Prosecution Insights
Last updated: April 19, 2026
Application No. 18/347,273

LIQUID EJECTION APPARATUS, CONTROL METHOD FOR LIQUID EJECTION APPARATUS, AND STORAGE MEDIUM THAT CONTROL A RECOVERY PROCESS BASED ON AN OBTAINED TEMPERATURE

Non-Final OA §103
Filed
Jul 05, 2023
Examiner
VALENCIA, ALEJANDRO
Art Unit
2853
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Canon Kabushiki Kaisha
OA Round
3 (Non-Final)
42%
Grant Probability
Moderate
3-4
OA Rounds
2y 11m
To Grant
48%
With Interview

Examiner Intelligence

Grants 42% of resolved cases
42%
Career Allow Rate
567 granted / 1335 resolved
-25.5% vs TC avg
Moderate +6% lift
Without
With
+5.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
151 currently pending
Career history
1486
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
53.6%
+13.6% vs TC avg
§102
24.4%
-15.6% vs TC avg
§112
20.8%
-19.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1335 resolved cases

Office Action

§103
DETAILED ACTION Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 3-9, 11-13 and 15-20 are rejected under 35 U.S.C. 103 as being unpatentable over Mizoguchi et al. (4,926,196) in view of Nakamura (2009/0067866) and Booth (2003/0128250). Regarding claims 1, 13 and 20, Mizoguchi teaches a liquid ejection apparatus, method and computer-readable non-transitory medium, comprising: a liquid ejection head (fig. 10, item IJU) that performs an ejection operation of ejecting a liquid from an ejection port (fig. 11, item 221); a cap movable to a closed position at which the cap covers the ejection port and an open position at which the cap does not cover the ejection port (col. 3, lines 45-55); a temperature obtaining unit (fig. 13, item 917) configured to obtain a temperature of the liquid ejection head (claim 1); a recovery unit (fig. 13, item M3) configured to perform a recovery process of recovering liquid ejection performance of the liquid ejection head (claim 1); and a control unit configured to, in a case where a power of the liquid ejection apparatus is turned on after the power is turned off with the cap at the open position, control the recovery process based on the temperature obtained by the temperature obtaining unit after the power-off (claim 1), wherein the temperature obtaining unit regularly obtains the temperature of the liquid ejection head during the ejection operation of the liquid ejection head (see fig. 14B, note that the temperature is taken during a restoration process wherein the suction cap is pumped to eject liquid from the head into the cap. Note also that “regularly obtains” can mean any number of things. Note that the temperature is taken during the restoration process, which itself is executed in pauses from image liquid ejection, and thus if restoration processes are executed regularly in between printing processes, i.e., during ejection operation, so are temperature readings), and the control unit controls the recovery process based on a highest temperature among temperatures obtained by the temperature obtaining unit after the power-off (Note that “a highest temperature of temperatures obtained” has not been defined with any specificity. The language does not necessarily require that two different temperatures are obtained. Here, “temperatures obtained” is being defined as the last obtained temperature, which is the highest, last obtained temperature by definition. That is, a single temperature may be the only temperature of the temperatures obtained). Mizoguchi teaches obtaining a temperature after the power is turned on and executing a maintenance process based on the temperature instead of obtaining a temperature reading from before the power was turned off and executing a maintenance process based on that temperature. Nakamura teaches obtaining a reading of a temperature sensor just before a power off and using that temperature reading to determine controls for an image forming apparatus upon start up after the power off (Nakamura, [0192]-[0194]). It would have been obvious to one of ordinary skill in the art at the time of invention to use temperatures readings from before a power off as opposed to readings from after a power on because doing so would allow for quicker ascertainment of pertinent temperatures, thereby saving time required to obtain temperatures again. Upon combination of Mizoguchi, the resultant device would use the highest temperature among temperatures obtained before power-off. Examiner is aware that Nakamura is directed to the temperature of a fixing roller and not a printhead. Nonetheless, Examiner maintains that the technique disclosed by Nakamura would have been applicable to any number of temperature dependent controls. Mizoguchi in view of Nakamura does not teach wherein, in a case when the power of the liquid ejection apparatus is turned on after the power is turned off with the cap at the closed position, not performing the recovery process. Booth teaches wherein, during an idle time of a printer, a printhead can either be capped or can have a recovery executed periodically to keep the nozzles fresh (Booth, [0006]). It would have been obvious to not execute a recovery on a printhead after an idle time if the printhead had been capped and to execute a recovery on the printhead if the printhead had not been capped, as disclosed by Booth, in the device disclosed by Mizoguchi in view of Nakamura because doing so would save the time end energy required for a recovery upon startup if such a recovery was not necessary due to the nozzles being kept fresh due to the capping during idle time. Regarding claims 3 and 15, Mizoguchi in view of Nakamura and Booth teaches the liquid ejection apparatus and method, according to claims 1 and 13, respectively, wherein the control unit controls the recovery process based on the temperature of the liquid ejection head before the power-off and a first elapsed time from the power-off to the subsequent power-on (Mizoguchi, claim 1, Note that, upon combination, the resultant device would meet