Prosecution Insights
Last updated: April 18, 2026
Application No. 18/350,641

Clot Retrieval

Non-Final OA §103
Filed
Jul 11, 2023
Examiner
MCGINNITY, JAMES RYAN
Art Unit
3771
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Microvention Inc.
OA Round
3 (Non-Final)
56%
Grant Probability
Moderate
3-4
OA Rounds
3y 3m
To Grant
99%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allow Rate
52 granted / 93 resolved
-14.1% vs TC avg
Strong +50% interview lift
Without
With
+50.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
50 currently pending
Career history
143
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
46.7%
+6.7% vs TC avg
§102
29.7%
-10.3% vs TC avg
§112
19.4%
-20.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 93 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on November 11th, 2025, has been entered. Response to Amendment The claims filed on November 11th, 2025, have been entered. Claims 2-21 remain pending in the application. The claim amendments overcome the previous claim objections. Response to Arguments The rejection of claims 2-21 under 35 U.S.C. 103 over Fitzgerald et al. (Pub. No. 2008/0183203) in view of Bowman (Pub. No. 2016/0058459) has been withdrawn in light of Applicant’s amendment made November 11th, 2025; specifically, Fitzgerald et al. does not disclose the coil/spring/expansion means is a spiral. Applicant’s arguments with respect to claim(s) 2-21 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. It is noted that Applicant argues that the newly added claim limitations are not taught by Fitzgerald et al.; however, as discussed below, the newly added reference Harari et al. (Pub. No. 2021/0059695) teaches said limitation. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 2-15 and 17-21 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fitzgerald et al. (Pub. No. 2008/0183203) in view of Harari et al. (Pub. No. 2021/0059695). Regarding claim 2, Fitzgerald et al. discloses a clot retrieval device (20; [0026]; FIGs. 4-5) comprising: a device body (32 and the proximal and distal ends of 26; Annotated FIGs. 4-5 below) comprising a plurality of struts (Annotated FIG. 4: the proximal and distal ends of 26 are made of struts 26) and having a tubular medial section (32; Annotated FIG. 4) and tapered proximal and distal ends (the proximal and distal ends of 26; Annotated FIG. 4); the device body adopting an elongated configuration when in a delivery catheter (Annotated FIG. 5) and a radially expanded configuration when outside of the delivery catheter (Annotated FIG. 4); a coil (31) positioned within the device body (Annotated FIG. 4: 31 is within 32), wherein the coil is adjustable between a collapsed configuration (Annotated FIG. 5) and an expanded configuration (Annotated FIG. 4), wherein the coil is configured to apply a force against the plurality of struts to prop open the device body ([0027] when 31 is not restrained by 26, 31 expands to its retained state and applies force to 32 to press 32 against the inner walls of the surrounding vessel), wherein the coil is configured to radially expand and linearly compress in the expanded configuration (Annotated FIGs. 4-5: in FIG. 4, 31 are expanded radially outward and are closer together linearly than in FIG. 5) and to radially compress and linearly expand in the collapsed configuration (Annotated FIGs. 4-5: in FIG. 5, 31 are compressed radially inward and are farther apart linearly than in FIG. 4). PNG media_image1.png 321 624 media_image1.png Greyscale Fitzgerald et al. is silent regarding the plurality of struts are composed of shape memory materials in this first embodiment. However, in a second embodiment disclosed in FIG. 8 and [0033], the cage 45 is formed from a plurality of wire strands 50, where the wire strands may be formed of nitinol, which is a shape memory material, for the purpose of allowing the plurality of struts to self-expand when deployed out of the catheter body 40. