Prosecution Insights
Last updated: October 02, 2026
Application No. 18/344,576

HASHING ENGINE CIRCUITRY AND METHODS FOR A SPHINCS DIGITAL SIGNATURE OPERATION

Non-Final OA §103§112
Filed
Jun 29, 2023
Examiner
AYALA, KEVIN ALEXIS
Art Unit
Tech Center
Assignee
Intel Corporation
OA Round
1 (Non-Final)
63%
Grant Probability
Moderate
1-2
OA Rounds
2m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
115 granted / 182 resolved
+3.2% vs TC avg
Strong +28% interview lift
Without
With
+28.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
21 currently pending
Career history
211
Total Applications
across all art units

Statute-Specific Performance

§101
10.5%
-29.5% vs TC avg
§103
56.2%
+16.2% vs TC avg
§102
6.5%
-33.5% vs TC avg
§112
23.9%
-16.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 182 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The abstract of the disclosure is objected to because the abstract contains phrases that should be avoided such as “are described”. A corrected abstract of the disclosure is required and must be presented on a separate sheet, apart from any other text. See MPEP § 608.01(b). Applicant is reminded of the proper language and format for an abstract of the disclosure. The abstract should be in narrative form and generally limited to a single paragraph on a separate sheet within the range of 50 to 150 words in length. The abstract should describe the disclosure sufficiently to assist readers in deciding whether there is a need for consulting the full patent text for details. The language should be clear and concise and should not repeat information given in the title. It should avoid using phrases which can be implied, such as, “The disclosure concerns,” “The disclosure defined by this invention,” “The disclosure describes,” etc. In addition, the form and legal phraseology often used in patent claims, such as “means” and “said,” should be avoided. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Re. claims 1, 8 and 15; the claims recite “hash control circuitry to, for a request to perform a stateless hash-based signature operation on an input, cause performance of a one-time signature scheme function and a forest of random subsets function by the one or more hash engine circuits to generate a resultant”. It is unclear what entity, either the hash control circuitry or hash engine circuit, performs the one-time signature scheme function and forest of random subsets function. Claims 2-7, 9-14 and 16-20 fall together accordingly as they do not cure the deficiencies of the independent claims. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-5, 7-12, and 14-20 are rejected under 35 U.S.C. 103 as being unpatentable over Seo (KR 20240175766) in view of Banerjee et al. (“Accelerating Post-Quantum Cryptography using an Energy-Efficient TLS Crypto-Processor”). Re. claim 1, Seo discloses an apparatus comprising (Seo discloses a MacBook [0176]): for a request to perform a stateless hash-based signature operation on an input, cause performance of a one-time signature scheme function and a forest of random subsets function by the one or more hash engine circuits to generate a resultant (Seo discloses the hash-based cryptographic module can be applied to the cryptographic operator of a secure hash-based signature algorithm [0025]. SPHINCS+ uses functions with cryptographic properties, and each parameter is defined as follows: 'h' and 'd' are the parameters of Hyper-Tree, 'b' and 'k' are the parameters of FORS, and 'w' is the parameter of Winternitz [0044]. Input message received [0057][0174]). Seo does not explicitly teach but Banerjee teaches one or more hash engine circuits; a coupling to allow for communication between the one or more hash engine circuits and a memory; and hash control circuitry to (Banerjee teaches the cryptographic accelerator consists of dedicated hardware for AES-128/256, SHA2-256 and 256-bit prime-field ECC, along with 2 KB memory, control logic and a TLS state machine. These cycle counts include data movement between the accelerator memory and the cryptographic cores. [A. system overview, Page 1] Fig. 1). Therefore, it would have been obvious to one or ordinary skill in the art before the effective filing date of the claimed invention to modify the apparatus method and system disclosed by Seo to include one or more hash engine circuits; a coupling to allow for communication between the one or more hash engine circuits and a memory; and hash control circuitry to as disclosed by Banerjee. One of ordinary skill in the art would have been motivated for the purpose of improving speed and energy efficiency (Banerjee [Abstract]). Re. claim 2, Seo-Banerjee teach the apparatus of claim 1, wherein the stateless hash-based signature operation is a key generation operation, and the hash control circuitry is to cause the one or more hash engine circuits to generate the resultant of a public key for the input of a private key (Seo discloses a final XMSS public key [0160][0038]). Re. claim 3, Seo-Banerjee teach the apparatus of claim 1, wherein the stateless hash-based signature operation is a signature generation operation, and the hash control circuitry is to cause