Prosecution Insights
Last updated: August 17, 2026
Application No. 18/353,213

GENERATIVE MODEL FOR 3D FACE SYNTHESIS WITH HDRI RELIGHTING

Non-Final OA §103
Filed
Jul 17, 2023
Priority
Jul 15, 2022 — provisional 63/368,555
Examiner
MCCULLEY, RYAN D
Art Unit
2611
Tech Center
2600 — Communications
Assignee
Google LLC
OA Round
3 (Non-Final)
70%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
352 granted / 504 resolved
+7.8% vs TC avg
Strong +28% interview lift
Without
With
+28.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
28 currently pending
Career history
532
Total Applications
across all art units

Statute-Specific Performance

§101
7.9%
-32.1% vs TC avg
§103
56.2%
+16.2% vs TC avg
§102
14.6%
-25.4% vs TC avg
§112
14.4%
-25.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 504 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 17 June 2026 has been entered. Response to Arguments Applicant's arguments filed 17 June 2026 have been fully considered but they are not persuasive. Applicant argues “Wang and Thomas, do not teach or suggest, alone or in combination, at least the above-cited feature … Wang is silent with regard to ‘rendering a first portion of the lighting properties based on a second portion of the lighting properties,’ ” (Remarks, pg. 9). The Examiner respectfully disagrees. Fig. 1 of Wang illustrates diffuse and specular light maps 116 and 118, respectively. These can be considered “lighting properties of the human face” as claimed and they are based on the input image at the beginning of the flow diagram. The input image is considered to teach the claimed “plurality of values” because all data is stored in a computer using a plurality of values. Since the flow diagram of Fig. 1 illustrates the specular light map 118 being based on the diffuse light map 116, this teaches the claimed “rendering a first portion of the lighting properties based on a second portion of the lighting properties.” Any remaining arguments are considered moot based on the foregoing. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 14, and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Wang et al. (US 2024/0020897; hereinafter “Wang”) in view of Thomas et al. (US 2023/0148225; hereinafter “Thomas”). Regarding claim 1, Wang discloses A method, comprising: generating a plurality of values representing at least a portion of a first image (e.g. Input Image 102 of Fig. 1; it is well-known that all data on a computer, including images, are stored numerically such as by using a binary representation) of a human face (“a person in a portrait image,” para. 56); determining a low-resolution profile of a set of components of the first image by: generating lighting properties of the human face based on the plurality of values (“diffuse and specular light maps 116, 118 [of Fig. 1] are predicted, such as by using specular network 110, with respect to a target environment map illumination,” para. 74); and rendering a first portion of the lighting properties based on a second portion of the lighting properties (Fig. 1 of Wang illustrates specular light map 118 being based on diffuse light map 116); and generating a second image of the human face based on a lighting of the first image of the human face using the (“a portrait relighting process can aim to re-illuminate a person in this image as if this person appeared in an environment with this target lighting,” para. 58; Fig. 1 illustrates generating a relit image “Final Output” using the diffuse and specular light maps 116 and 118). Wang does not disclose producing a high-resolution profile of the set of components of the first image by performing an upsampling operation on the low-resolution profile of the set of components of the first image based on a machine learning model or generating the second image based on the high-resolution profile. In the same art of image rendering, Thomas teaches producing a high-resolution profile of the set of components of the first image by performing an upsampling operation on the low-resolution profile of the set of components of the first image based on a machine learning model and generating the second image based on the high-resolution profile of the set of components of the image (“The neural network model 4962 [of Fig. 49B] generates signals that are upsampled 4966 to generate output signals 4950 at a higher (target) resolution, the output signals including albedo 4952, diffuse 4954, specular 4956, and normal 4958 components,” para. 501). Before the effective filing date of the claimed invention, it would have been obvious to one having ordinary skill in the art to apply the teachings of Thomas to Wang. The motivation would have been “to achieve a fast computational speed while generating high quality output images” (Thomas, para. 443). Regarding claims 14 and 18, they are rejected using the same citations and rationales described in the rejection of claim 1. Allowable Subject Matter Claims 2-13, 15-17, 19, and 20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Regarding claim 2, the combination of Wang and Thomas does not disclose producing the plurality of values from another plurality of values sampled from a probability distribution using a first model; inputting the plurality of values into a second model which, upon an input of a positional encoding, is configured to produce a per-point albedo, per-point density, and per-point reflectance properties; and inputting the positional encoding into the second model; and wherein rendering the first portion of the lighting properties based on the second portion of the lighting properties includes: performing a volumetric rendering of the per-point albedo and per-point reflectance properties based on the per-point density to produce the low-resolution profile of the set of components of the first image. The closest prior art reference to this subject matter is Pan et al. (“A Shading-Guided Generative Implicit Model for Shape-Accurate 3D-Aware Image Synthesis”), but this reference does not disclose the claimed per-point reflectance properties. Such subject matter is allowable in the context of each of the limitations of this claim and the parent claim, but would not necessarily be allowable in a broader context. Regarding claims 15 and 19, they contain allowable subject matter for the same reasons as claim 2. Regarding claims 3-13, 16, 17, and 20, they contain allowable subject matter based on their dependence on one of claims 2, 15, or 19. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ryan McCulley whose telephone number is (571)270-3754. The examiner can normally be reached Monday through Friday, 8:00am - 4:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kee Tung can be reached at (571) 272-7794. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RYAN MCCULLEY/Primary Examiner, Art Unit 2611
Read full office action

Prosecution Timeline

Show 7 earlier events
Jan 22, 2026
Response Filed
Mar 17, 2026
Final Rejection mailed — §103
May 21, 2026
Interview Requested
May 28, 2026
Examiner Interview Summary
May 28, 2026
Applicant Interview (Telephonic)
Jun 17, 2026
Request for Continued Examination
Jun 25, 2026
Response after Non-Final Action
Jul 22, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
70%
Grant Probability
98%
With Interview (+28.0%)
2y 6m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 504 resolved cases by this examiner. Grant probability derived from career allowance rate.

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