Office Action Predictor
Last updated: April 15, 2026
Application No. 18/349,026

NITRIC OXIDE FORMULATION DELIVERY DEVICE AND METHOD OF USE

Non-Final OA §102§103§112§DP
Filed
Jul 07, 2023
Examiner
SASAN, ARADHANA
Art Unit
1615
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Noxy Health Products, INC.
OA Round
1 (Non-Final)
65%
Grant Probability
Moderate
1-2
OA Rounds
3y 1m
To Grant
78%
With Interview

Examiner Intelligence

Grants 65% of resolved cases
65%
Career Allow Rate
712 granted / 1101 resolved
+4.7% vs TC avg
Moderate +13% lift
Without
With
+12.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
61 currently pending
Career history
1162
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
44.3%
+4.3% vs TC avg
§102
14.6%
-25.4% vs TC avg
§112
17.4%
-22.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1101 resolved cases

Office Action

§102 §103 §112 §DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Application Claims 1-20 are pending and included in the prosecution. Claim Objections Claim 7 is objected to because of the following informalities: In claim 7, the terms “Acidic Liquid, Surfactant … Purified Water … Surfactant, Nitrite … Purified Water” in lines 3-6 should not be capitalized. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (B) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1 and 7 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claims 1 and 7 recite the limitation "the skin" in the last line of each claim. The preceding portions of claims 1 and 7 do not recite “skin.” There is insufficient antecedent basis for this limitation in the claim. Notice for all US Patent Applications filed on or after March 16, 2013 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-5, 13-16, and 18-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kroll (US 4,474,680). Instant claim 1 is drawn to a method for producing a gas-filled medium, comprising: providing a source of gas; providing a surfactant solution; mixing the gas and the surfactant solution in a manner that produces a gas-filled medium; and applying the gas-filled medium topically to the skin. Kroll teaches a method of producing a foam by delivering a liquid/surfactant mixture at a pressure in the range of approximately 200 to 900 psig, comprising means providing a restricted passage, and a foam conveying line connected to the restricted passage, the pumping means being connected to deliver liquid/surfactant mixture through the restricted passage to the foam conveying line, and means for injecting a gas into the liquid/surfactant mixture downstream of the restriction to produce a foam (Col. 1, lines 30-45, Figure 1). Regarding instant claims 1, 13, and 18-20, the limitations of a method and a system for producing a gas-filled medium are anticipated by the method of producing a foam by delivering a liquid/surfactant mixture at a pressure in the range of approximately 200 to 900 psig, comprising means providing a restricted passage, and a foam conveying line connected to the restricted passage, the pumping means being connected to deliver liquid/surfactant mixture through the restricted passage to the foam conveying line, and means for injecting a gas into the liquid/surfactant mixture downstream of the restriction to produce a foam (Col. 1, lines 30-45, Figure 1), as taught by Kroll. The limitation of applying the gas-filled medium topically to the skin is an intended use which is not given patentable weight. Regarding instant claims 2-3 and 14-15, the limitations of the bubbles are anticipated by the bubbles (Col. 2, lines 23-26), as taught by Kroll. Regarding instant claim 4, the limitation of a pressurized vessel is anticipated by the use of gas under high pressure to effect wide area coverage and high penetration of the foam into falling or moving masses of material (Col. 1, lines 46-48), as taught by Kroll. Regarding instant claims 5 and 16, the limitations of the gas comprising one or more of nitric oxide, oxygen, or nitrogen is anticipated by the gas which is usually air, and which inherently contains oxygen and nitrogen (Col. 3, lines 52-55), as taught by Kroll. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 6-12 and 17 are rejected under 35 U.S.C. 103 as being unpatentable over Kroll (US 4,474,680), as applied to claims 1-5, 13-16, and 18-20 above, in view of Miller et al. (US 2017/0209485 A1). Instant claim 6 is drawn to the method of claim 1, wherein the surfactant is selected from the group consisting of cetyl trimethyl ammonium bromide, cetrimonium bromide; dodecylbenzenesulfonic acid, cetylpyridinium chloride, stearalkonium chloride, polyquatemium-7, coco betaine, cocamidopropyl betaine, lauryl dimethyl ammonium chloride, polyquatemium-10, behentrimonium chloride, and cetrimonium chloride or a combination thereof. The teaching of Kroll is discussed above. Kroll does not expressly teach the surfactants recited in instant claim 6. Miller teaches methods for topical applications of nitric oxide media, and more specifically for transdermal absorption of nitric oxide through the use of nitric oxide producing reagents in foam ([0003]). “A product that provides a topical application system may be contained in separate containers. For example, a first solution may be contained in a first container and a second solution may be contained in a second container. Each container may then dispense the respective topical component in a foam, or foamy suspension. The resultant, foam, topical components may then be combined and applied to the skin surface of a person” ([0010]). A suitable surfactant may be added to enable or promote the foaming of the respective component media ([0059]), and includes coco betaine or cocamidopropyl betaine ([0059]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the method of producing a foam by delivering a liquid/surfactant mixture at a pressure in the range of approximately 200 to 900 psig, as taught by Kroll, in view of the method for topical application of nitric oxide media, wherein a suitable surfactant may be