedicated memory parameter is based on historical memory information for the program (an access history can store a record of page accesses by a process; paragraph [0018], and a second approach for allocating physical pages to a process … access history; paragraph [0024], [0065]). As to claim 4, Aguilera teaches the method of claim 1, wherein the dedicated memory parameter indicates a minimum amount of dedicated memory and a target amount of dedicated memory (minimum or recommended amount of memory; paragraph [0066]). As to claim 5, Aguilera teaches the method of claim 1 further comprising: receiving, from the program, a memory allocation request (the process requests resources from the tiered memory 106; paragraph [0013]); determining whether the memory allocation request can be fulfilled using dedicated memory (determine which physical pages 113 in a memory 109 to allocate to a process; paragraph [0017], [0023]-[0024]); allocating, to the program, memory from the portion of dedicated memory when the memory allocation can be fulfilled using dedicated memory (the operating system could allocate the first number of physical pages 113a from the memory 109a; paragraph [0024]); and allocating, to the program, memory from non-dedicated memory when the memory allocation cannot be fulfilled using dedicated memory (the operating system could allocate the second number of physical pages 113b from the memory 109b; paragraph [0024]). As to claim 12, Aguilera teaches an apparatus for providing dedicated memory assignments to applications (a computing device 100; paragraph [0010] and abstract), the apparatus comprising a computer processor (one or more processors 103; paragraph [0010]), a computer memory operatively coupled to the computer processor (tiered memory 106; paragraph [0010] and Fig. 1), the computer memory having disposed therein computer program instructions that, when executed by the computer processor, cause the apparatus to carry out the steps of (The processor 103 can represent any circuit or combination of circuits that can execute one or more machine-readable instructions stored in the tiered memory 106 that make up a computer program or process and store the results of the execution of the machine-readable instructions in the tiered memory 106; paragraph [0011]): defining an area of dedicated memory within system memory, wherein frames of the dedicated memory are assignable to one or more programs (The tiered memory 106 can include a first memory 109a, a second memory 109b, and potentially additional memories 109 … each of the memories 109 may be segmented or divided into one or more physical pages 113, such as the physical pages 113a of the memory 109a and the physical pages 113b of the memory 109b. individual physical pages 113 can be allocated by the operating system 116 to a process 119 when the process 119 requests resources from the tiered memory 106; paragraphs [0012]-[0013]); determining, in response to a program initializing, an amount of dedicated memory to assign to the program based on a dedicated memory parameter for the program (One or more allocation policies can be stored on the computing device and referenced by the operating system 116 to determine which physical pages 113 in a memory 109 to allocate to a process; paragraph [0017], [0023]-[0024], recommended amount of memory; [0063]-[0066]); and assigning, based on the determined amount of dedicated memory, a portion of dedicated memory to the program, wherein the assigned portion of dedicated memory is dedicated to the program until program completion (the operating system can allocate one or more physical pages 113 in the memory 109a and/or the memory 109b to a process; paragraph [0022] and the cluster management service can identify a host computing device that can accommodate the ideal tier size for the first memory 109a and the second memory 109b … subsequently, the cluster management service can assign the process 119 to the host computing device selected at block 706; paragraph [0067]-[0068]), wherein the assigned portion of dedicated memory is dedicated to the program until program completion (inherent from the process still accessing the allocated pages without being deallocated or reclaimed while the process is running). As to claims 13-14, see rejections of claims 4-5 above, respectively. As to claim 18, Aguilera teaches a computer program product for providing dedicated memory assignments to applications, the computer program product disposed upon a computer readable medium, the computer program product comprising computer program instructions that, when executed, cause a computer to carry out the steps of (any logic or application described herein that includes software or code can be embodied in any non-transitory computer-readable medium for use by or in connection with an instruction execution system such as a processor in a computer system or other system. In this sense, the logic can include statements including instructions and declarations that can be fetched from the computer-readable medium and executed by the instruction execution system. In the context of the present disclosure, a “computer-readable medium” can be any medium that can contain, store, or maintain the logic or application described herein for use by or in connection with the instruction execution system; paragraph [0094]): defining an area of dedicated memory within system memory, wherein frames of the dedicated memory are assignable to one or more programs (The tiered memory 106 can include a first memory 109a, a second memory 109b, and potentially additional memories 109 … each of the memories 109 may be segmented or divided into one or more physical pages 113, such as the physical pages 113a of the memory 109a and the physical pages 113b of the memory 109b. individual physical pages 113 can be allocated by the operating system 116 to a process 119 when the process 119 requests resources from the tiered memory 106; paragraphs [0012]-[0013]); determining, in response to a program initializing, an amount of dedicated memory to assign to the program based on a dedicated memory parameter for the program (One or more allocation policies can be stored on the computing device and referenced by the operating system 116 to determine which physical pages 113 in a memory 109 to allocate to a process; paragraph [0017], [0023]-[0024], recommended amount of memory; [0063]-[0066]); and assigning, based on the determined amount of dedicated memory, a portion of dedicated memory to the program, wherein the assigned portion of dedicated memory is dedicated to the program until program completion (the operating system can allocate one or more physical pages 113 in the memory 109a and/or the memory 109b to a process; paragraph [0022] and the cluster management service can identify a host computing device that can accommodate the ideal tier size for the first memory 109a and the second memory 109b … subsequently, the cluster management service can assign the process 119 to the host computing device selected at block 706; paragraph [0067]-[0068]), wherein the assigned portion of dedicated memory is dedicated to the program until program completion (inherent from the process still accessing the allocated pages without being deallocated or reclaimed while the process is running). it is the same as the method claim 1 above except this is computer program product claim, and therefore is rejected under the same ground of rejection. As to claim 19, see rejection of claim 4 above. As to claim 20, see rejection of claim 2 above. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 6-11 and 15-17 are rejected under 35 U.S.C. 103 as being unpatentable over Aguilera et al. (US 2023/0031304 A1) in view of Zhou et al. (CN 111459648 A). As to claim 6, Aguilera teaches the method of claim 1 further comprising: determining, based on a dedicated memory parameter for the subsequent program, how much of the portion of dedicated memory to assign the subsequent program (One or more allocation policies can be stored on the computing device and referenced by the operating system 116 to determine which physical pages 113 in a memory 109 to allocate to a process; paragraph [0017], [0023]-[0024], recommended amount of memory; [0063]-[0066] and a process can represent a sub-routine or sub-component of a program; paragraph [0016]). Aguilera does not teach identifying, in response to completing the program, a subsequent program in a sequence of programs. However, Aguilera teaches the process is a sub-routine of a program. Zhou teaches identifying, in response to completing the program, a subsequent program in a sequence of programs; and determining, based on a dedicated memory parameter for the subsequent program, how much of the portion of dedicated memory to assign the subsequent program (“using the input order of the application program, orderly distributing the calculating resource for the application program, calculating the class, controlling the class application program to respectively correspond to the calculating class, controlling the class calculating resource to correspondingly distribute. When the application program is executed, entering step S3 to recycle the calculation resource occupied by the application program, and performing the secondary distribution to the resource”; page 11, 3rd – 4th paragraphs and “firstly, the memory requirements of each application program y1, y2, y3, ..., yN are ordered from small to large, and divided into n groups with the same memory specification, respectively is Y1, Y2, ..., Yn; then determining a memory specification in each group of memory requirements, the memory specification xi = MAX (Yi). Using the mode of memory resource management, can realize non-fragmentation management of the memory, when the application program applies memory, according to the predetermined memory rule to distribute it, for example, application program memory application of Yi group should be corresponding to the memory specification is xi. when the application program is finished, recycling the fast memory area, when other application program in the group applies for memory, firstly using the recycled memory resource, if there is no memory resource suitable for specification size, orderly expanding backwards”; page 12, 7th – 9th paragraphs). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to apply the teaching of Zhou to the system of Aguilera because Zhou teaches a method to recover the released computing resource and the memory resource of a finished application and when the new application program again applies resource, preferentially performing secondary distribution to the recovered resource. This can effectively reduce the design requirement of calculating resource; it can realize the efficient memory resource fully using the application program with high importance, realizing the non-fragmentation management of the memory through memory recycling and redistributing (abstract). As to claim 7, Aguilera as modified by Zhou teaches the method of claim 6, wherein the program (sub-routine) and the subsequent program (sub-routine) are job steps of a job (a program; paragraph [0026]). As to claim 8, Aguilera as modified by Zhou teaches wherein at least some of the portion of dedicated memory is assigned to the subsequent program (see Zhou: when other application program in the group applies for memory, firstly using the recycled memory resource, if there is no memory resource suitable for specification size, orderly expanding backwards”; page 12, 9th paragraph). As to claim 9, Aguilera as modified by Zhou does not clearly teach wherein at least some of the portion of dedicated memory is freed based on a target amount of dedicated memory for the subsequent program. However, Zhou teaches each application requires different amount of memory (according to the attribute setting result, according to the input order, respectively calculating resource and memory resource optimization distribution for each application program, managing and executing; page 10, 5th paragraph), and the resources returned from finished application is recycled to allocate to new application (when other application program in the group applies for memory, firstly using the recycled memory resource; page 12, 9th paragraph). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention that when the required memory of the subsequence program is less than the memory returned from the completed process/program, part of the memory returned from the completed process/program is free. As to claim 10, Aguilera as modified by Zhou teaches the method of claim 8, wherein an additional portion of dedicated memory is assigned to the subsequent program based on a target amount of dedicated memory for the subsequent program (see Zhou: when other application program in the group applies for memory, firstly using the recycled memory resource, if there is no memory resource suitable for specification size, orderly expanding backwards”; page 12, 9th paragraph). As to claim 11, Aguilera as modified by Zhou does not teach wherein the subsequent program is canceled when there is insufficient available dedicated memory to satisfy a minimum amount of dedicated memory for the subsequent program (see Zhou: when a certain time, the important application program is prepared in the memory resource space with high importance, the current memory resource is insufficient, then the application program is assigned to the general priority memory space operation; page 9, 5th paragraph. Thus, the application is cancelled in the high important priority group). As to claims 15-17, see rejections of claims 6-8 above, respectively. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Clohessy et al. (US 2008/0077929 A1) teaches loading one or more new application components into a portable device only if maximum runtime resources required by the one or more new application components are available in the portable device assuming loaded application components within the device are using the maximum runtime resources reserved by the loaded application components, reserving maximum runtime resources required by application components when application components are loaded into the portable device, and running loaded application components using only the runtime resources reserved for the loaded application components. Kisel (US 8,850,154 B2) teaches memory resource partitioning code allocates a memory partition in response to a process requesting access to memory storage. Memory partition rules may define attributes of the memory partition. The attributes may include a minimum memory allocation and a maximum memory allocation for the memory partition. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DIEM K CAO whose telephone number is (571)272-3760. The examiner can normally be reached Monday-Friday 8:00am-4:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, April Blair can be reached at 571-270-1014. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DIEM K CAO/Primary Examiner, Art Unit 2196 DC January 13, 2026
Read full office action

Prosecution Timeline

Jun 27, 2023
Application Filed
Nov 12, 2025
Non-Final Rejection — §101, §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12596576
TECHNIQUES TO EXPOSE APPLICATION TELEMETRY IN A VIRTUALIZED EXECUTION ENVIRONMENT
2y 5m to grant Granted Apr 07, 2026
Patent 12596585
DATA PROCESSING AND MANAGEMENT
2y 5m to grant Granted Apr 07, 2026
Patent 12561178
SYSTEM AND METHOD FOR MANAGING DATA RETENTION IN DISTRIBUTED SYSTEMS
2y 5m to grant Granted Feb 24, 2026
Patent 12547445
AUTO TIME OPTIMIZATION FOR MIGRATION OF APPLICATIONS
2y 5m to grant Granted Feb 10, 2026
Patent 12541396
RESOURCE ALLOCATION METHOD AND SYSTEM AFTER SYSTEM RESTART AND RELATED COMPONENT
2y 5m to grant Granted Feb 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
99%
With Interview (+19.4%)
3y 7m
Median Time to Grant
Low
PTA Risk
Based on 663 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month