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date to have modified the plurality of struts of the first embodiment to be made out of shape memory material, as taught by the second embodiment, for the purpose of allowing the plurality of struts to self-expand when deployed. Fitzgerald et al. does not disclose the coil is a spiral. Harari et al. teaches in the same field of endeavor of occlusion and clot retrieval devices ([0102]), and discloses a clot retrieval device (FIG. 2A) comprising device body (12) and a coil (36), where the coil is a spiral (FIG. 2A) for the purpose of negating any effects of bending the device body resulting from delivery through torturous vessels or changes in length of the device ([0094]). It would have been obvious to one of ordinary skill in the art to have modified the coil of Fitzgerald et al. to be a spiral, as taught by Harari et al., for the purpose of negating any effects of bending the device body resulting from delivery through torturous vessels or changes in length of the device. Regarding claim 3, Fitzgerald et al. further discloses the plurality of struts define a plurality of open cells (Annotated FIG. 4: 26 define open struts at the proximal end distal ends). Regarding claim 4, Fitzgerald et al. further discloses the coil is connected to a distal region of the device body by an elongated end element (Annotated FIG. 4: 26 connect 31 to the distal end of 20). Regarding claim 5, Fitzgerald et al. further discloses the coil is connected to a proximal region of the device body by an elongated end element (Annotated FIG. 4: 26 connect 31 to the proximal end of 20). Regarding claim 6, Fitzgerald et al. further discloses the coil is connected to a distal region and a proximal region of the device body by a pair of elongated end elements (Annotated FIG. 4: 26 connect 31 to both the distal and proximal ends of 20). Regarding claim 7, Fitzgerald et al. further discloses the pair of elongated end elements are each comprised of a wire or a tube ([0023] 26 are wires). Regarding claim 8, Fitzgerald et al. further discloses the coil is radiopaque ([0027] components of 20 are made of radio-opaque materials for visualization, which can include 26). Regarding claim 9, Fitzgerald et al. further discloses the coil is comprised of a wire ([0023] 31 are made of wires). Regarding claim 10, Fitzgerald et al. further discloses the medial section of the device body is not tapered (Annotated FIG. 4: the tubular medial section is not tapered). Regarding claim 11, Fitzgerald et al. further discloses the coil is positioned only within the medial section of the device body and does not extend into the tapered proximal and distal ends of the device body when the device body is in the radially expanded configuration (Annotated FIG. 4: 31 does not extend past 32 when 20 is expanded). Regarding claim 12, Fitzgerald et al. further discloses the coil has an elongated configuration when the device body is in the collapsed configuration (Annotated FIG. 5: 31 is collapsed while 32 is collapsed). Regarding claim 13, Fitzgerald et al. further discloses the coil has an expanded configuration when the device body is in the radially expanded configuration (Annotated FIG. 4: 31 is expanded to expand 32). Regarding claim 14, Fitzgerald et al. further discloses the tapered proximal and distal ends form closed ends (Annotated FIG. 4: the tapered ends are closed at 24 and 34). Regarding claim 15, Fitzgerald et al. discloses a clot retrieval device (20; [0026]; FIGs. 4-5) comprising: a device body (32 and the proximal and distal ends of 26; Annotated FIGs. 4-5 below) comprising a plurality of struts (Annotated FIG. 4: the proximal and distal ends of 26 are made of struts 26) and having a medial section (32; Annotated FIG. 4) and tapered proximal and distal ends (the proximal and distal ends of 26; Annotated FIG. 4), the device body adopting an elongated configuration when in a delivery catheter (Annotated FIG. 5) and a radially expanded configuration when outside of the delivery catheter (Annotated FIG. 4); and a spring (31; it is noted that 31 is a spring because 31 comprises a looped material which can be compressed and then return to a natural state prior to compression when the force applied to 31 is removed) positioned within the device body (Annotated FIG. 4: 31 is within 32); wherein the spring is adjustable between a collapsed configuration (Annotated FIG. 5) and an expanded configuration (Annotated FIG. 4), wherein the spring is configured to apply a force against the plurality of struts to prop open the device body ([0027] when 31 is not restrained by 26, 31 expands to its retained state and applies force to 32 to press 32 against the inner walls of the surrounding vessel) wherein the coil is configured to radially expand and linearly compress in the expanded configuration (Annotated FIGs. 4-5: in FIG. 4, 31 are expanded radially outward and are closer together linearly than in FIG. 5) and to radially compress and linearly expand in the collapsed configuration (Annotated FIGs. 4-5: in FIG. 5, 31 are compressed radially inward and are farther apart linearly than in FIG. 4). Fitzgerald et al. is silent regarding the plurality of struts are composed of shape memory materials in this first embodiment. However, in a second embodiment disclosed in FIG. 8 and [0033], the cage 45 is formed from a plurality of wire strands 50, where the wire strands may be formed of nitinol, which is a shape memory material, for the purpose of allowing the plurality of struts to self-expand when deployed out of the catheter body 40. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date to have modified the plurality of struts of the first embodiment to be made out of shape memory material, as taught by the second embodiment, for the purpose of allowing the plurality of struts to self-expand when deployed. Fitzgerald et al. does not disclose the spring is a spiral. Harari et al. teaches in the same field of endeavor of occlusion and clot retrieval devices ([0102]), and discloses a clot retrieval device (FIG. 2A) comprising device body (12) and a spring (36), where the spring is a spiral (FIG. 2A) for the purpose of negating any effects of bending the device body resulting from delivery through torturous vessels or changes in length of the device ([0094]). It would have been obvious to one of ordinary skill in the art to have modified the spring of Fitzgerald et al. to be a spiral, as taught by Harari et al., for the purpose of negating any effects of bending the device body resulting from delivery through torturous vessels or changes in length of the device. Regarding claim 17, Fitzgerald et al. further discloses the spring is radiopaque ([0027] components of 20 are made of radio-opaque materials for visualization, which can include 26). Regarding claim 18, Fitzgerald et al. further discloses the spring is comprised of drawn-filled tubing (in the present Spec [0078], a drawn-filled tubing is made of a combination of radiopaque material and nitinol; Fitzgerald et al. [0027] components of 20 are made of radio-opaque materials for visualization, which can include 26, and that the 26 which make up 31 can be nitinol; therefore, 31 is comprised of drawn-filled tubing). Regarding claim 19, Fitzgerald et al. further discloses the spring is positioned only within the medial section of the device body and does not extend into the tapered proximal and distal ends of the device body when the device body is in the radially expanded configuration (Annotated FIG. 4: 31 does not extend past 32 when 20 is expanded). Regarding claim 20, Fitzgerald et al. discloses a clot retrieval device (20; [0026]; FIGs. 4-5) comprising: a device body (32 and the proximal and distal ends of 26; Annotated FIGs. 4-5 below) comprising a plurality of struts (Annotated FIG. 4: the proximal and distal ends of 26 are made of struts 26) and having a tubular medial section (32; Annotated FIG. 4) and tapered proximal and distal ends (the proximal and distal ends of 26; Annotated FIG. 4), the device body adopting an elongated configuration when in a delivery catheter (Annotated FIG. 5) and a radially expanded configuration when outside of the delivery catheter (Annotated FIG. 4); and an expansion means for propping open the device body (as indicated above, “expansion means” is being interpreted under 112f, and in [0060] of the present Specification, the expansion means are indicated as either a coil or a spring; Fitzgerald et al. 31 satisfies the limitation because, as discussed in the previous rejections of claims 2 and 15, 31 can be a coil or a spring), the expansion means being positioned within the device body (Annotated FIG. 4: 31 is within 32); wherein the expansion means is adjustable between a collapsed configuration (Annotated FIG. 5) and an expanded configuration (Annotated FIG. 4), wherein the expansion means is configured to apply an outward force against the plurality of struts to help prop open the device body to adjust to the radially expanded configuration ([0027] when 31 is not restrained by 26, 31 expands to its retained state and applies force to 32 to press 32 against the inner walls of the surrounding vessel) wherein the coil is configured to radially expand and linearly compress in the expanded configuration (Annotated FIGs. 4-5: in FIG. 4, 31 are expanded radially outward and are closer together linearly than in FIG. 5) and to radially compress and linearly expand in the collapsed configuration (Annotated FIGs. 4-5: in FIG. 5, 31 are compressed radially inward and are farther apart linearly than in FIG. 4). Fitzgerald et al. is silent regarding the plurality of struts are composed of shape memory materials in this first embodiment. However, in a second embodiment disclosed in FIG. 8 and [0033], the cage 45 is formed from a plurality of wire strands 50, where the wire strands may be formed of nitinol, which is a shape memory material, for the purpose of allowing the plurality of struts to self-expand when deployed out of the catheter body 40. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date to have modified the plurality of struts of the first embodiment to be made out of shape memory material, as taught by the second embodiment, for the purpose of allowing the plurality of struts to self-expand when deployed. Fitzgerald et al. does not disclose the expansion means is a spiral. Harari et al. teaches in the same field of endeavor of occlusion and clot retrieval devices ([0102]), and discloses a clot retrieval device (FIG. 2A) comprising device body (12) and an expansion means (36), where the expansion means is a spiral (FIG. 2A) for the purpose of negating any effects of bending the device body resulting from delivery through torturous vessels or changes in length of the device ([0094]). It would have been obvious to one of ordinary skill in the art to have modified the expansion means of Fitzgerald et al. to be a spiral, as taught by Harari et al., for the purpose of negating any effects of bending the device body resulting from delivery through torturous vessels or changes in length of the device. Regarding claim 21, Fitzgerald et al. further discloses the expansion means is comprised of a coil or a spring (as discussed in the previous rejections of claims 2 and 15, and shown in Annotated FIGs. 4-5, 31 can be a coil or a spring). Claim(s) 16 is/are rejected under 35 U.S.C. 103 as being unpatentable over Fitzgerald et al. in view of Harari et al., and in further view of Bowman (Pub. No. 2016/0058459). Regarding claim 16, Fitzgerald et al. as modified by Harai et al. discloses the invention as claimed in claim 15, as discussed above. Fitzgerald et al. does not disclose the clot retrieval device comprises a plurality of connected device bodies. Bowman teaches in the same field of endeavor of clot retrieval devices (Abstract), and discloses a clot retrieval device (200; FIG. 3) with a plurality of connected device bodies (203) for the purpose of creating space between device bodies to have less material physically contacting the device than a single longer device body, which limits endothelial denudation during clot removal ([0047]). It would have been obvious to one of ordinary skill in the art before the effective filing date to have modified Fitzgerald et al. to have a plurality of connected device bodies, as taught by Bowman, for the purpose of creating space between device bodies to have less material physically contacting the device than a single longer device body, which limits endothelial denudation during clot removal. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES RYAN MCGINNITY whose telephone number is (571)272-0573. The examiner can normally be reached M-Th 8 am-5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Elizabeth Houston can be reached at 571-272-7134. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JRM/Examiner, Art Unit 3771 /KATHLEEN S HOLWERDA/Primary Examiner, Art Unit 3771
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Prosecution Timeline

Jul 11, 2023
Application Filed
May 01, 2025
Non-Final Rejection — §103
Jul 30, 2025
Examiner Interview Summary
Jul 30, 2025
Applicant Interview (Telephonic)
Aug 06, 2025
Response Filed
Sep 04, 2025
Final Rejection — §103
Nov 04, 2025
Examiner Interview Summary
Nov 04, 2025
Applicant Interview (Telephonic)
Nov 11, 2025
Response after Non-Final Action
Dec 10, 2025
Request for Continued Examination
Dec 20, 2025
Response after Non-Final Action
Jan 06, 2026
Non-Final Rejection — §103
Apr 06, 2026
Applicant Interview (Telephonic)
Apr 06, 2026
Examiner Interview Summary
Apr 07, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
56%
Grant Probability
99%
With Interview (+50.4%)
3y 3m
Median Time to Grant
High
PTA Risk
Based on 93 resolved cases by this examiner. Grant probability derived from career allow rate.

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