added to enable or promote the foaming of the respective component media, and includes coco betaine or cocamidopropyl betaine, as taught by Miller, and produce the instant invention. One of ordinary skill in the art would have been motivated to do this because both references teach methods for producing a gas filled medium or foam, and it is obvious to combine prior art elements according to known methods to yield predictable results. Please see MPEP 2141(III)(A). From the teachings of the references, it is apparent that one of ordinary skill in the art would have had a reasonable expectation of success in producing the claimed invention. Therefore, the invention as a whole would have been prima facie obvious to one of ordinary skill in the art before the effective filing date of the claimed invention, as evidenced by the references, especially in the absence of evidence to the contrary. Regarding instant claims 6, 12, and 17, the limitations of the surfactant would have been obvious over the coco betaine or cocamidopropyl betaine ([0059]), as taught by Miller. Regarding instant claim 7, the limitation of the method would have been obvious over the method of producing a foam by delivering a liquid/surfactant mixture at a pressure in the range of approximately 200 to 900 psig, comprising means providing a restricted passage, and a foam conveying line connected to the restricted passage, the pumping means being connected to deliver liquid/surfactant mixture through the restricted passage to the foam conveying line, and means for injecting a gas into the liquid/surfactant mixture downstream of the restriction to produce a foam (Col. 1, lines 30-45, Figure 1), as taught by Kroll. The limitations of first solution containing an acidic liquid, surfactant, and purified water would have been obvious over the second solution comprising water, lactic acid, citric acid, and cationic surfactant ([0011]), as taught by Miller. The limitation of a second solution containing a surfactant, nitrite, and purified water would have been obvious over the first solution comprising water, sodium nitrite, and cationic surfactant ([0014]), as taught by Miller. The limitation of using the pressure difference would have been obvious over the lower vapor pressure ([0070]), as taught by Miller. The limitation of applying the gas-filled medium topically to the skin is an intended use which is not given patentable weight. Nonetheless, this limitation would have been obvious over the topical application of the resultant foams to the skin to treat various skin disorders or wounds (Abstract and claim 21), as taught by Miller. Regarding instant claims 8-9, the limitations of the bubbles would have been obvious over the bubbles (Col. 2, lines 23-26), as taught by Kroll, and the foam (Abstract and claim 21), as taught by Miller. Regarding instant claim 10, the limitation of a pressurized vessel would have been obvious over the use of gas under high pressure to effect wide area coverage and high penetration of the foam into falling or moving masses of material (Col. 1, lines 46-48), as taught by Kroll. Regarding instant claim 11, the limitation of the gas comprising one or more of nitric oxide, oxygen, or nitrogen would have been obvious over the gas which is usually air, and which inherently contains oxygen and nitrogen (Col. 3, lines 52-55), as taught by Kroll. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1, 11, and 15 of U.S. Patent No. 10,052,348 B2 (“the ‘348 Patent”). Although the conflicting claims are not identical, they are not patentably distinct from each other because they are drawn to a method for producing a gas-filled medium, comprising: providing a source of gas; providing a surfactant solution; mixing the gas and the surfactant solution in a manner that produces a gas-filled medium; and applying the gas-filled medium topically to the skin, and therefore, encompass overlapping or coextensive subject matter. The difference is that claims 1, 11, and 15 of the ‘348 Patent are drawn to a method for treating skin disorders whereas instant claims do not recite treating skin disorders. However, instant claims 1 and 7 recite the application of the gas-filled medium topically to skin. One of ordinary skill in the art would have found it obvious to apply the gas-filled medium recited in instant claims to the skin of a subject in need of treatment of skin disorders. Therefore, instant claims are obvious over claims of the ‘348 Patent and they are not patentably distinct over each other. Claims 1-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1, 9, and 14 of U.S. Patent No. 10,751,364 B2 (“the ‘364 Patent”). Although the conflicting claims are not identical, they are not patentably distinct from each other because they are drawn to a method for producing a gas-filled medium, comprising: providing a source of gas; providing a surfactant solution; mixing the gas and the surfactant solution in a manner that produces a gas-filled medium; and applying the gas-filled medium topically to the skin, and therefore, encompass overlapping or coextensive subject matter. The difference is that claims 1, 9, and 14 of the ‘364 Patent are drawn to a composition for transdermal absorption of nitric oxide whereas instant claims recite a method for producing a gas-filled medium. However, claims 1, 9, and 14 recite that the collapsible foam is obtained by mixing the first foam and the second foam, which are the same as the first solution and second solution recited in instant claim 7. Also, the composition for transdermal absorption of nitric oxide recited in claims 1, 9, and 14 of the ‘364 Patent would have been obvious over instant claims 1 and 7 which recite the application of the gas-filled medium topically to skin. One of ordinary skill in the art would have found it obvious to apply the gas-filled medium recited in instant claims transdermally to the skin of a subject in need of treatment of skin disorders. Therefore, instant claims are obvious over claims of the ‘364 Patent and they