Prosecution Insights
Last updated: May 29, 2026
Application No. 18/348,857

METHODS FOR CONFIGURATION IN WIRELESS COMMUNICATION

Non-Final OA §103
Filed
Jul 07, 2023
Priority
Mar 19, 2021 — continuation of PCTCN2021081828
Examiner
MOORE JR, MICHAEL J
Art Unit
2467
Tech Center
2400 — Computer Networks
Assignee
ZTE CORPORATION
OA Round
2 (Non-Final)
90%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
810 granted / 902 resolved
+31.8% vs TC avg
Minimal +4% lift
Without
With
+4.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
23 currently pending
Career history
923
Total Applications
across all art units

Statute-Specific Performance

§101
4.3%
-35.7% vs TC avg
§103
56.0%
+16.0% vs TC avg
§102
18.0%
-22.0% vs TC avg
§112
9.4%
-30.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 902 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 10 is objected to because of the following informalities: On line 2, it appears that the word “indication” should instead be “indications”. Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1, 2, 5, 7-9, 11, 12, 16, 17, 19, and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Luo et al. (U.S. 2020/0329365) (hereinafter “Luo”) cited in Applicant’s previously submitted IDS in view of Shimezawa et al. (U.S. 2017/0195028) (hereinafter “Shimezawa”). Regarding claim 1, Luo teaches a UE (wireless device) that receives a second full configuration instruction (indication) from a CU as shown in Figure 4 and spoken of on page 6, paragraph [0051]; where the generated full configuration-based radio bearer configuration information is based on (associated with) cell group configuration information as spoken of on page 6, paragraph [0052]. Luo also teaches the UE that receives the second full configuration instruction included in a RRC reconfiguration message and performs a configuration update operation including deleting (discarding) dedicated configurations other than basic information, such as configurations related to an MCG cell RNTI and/or MCG security (associated with cell group); and enabling (applying) a new configuration in the RRC reconfiguration message as spoken of on page 6, paragraph [0054]. Luo does not explicitly teach “each of the one or more indications is associated with a serving cell” or discarding a dedicated configuration associated with the serving cell” or applying a new configuration associated with the serving cell”. However, Shimezawa teaches a method and system for wireless communication supporting dual connectivity and carrier aggregation, where a group of serving cells associated with the master base station apparatus is referred to as a master cell group (MCG) and a group of serving cells associated with the secondary base station apparatus is referred to as a secondary cell group (SCG) in some cases, where the cell group may be a serving cell group as spoken of on page 3, paragraph [0044]. Given the above references, it would have been obvious to someone of ordinary skill in the art, before the effective filing date of the invention, to apply the receiving, discarding, and applying steps in relation/association to an MCG as taught in Luo additionally in relation/association to a serving cell since Shimezawa teaches where an MCG includes a group of serving cells associated with the master base station as spoken of on page 3, paragraph [0044], thereby ensuring successful configuration according to a 3GPP protocol as spoken of on page 6, paragraph [0054] of Luo. Regarding claim 2, Luo further teaches the UE that receives the second full configuration instruction included in a RRC reconfiguration message and performs a configuration update operation including deleting (discarding) dedicated configurations other than basic information, such as configurations related to an MCG cell RNTI and/or MCG security (radio configuration, security configuration); and enabling (applying) a new configuration in the RRC reconfiguration message as spoken of on page 6, paragraph [0054]. Regarding claim 5, Luo further teaches the full configuration instruction containing information (parameter) pertaining to an SCG configuration (secondary cell group value) as spoken of on page 6, paragraph [0055]. Luo does not explicitly teach “a value range of the parameter including at least one of: primary cell (PCell), primary secondary cell (PSCell), MCG secondary cell (SCell), or SCG SCell”. However, Shimezawa teaches a method and system for wireless communication supporting dual connectivity and carrier aggregation, where a group of serving cells associated with the master base station apparatus is referred to as a master cell group (MCG) and a group of serving cells associated with the secondary base station apparatus is referred to as a secondary cell group (SCG) in some cases, where the cell group may be a serving cell group as spoken of on page 3, paragraph [0044]; and where in dual connectivity, a primary cell belongs to the MCG, and in the SCG, a secondary cell corresponding to the primary