the one or more hash engine circuits to generate the resultant of a signature for the input of a private key (Seo [0008][0017][0038][0041]). Re. claim 4, Seo-Banerjee teach the apparatus of claim 1, wherein the stateless hash-based signature operation is a verification operation, and the hash control circuitry is to cause the one or more hash engine circuits to generate the resultant of a public key for the input of a signature (Seo [0005][0008][0017][0038][0041]). Re. claim 5, Seo-Banerjee teach the apparatus of claim 1, wherein the input comprises a hash output length, a number of forest of random subsets trees, and a number of Winternitz chains (Seo discloses SPHINCS+ uses functions with cryptographic properties, and each parameter is defined as follows: 'h' and 'd' are the parameters of Hyper-Tree, 'b' and 'k' are the parameters of FORS, and 'w' is the parameter of Winternitz [0044]). Re. claim 7, Seo-Banerjee teach the apparatus of claim 1, wherein the stateless hash-based signature operation is according to a SPHIiNCS+ standard (Seo discloses SPHINCS+ [0174]). Re. claim 8, claim 8 is rejected with the same rationale as applied in claim 1 above. Re. claim 9, rejection of claim 8 is included and claim 9 is rejected with the same rationale as applied in claim 2 above. Re. claim 10, rejection of claim 8 is included and claim 10 is rejected with the same rationale as applied in claim 3 above. Re. claim 11, rejection of claim 8 is included and claim 11 is rejected with the same rationale as applied in claim 4 above. Re. claim 12, rejection of claim 8 is included and claim 12 is rejected with the same rationale as applied in claim 5 above. Re. claim 14, rejection of claim 8 is included and claim 14 is rejected with the same rationale as applied in claim 7 above. Re. claim 15, claim 15 is rejected with the same rationale as applied in claims 1 and 8 above. Re. claim 16, rejection of claim 15 is included and claim 16 is rejected with the same rationale as applied in claim 2 above. Re. claim 17, rejection of claim 15 is included and claim 17 is rejected with the same rationale as applied in claim 3 above. Re. claim 18, rejection of claim 15 is included and claim 18 is rejected with the same rationale as applied in claim 4 above. Re. claim 19, rejection of claim 15 is included and claim 19 is rejected with the same rationale as applied in claim 5 above. Re. claim 20, rejection of claim 15 is included and claim 20 is rejected with the same rationale as applied in claim 7 above. Claims 6 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Seo (KR 20240175766) in view of Banerjee et al. (“Accelerating Post-Quantum Cryptography using an Energy-Efficient TLS Crypto-Processor”, hereinafter Banerjee) and in further view of Bernstein et al. (“SPHINCS: practical stateless hash-based signatures”, hereinafter Bernstein). Re. claim 6, Seo-Banerjee teach the apparatus of claim 1, Seo-Banerjee do not explicitly teach but Bernstein teaches wherein the input comprises a precomputed intermediate state of a hashing standard public key seed (Bernstein teaches the OTS public key of the root becomes the overall public key. The secret key is a seed value that is used to pseudorandomly generate all the OTS key pairs of the tree [Page 4]. Generate a HORST seed [Page 14]). Therefore, it would have been obvious to one or ordinary skill in the art before the effective filing date of the claimed invention to modify the apparatus method and system disclosed by Seo-Banerjee to include wherein the input comprises a precomputed intermediate state of a hashing standard public key seed as disclosed by Banerjee. One of ordinary skill in the art would have been motivated for the purpose of increasing the security level (Bernstein [Page 4]). Re. claim 13, rejection of claim 8 is included and claim 13 is rejected with the same rationale as applied in claim 6 above. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Soeda (US 20230289759) discloses digital signature P2 is generated by signing a hash value of transaction body P1 using a signature key of the generator of the transaction data, i.e. by encrypting the hash value using a private key of the generator. As means for digital signatures, the elliptic curve digital signature algorithm (ECDSA), CRYSTALS-Dilithium, FALCON, SPHINCS+, and the like may be used. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEVIN A AYALA whose telephone number is (571)270-3912. The examiner can normally be reached Monday-Thursday 8AM-5PM; Friday: Variable EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jorge Ortiz-Criado can be reached at 571-272-7624. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KEVIN AYALA/Primary Examiner, Art Unit 2496
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Prosecution Timeline

Jun 29, 2023
Application Filed
Sep 27, 2023
Response after Non-Final Action
Aug 25, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
63%
Grant Probability
92%
With Interview (+28.4%)
3y 5m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 182 resolved cases by this examiner. Grant probability derived from career allowance rate.

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