are not patentably distinct over each other. Claims 1-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1, 11, and 15 of U.S. Patent No. 11,304,972 B2 (“the ‘972 Patent”). Although the conflicting claims are not identical, they are not patentably distinct from each other because they are drawn to a method for producing a gas-filled medium, comprising: providing a source of gas; providing a surfactant solution; mixing the gas and the surfactant solution in a manner that produces a gas-filled medium; and applying the gas-filled medium topically to the skin, and therefore, encompass overlapping or coextensive subject matter. The difference is that claims 1, 11, and 15 of the ‘972 Patent are drawn to a method for transdermal absorption of nitric oxide whereas instant claims do not recite transdermal absorption of nitric oxide. However, instant claims 1 and 7 recite the application of the gas-filled medium topically to skin. One of ordinary skill in the art would have found it obvious to apply the gas-filled medium recited in instant claims for the transdermal absorption of nitric oxide. Therefore, instant claims are obvious over claims of the ‘972 Patent and they are not patentably distinct over each other. Claims 1-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claim 16 of U.S. Patent No. 12,150,953 B2 (“the ‘953 Patent”). Although the conflicting claims are not identical, they are not patentably distinct from each other because they are drawn to a method for producing a gas-filled medium, comprising: providing a source of gas; providing a surfactant solution; mixing the gas and the surfactant solution in a manner that produces a gas-filled medium; and applying the gas-filled medium topically to the skin, and therefore, encompass overlapping or coextensive subject matter. The difference is that claim 16 of the ‘953 Patent are drawn to a method for effecting transdermal absorption of nitric oxide whereas instant claims do not recite a method for effecting transdermal absorption of nitric oxide. However, instant claims 1 and 7 recite the application of the gas-filled medium topically to skin. One of ordinary skill in the art would have found it obvious to apply the gas-filled medium recited in instant claims for the transdermal absorption of nitric oxide. Therefore, instant claims are obvious over claims of the ‘953 Patent and they are not patentably distinct over each other. Claims 1-20 are provisionally rejected on the ground of nonstatutory obviousness-type double patenting as being unpatentable over claim 10 of copending Application No. 18/506,752 (“the ‘752 Application”). Although the conflicting claims are not identical, they are not patentably distinct from each other because they are drawn to a method for producing a gas-filled medium, comprising: providing a source of gas; providing a surfactant solution; mixing the gas and the surfactant solution in a manner that produces a gas-filled medium; and applying the gas-filled medium topically to the skin, and therefore, encompass overlapping or coextensive subject matter. The difference is that claim 10 of the ’752 Application are drawn to a method for providing nitric oxide therapy to the skin of a human or animal requiring treatment whereas instant claims do not recite a method for providing nitric oxide therapy to the skin of a human or animal requiring treatment. However, instant claims 1 and 7 recite the application of the gas-filled medium topically to skin. One of ordinary skill in the art would have found it obvious to apply the gas-filled medium recited in instant claims for providing nitric oxide therapy to the skin of a human or animal requiring treatment. Therefore, instant claims are obvious over claims of the ‘752 Application and they are not patentably distinct over each other. This is a provisional obviousness-type double patenting rejection because the conflicting claims have not in fact been patented. Claims 1-20 are provisionally rejected on the ground of nonstatutory obviousness-type double patenting as being unpatentable over claim 16 of copending Application No. 18/637,767 (“the ‘767 Application”). Although the conflicting claims are not identical, they are not patentably distinct from each other because they are drawn to a method for producing a gas-filled medium, comprising: providing a source of gas; providing a surfactant solution; mixing the gas and the surfactant solution in a manner that produces a gas-filled medium; and applying the gas-filled medium topically to the skin, and therefore, encompass overlapping or coextensive subject matter. The difference is that claim 16 of the ’767 Application are drawn to a method for effecting transdermal absorption of nitric oxide whereas instant claims do not recite a method for effecting transdermal absorption of nitric oxide. However, instant claims 1 and 7 recite the application of the gas-filled medium topically to skin. One of ordinary skill in the art would have found it obvious to apply the gas-filled medium recited in instant claims for effecting transdermal absorption of nitric oxide. Therefore, instant claims are obvious over claims of the ‘767 Application and they are not patentably distinct over each other. This is a provisional obviousness-type double patenting rejection because the conflicting claims have not in fact been patented. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ARADHANA SASAN whose telephone number is (571)272-9022. The examiner can normally be reached Monday to Friday from 6:30 am to 3:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Robert A. Wax can be reached on 571-272-6023. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ARADHANA SASAN/Primary Examiner, Art Unit 1615
Read full office action

Prosecution Timeline

Jul 07, 2023
Application Filed
Sep 28, 2025
Non-Final Rejection — §102, §103, §112
Mar 31, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
78%
With Interview (+12.9%)
3y 1m
Median Time to Grant
Low
PTA Risk
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