cell is referred to as a primary secondary cell (PSCell) as spoken of on page 3, paragraph [0045]. Given the above references, it would have been obvious to someone of ordinary skill in the art, before the effective filing date of the invention, to apply the receiving, discarding, and applying steps in relation/association to an SCG as taught in Luo additionally in relation/association to a serving cell since Shimezawa teaches where an SCG includes a group of serving cells associated with a secondary base station as spoken of on page 3, paragraph [0044], thereby ensuring successful configuration according to a 3GPP protocol as spoken of on page 6, paragraph [0054] of Luo. Regarding claim 7, Luo further teaches the UE that receives the second full configuration instruction (indication) included in a RRC reconfiguration message and performs a configuration update operation including deleting (discarding) dedicated configurations other than basic information, such as configurations related to an MCG cell RNTI (parameter name) and/or MCG security; and enabling (applying) a new configuration in the RRC reconfiguration message as spoken of on page 6, paragraph [0054]. Regarding claim 8, Luo further teaches the UE that receives the second full configuration instruction (indication) included in a RRC reconfiguration message and performs a configuration update operation including deleting (discarding) dedication configurations other than basic information, such as configurations related to an MCG cell RNTI and/or MCG security (associated with cell group or serving cell) as spoken of on page 6, paragraph [0054]. Regarding claim 9, Luo further teaches the UE that receives the second full configuration instruction (indication) included in a RRC reconfiguration message and performs a configuration update operation including deleting (discarding) dedication configurations other than basic information, such as configurations related to an MCG cell RNTI and/or MCG security (associated with cell group or serving cell) as spoken of on page 6, paragraph [0054]. Regarding claim 11, Luo teaches a UE (wireless device) that receives a second full configuration instruction (indication) from (transmitted by) a CU as shown in Figure 4 and spoken of on page 6, paragraph [0051]; where the generated full configuration-based radio bearer configuration information is based on (associated with) cell group configuration information as spoken of on page 6, paragraph [0052]. Luo also teaches the UE that receives the second full configuration instruction included in a RRC reconfiguration message and performs a configuration update operation including deleting (discarding) dedicated configurations other than basic information, such as configurations related to an MCG cell RNTI and/or MCG security (associated with cell group); and enabling (applying) a new configuration in the RRC reconfiguration message as spoken of on page 6, paragraph [0054]. Luo does not explicitly teach “each of the one or more indications is associated with a serving cell” or discard a dedicated configuration associated with the serving cell” or apply a new configuration associated with the serving cell”. However, Shimezawa teaches a method and system for wireless communication supporting dual connectivity and carrier aggregation, where a group of serving cells associated with the master base station apparatus is referred to as a master cell group (MCG) and a group of serving cells associated with the secondary base station apparatus is referred to as a secondary cell group (SCG) in some cases, where the cell group may be a serving cell group as spoken of on page 3, paragraph [0044]. Given the above references, it would have been obvious to someone of ordinary skill in the art, before the effective filing date of the invention, to apply the receiving, discarding, and applying steps in relation/association to an MCG as taught in Luo additionally in relation/association to a serving cell since Shimezawa teaches where an MCG includes a group of serving cells associated with the master base station as spoken of on page 3, paragraph [0044], thereby ensuring successful configuration according to a 3GPP protocol as spoken of on page 6, paragraph [0054] of Luo. Regarding claim 12, Luo further teaches the UE that receives the second full configuration instruction included in a RRC reconfiguration message and performs a configuration update operation including deleting (discarding) dedication configurations other than basic information, such as configurations related to an MCG cell RNTI and/or MCG security (radio configuration, security configuration); and enabling (applying) a new configuration in the RRC reconfiguration message as spoken of on page 6, paragraph [0054]. Regarding claim 16, Luo further teaches the UE that receives the second full configuration instruction (indication) included in a RRC reconfiguration message and performs a configuration update operation including deleting (discarding) dedication