the limitation). Regarding claims 4 and 16, Mizoguchi in view of Nakamura and Booth teaches the liquid ejection apparatus and method, according to claims 1 and 13, respectively, wherein the control unit in a case where the power-off occurred in the ejection operation, performs first recovery control that controls the recovery process based on the temperature obtained by the temperature obtaining unit at occurrence of the power-off and a second elapsed time from an end of the ejection operation to the power-off, and in a case where the power-off occurred after the end of the ejection operation, performs second recovery control that controls the recovery process based on the temperature of the liquid ejection head at the end of the ejection operation, the second elapsed time, and a third elapsed time from the power-off to the power-on (Mizoguchi, claim 1, Note that combining the multiple time and temperature ranges disclosed by Mizoguchi could be extrapolated into any number of combinations of ranges, each corresponding to a different intensity of recovery). Regarding claims 5 and 17, Mizoguchi in view of Nakamura and Booth teaches the liquid ejection apparatus and method, according to claims 1 and 13, respectively, wherein the recovery unit performs a recovery process that forcibly discharges the liquid from the ejection port of the liquid ejection head, and the control unit controls an amount of the liquid to be discharged in the recovery process (Mizoguchi, claims 1, 2). Regarding claims 6 and 18, Mizoguchi in view of Nakamura and Booth teaches the liquid ejection apparatus and method, according to claims 5 and 17, respectively, wherein the recovery unit includes: the cap; and a negative pressure generation unit configured to generate a negative pressure inside the cap, and the recovery unit forcibly discharges the liquid from the ejection port by generating the negative pressure inside the cap with the negative pressure generation unit with the cap at the closed position (Mizoguchi, claims 1, 2). Regarding claims 7 and 19, Mizoguchi in view of Nakamura and Booth teaches the liquid ejection apparatus, according to claims 6 and 18, respectively, wherein the negative pressure generation unit is a suction pump communicating with the cap, and the control unit controls at least one of a driving amount and a driving speed of the suction pump (Mizoguchi, claims 1, 2). Regarding claim 8, Mizoguchi in view of Nakamura and Booth teaches the liquid ejection apparatus, according to claim 1, wherein the liquid ejection head includes: a channel communicating with the ejection port; and a driving unit configured to cause the liquid supplied to the channel to flow (Mizoguchi, col. 8, lines 45-57, Note that there is necessarily such a channel and such a driving unit). Regarding claim 9, Mizoguchi in view of Nakamura and Booth teaches the liquid ejection apparatus, according to claim 1, wherein the liquid ejection head includes: a channel communicating with the ejection port; a liquid holding unit communicating with the channel; and a circulation pump for supplying the liquid from the liquid holding unit to the channel and collecting the liquid from the channel to the liquid holding unit (Mizoguchi, col. 8, lines 45-57, Note that there is necessarily such a channel and such a driving unit). Regarding claim 11, Mizoguchi in view of Nakamura and Booth teaches the liquid ejection apparatus, according to claim 1, wherein the liquid ejection head is mounted on a carriage that moves along a main scanning direction relative to a print medium conveyed in a predetermined conveyance direction by a conveyance unit, the main scanning direction crossing the conveyance direction (see figs. 3, 10). Regarding claim 12, Mizoguchi in view of Nakamura and Booth teaches the liquid ejection apparatus, according to claim 1, wherein the temperature obtaining unit is provided to the liquid ejection head (Note that all disclosed components can be said to be provided to all of the other claimed components). Claim(s) 10 is rejected under 35 U.S.C. 103 as being unpatentable over Mizoguchi in view of Nakamura and Booth as applied to claim 1 above, and further in view of Takeoshi et al. (2021/0237477). Regarding claim 10, Mizoguchi in view of Nakamura and Booth teaches the liquid ejection apparatus, according to claim 1. Mizoguchi in view of Nakamura and Booth does not teach wherein the liquid contains at least a resin with a glass transition point of 120°C or lower. Takeoshi teaches this (Takeoshi, [0079]). It would have been obvious to one of ordinary skill in the art at the time of invention to use an ink with fine resin particles of the type disclosed by Takeoshi because doing so would amount to combining a known ink composition with a known printer to obtain predictable results. Response to Arguments Applicant’s arguments with respect to claim(s) 1 have been considered but are moot in light of the new ground(s) of rejection. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEJANDRO VALENCIA whose telephone number is (571)270-5473. The examiner can normally be reached M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, DOUGLAS X. RODRIGUEZ can be reached at 571-431-0716. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEJANDRO VALENCIA/Primary Examiner, Art Unit 2853
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Prosecution Timeline

Jul 05, 2023
Application Filed
Dec 31, 2024
Response after Non-Final Action
Mar 11, 2025
Non-Final Rejection — §103
Jun 13, 2025
Response Filed
Jul 14, 2025
Final Rejection — §103
Oct 16, 2025
Response after Non-Final Action
Nov 04, 2025
Request for Continued Examination
Nov 11, 2025
Response after Non-Final Action
Jan 26, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
42%
Grant Probability
48%
With Interview (+5.9%)
2y 11m
Median Time to Grant
High
PTA Risk
Based on 1335 resolved cases by this examiner. Grant probability derived from career allow rate.

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