Prosecution Insights
Last updated: October 04, 2026
Application No. 18/342,317

TEMPERATURE CONTROL APPARATUS

Non-Final OA §103
Filed
Jun 27, 2023
Priority
Jun 28, 2022 — JP 2022-103706
Examiner
SIDDIQUEE, TAMEEM
Art Unit
2116
Tech Center
2100 — Computer Architecture & Software
Assignee
SMC Corporation
OA Round
3 (Non-Final)
62%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allowance Rate
146 granted / 236 resolved
+6.9% vs TC avg
Strong +38% interview lift
Without
With
+37.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
32 currently pending
Career history
267
Total Applications
across all art units

Statute-Specific Performance

§101
8.2%
-31.8% vs TC avg
§103
59.6%
+19.6% vs TC avg
§102
13.6%
-26.4% vs TC avg
§112
16.4%
-23.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 236 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 04/08/2026 has been entered. Response to Amendment Applicant has submitted amendments to the claims on 04/08/2026. Allowable Subject Matter Claim 8 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kikuchi et al (US PUB. 20200318861, herein Kikuchi) in view of Sutherland et al (US PUB. 20160183408, herein Sutherland) in further view of Sakaguchi (US PUB. 20120255352) in further view of Nishiwaki (US PUB. 20070251258, herein Nishiwaki). Regarding claim 1, Kikuchi teaches A temperature control apparatus for adjusting a temperature of circulating liquid, supplying the circulating liquid to a load that is external, and controlling the temperature of the load to a predetermined temperature (0001 “temperature control apparatuses that control the temperature of a load to a desired temperature by supplying circulating liquid whose temperature is regulated to the load, and in particular, to a temperature control apparatus suitable for controlling the temperature of the load to a high temperature”), the temperature control apparatus comprising: a circulation circuit, wherein the circulation circuit includes a main tank storing circulating liquid and including a heater configured to heat the circulating liquid, a discharge flow passage configured to connect the main tank to a circulating liquid discharge port configured to deliver the circulating liquid to the load, a circulation pump configured to deliver the circulating liquid from the main tank to the discharge flow passage, and a return flow passage configured to connect a circulating liquid return port configured to receive the circulating liquid returned from the load to the main tank (0008 “regulating circulating liquid having a boiling point higher than 100° C. to a temperature higher than 100° C. and supplying the circulating liquid to the load, wherein the temperature control apparatus includes a tank storing circulating liquid and including a heater for heating the circulating liquid, a discharge channel connecting the tank and a circulating-liquid ejection port for discharging the circulating liquid to the load, a circulation pump that pumps the circulating liquid from the tank to the discharge channel, a return channel connecting a circulating-liquid return port that receives the circulating liquid returned from the load and the tank, a heat exchanger including a first heat exchange channel through which the circulating liquid flows and a second heat exchange channel through which coolant for cooling the circulating liquid in the first heat exchange channel, a cooling circulation forward path for supplying the circulating liquid from the tank”); a cooling circuit, wherein the cooling circuit includes a sub-tank storing the circulating liquid, a heat exchanger configured to cool the circulating liquid in the sub-tank by heat exchange with heat dissipating water, a first cooling flow passage configured to connect the sub-tank to the heat exchanger and guide the circulating liquid in the sub-tank to the heat exchanger, a cooling pump configured to deliver the circulating liquid in the sub-tank to the first cooling flow passage, and a second cooling flow passage configured to connect the heat exchanger to the sub-tank and guide the circulating liquid cooled by the heat exchanger to the sub-tank (0041 “circulating-liquid cooling circuit 5 includes a cooling circulation forward path 50 connecting the second chamber 20b of the main tank 20 in the tank unit 2 and a circulating-liquid inlet 42a (FIG. 2) of the heat exchanger 4 and a cooling circulation reverse path 51 connecting a circulating-liquid outlet 43a (FIG. 2) of the heat exchanger 4 and the main tank 20 in the tank unit 2. The circulating liquid in the main tank 20 is let flow into the heat exchanger 4 through the cooling circulation forward path 50 by the cooling pump 23a provided in the second chamber 20b of the main tank 20. The circulating liquid cooled by the heat exchanger 4 and flowing out of the heat exchanger 4 is returned to the main tank 20 through the cooling circulation reverse path”); and a [processor] configured to control a flow rate of the circulating liquid flowing through the cooling circuit (0026 “a control unit 7 that controls, for example, the temperature and the