configurations other than basic information, such as configurations related to an MCG cell RNTI and/or MCG security (associated with cell group or serving cell) as spoken of on page 6, paragraph [0054]. Regarding claim 17, Luo further teaches the UE that receives the second full configuration instruction (indication) included in a RRC reconfiguration message from (transmitted by) a CU and performs a configuration update operation including deleting (discarding) dedication configurations other than basic information, such as configurations related to an MCG cell RNTI and/or MCG security (associated with cell group or serving cell) as spoken of on page 6, paragraph [0054]. Regarding claim 19, Luo teaches a UE (wireless device) that receives a second full configuration instruction (indication) from a CU as shown in Figure 4 and spoken of on page 6, paragraph [0051]; where the generated full configuration-based radio bearer configuration information is based on (associated with) cell group configuration information as spoken of on page 6, paragraph [0052]; and where the communication device 500 (wireless device) of Figure 5 includes a processor 501. Luo also teaches the UE that receives the second full configuration instruction included in a RRC reconfiguration message and performs a configuration update operation including deleting (discarding) dedicated configurations other than basic information, such as configurations related to an MCG cell RNTI and/or MCG security (associated with cell group); and enabling (applying) a new configuration in the RRC reconfiguration message as spoken of on page 6, paragraph [0054]. Luo does not explicitly teach “each of the one or more indications is associated with a serving cell” or discard a dedicated configuration associated with the serving cell” or apply a new configuration associated with the serving cell”. However, Shimezawa teaches a method and system for wireless communication supporting dual connectivity and carrier aggregation, where a group of serving cells associated with the master base station apparatus is referred to as a master cell group (MCG) and a group of serving cells associated with the secondary base station apparatus is referred to as a secondary cell group (SCG) in some cases, where the cell group may be a serving cell group as spoken of on page 3, paragraph [0044]. Given the above references, it would have been obvious to someone of ordinary skill in the art, before the effective filing date of the invention, to apply the receiving, discarding, and applying steps in relation/association to an MCG as taught in Luo additionally in relation/association to a serving cell since Shimezawa teaches where an MCG includes a group of serving cells associated with the master base station as spoken of on page 3, paragraph [0044], thereby ensuring successful configuration according to a 3GPP protocol as spoken of on page 6, paragraph [0054] of Luo. Regarding claim 20, Luo teaches the UE (wireless device) that receives a second full configuration instruction (indication) from (transmitted by) a CU (wireless node) as shown in Figure 4 and spoken of on page 6, paragraph [0051]; where the generated full configuration-based radio bearer configuration information is based on (associated with) cell group configuration information as spoken of on page 6, paragraph [0052]; where the communication device 500 (wireless node) of Figure 5 includes a processor 501. Luo also teaches the UE that receives the second full configuration instruction included in a RRC reconfiguration message and performs a configuration update operation including deleting (discarding) dedicated configurations other than basic information, such as configurations related to an MCG cell RNTI and/or MCG security (associated with cell group); and enabling (applying) a new configuration in the RRC reconfiguration message as spoken of on page 6, paragraph [0054]. Luo does not explicitly teach “each of the one or more indications is associated with a serving cell” or discard a dedicated configuration associated with the serving cell” or apply a new configuration associated with the serving cell”. However, Shimezawa teaches a method and system for wireless communication supporting dual connectivity and carrier aggregation, where a group of serving cells associated with the master base station apparatus is referred to as a master cell group (MCG) and a group of serving cells associated with the secondary base station apparatus is referred to as a secondary cell group (SCG) in some cases, where the cell group may be a serving cell group as spoken of on page 3, paragraph [0044]. Given the above references, it would have been obvious to someone of ordinary skill in the art, before the effective filing date of the invention, to apply the receiving, discarding, and applying steps in relation/association to an MCG as taught in Luo additionally in relation/association to a serving cell since Shimezawa teaches where an MCG includes