flow rate, of the circulating liquid flowing through the circulating-liquid ejection circuit 3 and the circulating-liquid cooling circuit”), wherein the sub-tank is connected to the main tank such that when an amount of the circulating liquid in the main tank exceeds a predetermined amount, excessive circulating liquid is led from the main tank to the sub-tank (0033 “Part of the upper end of the main tank 20 communicates with the sub-tank 25 so that the circulating liquid exceeding the maximum capacity of the main tank 20 can be discharged into the sub-tank”), wherein the circulation circuit includes a temperature sensor configured to measure the temperature of the circulating liquid flowing in the circulation circuit (0042 “cooling circulation reverse path 51 is provided with a third temperature sensor 54. The temperature sensor 54 is also electrically connected to the control unit 7. This allows, for example, the rotational speed of the cooling pump 23a to be controlled by the control unit 7 according to the temperature of the circulating liquid from the third temperature sensor 54”), and wherein the [processor] controls an output of the cooling pump based on the temperature of the circulating liquid measured by the temperature sensor so as to control the flow rate of the circulating liquid supplied from an inside of the cooling circuit to an inside of the circulation circuit through the connecting flow passage (0042 “cooling circulation reverse path 51 is provided with a third temperature sensor 54. The temperature sensor 54 is also electrically connected to the control unit 7. This allows, for example, the rotational speed of the cooling pump 23a to be controlled by the control unit 7 according to the temperature of the circulating liquid from the third temperature sensor 54”). The cited prior art do not teach a processor and wherein the main tank is housed in the sub-tank, wherein the main tank and the sub-tank are formed as separate parts, and wherein the cooling circuit includes a connecting flow passage that branches from the second cooling flow passage and connects between the second cooling flow passage and the main tank. Sutherland teaches a processor (0016 “the controller is MODBUS capable controller processor”). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to have modified the teachings of Kikuchi with the teachings of Sutherland since Sutherland teaches a means for a processor that is able to provide a hybrid cooling system (abstract). The cited prior art do not teach wherein the main tank is housed in the sub-tank, wherein the main tank and the sub-tank are formed as separate parts, and wherein the cooling circuit includes a connecting flow passage that branches from the second cooling flow passage and connects between the second cooling flow passage and the main tank. Sakaguchi teaches wherein the main tank is housed in the sub-tank (0013 “the inner tank liquid circulating channel, the valve unit, and the load at the time of termination of the operation of the apparatus, and the inner tank is arranged at a position which does not come into contact with the first liquid even when the liquid level of the first liquid in the outer tank rises to the upper limit liquid level during the operation of the apparatus.”), wherein the main tank and the sub-tank are formed as separate parts (0018 “the cyclically liquid feeding apparatus includes a large-capacity outer tank 1 including a first liquid F1 stored therein, a small-capacity inner tank 2 installed in the interior of the outer tank 1”). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to have modified the teachings of Kikuchi and Sutherland with the teachings of Sakaguchi since it teaches a means for facilitating “a temperature adjustment of liquid in respective tanks and allow installation of the apparatus compactly at low cost” (0008). The cited prior art do not teach wherein the cooling circuit includes a connecting flow passage that branches from the second cooling flow passage and connects between the second cooling flow passage and the main tank. Nishiwaki teaches wherein the cooling circuit includes a connecting flow passage that branches from the second cooling flow passage and connects between the second cooling flow passage and the main tank (0015 “a second circulating passage circularly extending from the lower part of said first heat-storage tank to the upper part of said first heat-storage tank, wherein a second thermal load thermally higher than said first thermal load is disposed therein, a second heat-storage tank disposed in said second circulating passage at a position between said second thermal load and said first heat-storage tank, wherein said second circulating passage supplies water to the upper part of the second heat-storage tank and supplies the water from the upper part of said second heat-storage tank to the upper part of said first heat-storage tank, and a second refrigerator disposed in said second circulating passage at a position between said second heat-storage tank and said first heat-storage tank”). It would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to have modified the teachings of Kikuchi and Sutherland and the teachings of Sakaguchi with the teachings of Nishiwaki since Nishiwaki teaches a cooling system design which reduces running costs (0022). Regarding claim 2, the cited prior art teach The temperature control apparatus according to Claim 1. Kikuchi teaches wherein the main tank includes an opening that leads the excessive circulating liquid out of the main tank to the sub-tank (0033 “Part of the upper end of the main tank 20 communicates with the sub-tank 25 so that the circulating liquid exceeding the maximum capacity of the main tank 20 can be discharged into the sub-tank”), and wherein the main tank is connected to the sub-tank with the opening positioned higher than a bottom surface of the sub-tank (fig. 1). Regarding claim 3, the cited prior art teach The temperature control apparatus according to Claim 1. Kikuchi teaches wherein the processor is configured to switch the cooling pump between a first power output range and a second power output range that is greater than the first power output range on the basis of the temperature of the circulating liquid measured by the temperature sensor and drive the cooling pump (fig. 4, 0063 “method for controlling the cooling pump 23a and the circulation pump 24a according the set temperature of the circulating liquid using the control unit 7 will be described hereinbelow with reference to the graph in FIG. 4. In the present embodiment, a predetermined threshold temperature (75° C.) is set in the control unit 7 for the temperature of the circulating liquid to be delivered to the load. The fact that the delivery temperature of the circulating liquid is higher than the threshold temperature indicates that the temperature control apparatus 1 is in operation. The fact that the delivery temperature is lower than or equal to the threshold temperature indicates that the temperature control apparatus 1 is at idle (at rest)”, and wherein as a result of the switching, during driving of the cooling pump in the first power output range, the circulating liquid in the cooling circuit is circulated in the cooling circuit without being supplied to the circulation circuit through the connecting flow passage (0066 “the cooling pump 23a, the rotational speed is further decreased once and is thereafter gradually increased at a predetermined timing before the temperature of the circulating liquid measured by the temperature sensor 33 reaches the set temperature. Thereafter, the increase in the rotational speed is stopped at the point in time the measured temperature reaches the set temperature, so that the measured temperature and the set temperature are equalized. In this state, the rotational speed (lower than that in the first step) is maintained”) and, during driving of the cooling pump in the second power output range, the circulating liquid in the cooling circuit is supplied to the circulation circuit through the connecting flow passage while being circulated in the cooling circuit (0068 “cooling pump 23a, the rotational speed is decreased to the same rotational speed as that in the second step once concurrently therewith and is then gradually increased again at a predetermined timing before the measured temperature of the circulating liquid reaches the set temperature”, 0070 “the cooling pump 23a, the rotational speed is increased to a rotational speed higher than the idling rotational speed of the first step once concurrently therewith and is then gradually decreased at a predetermined timing before the measured temperature of the circulating liquid reaches the set temperature”). Regarding claim 4, the cited prior art teach The temperature control apparatus according to Claim 3. wherein the connecting flow passage branches from the second cooling flow passage of the cooling circuit and extends upward (fig. 1). Regarding claim 5, the cited prior art teach The temperature control apparatus according to Claim 3. Kikuchi teaches wherein the temperature sensor is a first temperature sensor provided in the discharge flow passage (0012 “temperature control apparatus according to the present invention, preferably, the temperature control apparatus includes a discharge-side temperature sensor”), wherein the processor compares a preset target temperature with the temperature of the circulating liquid measured by the first temperature sensor (0013 “the control unit is configured, when the set temperature is increased by the temperature setting unit, to decrease the rotational speed of the cooling pump once and thereafter gradually increase the rotational speed, and when the set temperature is decreased, to increase the rotational speed of the cooling pump once and thereafter gradually decrease the rotational speed, and when the temperature of the circulating liquid measured by the discharge-side temperature sensor s equal to the set temperature, to maintain the rotational speed at that time”), wherein if the measured temperature measured by the first temperature sensor is lower than the target temperature, the processor drives