a group of serving cells associated with the master base station as spoken of on page 3, paragraph [0044], thereby ensuring successful configuration according to a 3GPP protocol as spoken of on page 6, paragraph [0054] of Luo. Claim(s) 4, 6, 10, 14, 15, and 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Luo in view of Shimezawa and Da Silva (U.S 2023/0362817). Regarding claims 4 and 14, Luo in view of Shimezawa teaches claims 1 and 11 as described above. Luo in view of Shimezawa does not explicitly teach “wherein the serving cell is in an activation state, a deactivation state, or a dormancy state”. However, Da Silva teaches a method and system for beam management pertaining to deactivated secondary cell groups (SCG) utilizing centralized units (CU) and distributed units (DU) as spoken of on page 6, paragraph [0091], where a UE can perform beam measurement and/or beam reporting while a serving cell or secondary cell group is deactivated as spoken of on page 16, paragraphs [0268] and [0287]. Given the above references, it would have been obvious to someone of ordinary skill in the art, before the effective filing date of the invention, to apply the beam management while cell groups are deactivated as taught in Da Silva to the configuration system of Luo in view of Shimezawa in order to improve the resource efficiency of the system by allowing for configuration of cell groups in a deactivated state, thereby providing reduced power resource consumption as spoken of on page 16, paragraphs [0268] and [0287], as well as page 22, paragraph [0384]. Regarding claims 6 and 15, Luo in view of Shimezawa teaches claims 1 and 11 as described above. Luo in view of Shimezawa does not explicitly teach “wherein each of the one or more indications comprises a parameter indicating an index of the serving cell”. However, Da Silva teaches a method and system for beam management pertaining to deactivated secondary cell groups (SCG) utilizing centralized units (CU) and distributed units (DU) as spoken of on page 6, paragraph [0091], where a serving cell index is a parameter utilized for CSI configuration reporting in relation to a deactivated SCG as spoken of on page 18, paragraph [0314]. Given the above references, it would have been obvious to someone of ordinary skill in the art, before the effective filing date of the invention, to apply the serving cell index indication as taught in Da Silva to the configuration system of Luo in view of Shimezawa in order to improve the configuration reporting by explicitly including information identifying a particular serving cell, thereby increasing the awareness of the receiving node(s) as spoken of on page 18, paragraph [0314] of Da Silva. Regarding claims 10 and 18, Luo in view of Shimezawa teaches claims 1 and 11 as described above. Luo in view of Shimezawa does not explicitly teach “wherein each of the one or more indications is transmitted (received) in a MAC Control Element (MAC CE) or downlink control information (DCI)”. However, Da Silva teaches a method and system for beam management pertaining to deactivated secondary cell groups (SCG) utilizing centralized units (CU) and distributed units (DU) as spoken of on page 6, paragraph [0091], where a transmission configuration indicator (TCI) state (indication) is sent to a UE as a MAC CE via a PDCCH in a first cell of a SCG as spoken of on page 3, paragraph [0044]. Given the above references, it would have been obvious to someone of ordinary skill in the art, before the effective filing date of the invention, to apply the usage of a MAC CE for transmission of a configuration indication as taught in Da Silva to the configuration system of Luo in view of Shimezawa in order to improve the notification process of information pertaining to cell configuration by utilizing a messaging structure compatible with the 5G NR standard as spoken of on page 3, paragraph [0044], as well as page 6, paragraph [0089]. Response to Arguments Applicant’s arguments with respect to amended claim(s) 1, 2, 4-12, and 14-20 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL J. MOORE, JR., whose telephone number is (571)272-3168. The examiner can normally be reached M-F (9am-4pm). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Hassan A. Phillips can be reached at (571)272-3940. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL J MOORE JR/Primary Examiner, Art Unit 2467
Read full office action

Prosecution Timeline

Jul 07, 2023
Application Filed
Jul 25, 2025
Non-Final Rejection mailed — §103
Oct 22, 2025
Response Filed
Jan 29, 2026
Final Rejection mailed — §103
Mar 30, 2026
Response after Non-Final Action
Apr 24, 2026
Request for Continued Examination
May 01, 2026
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
90%
Grant Probability
94%
With Interview (+4.4%)
2y 9m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 902 resolved cases by this examiner. Grant probability derived from career allowance rate.

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