the cooling pump in the first power output range, and wherein if the measured temperature measured by the first temperature sensor is higher than the target temperature, the processor drives the cooling pump in the second power output range (0013 “the control unit is configured, when the set temperature is increased by the temperature setting unit, to decrease the rotational speed of the cooling pump once and thereafter gradually increase the rotational speed, and when the set temperature is decreased, to increase the rotational speed of the cooling pump once and thereafter gradually decrease the rotational speed, and when the temperature of the circulating liquid measured by the discharge-side temperature sensor s equal to the set temperature, to maintain the rotational speed at that time”). Regarding claim 6, the cited prior art teach The temperature control apparatus according to Claim 5. Kikuchi teaches wherein the measured temperature measured by the first temperature sensor is lower than the target temperature, the processor further controls the heater and heats the circulating liquid in the main tank (0039 “circulating liquid to be returned to the main tank 20 through the bypass channel 37, thereby maintaining the circulating state. The pressure sensors 32 and 34 and the temperature sensors 33 and 35 are electrically connected to the control unit 7. This allows, for example, the heater, the cooling pump, and the circulation pump, to be appropriately controlled on the basis of the measured values from these sensors”, 0034 “first chamber 20a of the main tank 20, a heater 22a that heats the circulating liquid under the control of the control unit 7 is provided in the range from the vicinity of the upper end of the first partition wall 21a to the vicinity of the bottom of the tank”). Regarding claim 7, the cited prior art teach The temperature control apparatus according to Claim 5. Kikuchi teaches wherein the connecting flow passage includes a second temperature sensor configured to measure the temperature of the circulating liquid, and wherein during driving of the cooling pump in the second power output range, the processor calculates a temperature difference between the target temperature and the measured temperature measured by the second temperature sensor, compares the temperature difference with a preset reference value, and decreases the output of the cooling pump within the second power output range with increasing temperature difference from the reference value (claim 7 “when the set temperature is increased by the temperature setting unit, to decrease the rotational speed of the cooling pump once and thereafter gradually increase the rotational speed, and when the set temperature is decreased, to increase the rotational speed of the cooling pump once and thereafter gradually decrease the rotational speed, and when the temperature of the circulating liquid measured by the discharge-side temperature sensor is equal to the set temperature, to maintain the rotational speed at that time”, 0039). Response to Arguments Applicant’s arguments, filed 11/20/2025, with respect to the rejection(s) of claim(s) 1 under 35 USC 103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Kikuchi et al (US PUB. 20200318861, herein Kikuchi) in view of Sutherland et al (US PUB. 20160183408, herein Sutherland) in further view of Sakaguchi (US PUB. 20120255352) in further view of Nishiwaki (US PUB. 20070251258, herein Nishiwaki). Applicant argues that the cited prior art does not teach the amendments to the claim. Examiner agrees. However as a result of further search and consideration, Nishiwaki has been introduced. Nishiwaki teaches “a second circulating passage circularly extending from the lower part of said first heat-storage tank to the upper part of said first heat-storage tank” which corresponds to the argued limitation of cooling circuit includes a connecting flow passage that branches from the second cooling flow passage and connects between the second cooling flow passage and the main tank (0015). Therefore, claim 1 and its dependent claims are rejected. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TAMEEM SIDDIQUEE whose telephone number is (571)272-1627. The examiner can normally be reached M-F 8:00-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kenneth Lo can be reached at (571) 272-9774. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TAMEEM D SIDDIQUEE/ Primary Examiner Art Unit 2116
Read full office action

Prosecution Timeline

Jun 27, 2023
Application Filed
Aug 27, 2025
Non-Final Rejection mailed — §103
Nov 20, 2025
Response Filed
Dec 08, 2025
Final Rejection mailed — §103
Jan 30, 2026
Response after Non-Final Action
Apr 08, 2026
Request for Continued Examination
Apr 12, 2026
Response after Non-Final Action
Aug 20, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
62%
Grant Probability
99%
With Interview (+37.6%)
3y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 236 resolved cases by this examiner. Grant probability derived from career allowance rate.

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