Prosecution Insights
Last updated: August 17, 2026
Application No. 18/356,208

LIGHT SOURCE DEVICE AND REFLECTIVE DISPLAY

Final Rejection §103§Other
Filed
Jul 20, 2023
Priority
Nov 10, 2022 — TW 111142904
Examiner
PICHLER, MARIN
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
E Ink Holdings Inc.
OA Round
4 (Final)
63%
Grant Probability
Moderate
5-6
OA Rounds
0m
Est. Remaining
72%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
430 granted / 680 resolved
-4.8% vs TC avg
Moderate +9% lift
Without
With
+8.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
57 currently pending
Career history
725
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
43.1%
+3.1% vs TC avg
§102
24.9%
-15.1% vs TC avg
§112
26.9%
-13.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 680 resolved cases

Office Action

§103 §Other
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Response to Amendment The amendment filed on 06/30/2026 has been entered. Claims 1, 3-10 and 12-15 remain pending in the application. No claims were amended by the Applicant. Examiner Notes Examiner cites particular columns and line numbers in the references as applied to the claims below for the convenience of the applicant. Although the specified citations are representative of the teachings in the art and are applied to the specific limitations within the individual claim, other passages and figures may apply as well. It is respectfully requested that, in preparing responses, the applicant fully consider the references in entirety as potentially teaching all or part of the claimed invention, as well as the context of the passage as taught by the prior art or disclosed by the examiner. Priority As required by e M.P.E.P. 210, 214.03, acknowledgement is made of applicant’s claim for priority based on application TW 111142904, filed 11/10/2022 (Taiwan). Receipt is acknowledged of papers submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. Drawings The applicant’s drawings submitted on 07/20/2023 and on 11/04/2025 are acceptable for examination purposes. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3-5 and 7-10, 12-14 are rejected under 35 U.S.C. 103 as being unpatentable over Liao et al. (hereafter Liao, of record) US 20220342272 A1 in view of Kim et al. (hereafter Kim, of record) US 20110205727 A1. In regard to independent claim 1, Liao teaches (see Figs. 1-3) a light source device (light source device 100, 300, e.g. 101, 102, 301 with white light WL and reflective display with light source 200, 400, see abstract, e.g. paragraphs [2, 4-12, 29-30, 36-47, 52-57]), comprising: a light emitting element configured to emit a light (light emitting component 110, emitting light B11, paragraphs [37-39, 53], Figs. 1, 3); and a fluorescent portion disposed on the light emitting element and configured to transform the light into an illumination light, (fluorescent portion, part 111, 112, 311, on 110, that converts light B11 into illumination white light WL1,WL2, WL3, paragraphs [37-44, 53-56], Figs. 1,3), wherein in a spectrum of the illuminating light an energy in a red band is in a range from 25% to 45% of the energy in a full band (i.e. given the relative intensity spectra of WL1 and WL2 with 111g, 111r, and 111g,112r fluorescent materials in light source device 100 with 101, 102 including 111 and 112, or for WL3 111g, 111r, 112r and/or 113r in light source device 300,301 with, showing spectral energy in a red band in such range, see Figs. 2A,B, see paragraphs [37-44, 53-56], note that no specific red bad is recited, nor is the a full band recited in the claim), and the fluorescent portion comprises a first red fluorescent material ( as fluorescent portion 111, 112, 311, with green 111g, first red 111r, and 111g,second red 112r fluorescent materials, and green 111g, first red 111r, second red 112r and/or third red 113r fluorescent materials in light source device 300,301, see paragraphs [37-44, 53-56]), and a second red fluorescent material (i.e. as noted above the second (or third) red 112r (113r) fluorescent material with different spectral bandwidth as depicted in Figs. 2A,B, paragraphs [41-44]). But Liao is silent that the fluorescent portion also comprises a yellow fluorescent material. However, Kim teaches in the same field of invention of a light source device (see Figs. 1-11, title, abstract, paragraphs [08-20, 35-47], where the device 100 with guide plate, reflector 130 and has light source unit 150 with emitting devices 152) and further teaches that fluorescent portion also comprises a yellow fluorescent material (i.e. as 152 includes yellow fluorescent material together with red and green fluorescent materials, paragraphs [35-47], providing the light device with high color rendering index (CRI, represents a degree of being close to natural sunlight), uniformly mixed white light (e.g. warm and cool white LED) allowing that an actual color of an (illuminated) object can be prevented from being distorted and the fatigue of the eyes of users is reduced, and white light with wide range of correlated color temperatures emitted from light emitting surface, and without a combination of separate red, green and blue light emitting devices, paragraphs [40-45]). Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to adapt an modify the fluorescent portion of Liao to include yellow fluorescent material according to teaching of Kim in order to provide the light device with high color rendering index (CRI, represents a degree of being close to natural sunlight), uniformly mixed white light (e.g. warm and cool white LED) allowing that an actual color of an object can be prevented from being distorted and the fatigue of the eyes of users is reduced, and white light with wide range of correlated color temperatures emitted from light emitting surface, and without a combination of separate red, green and blue light emitting devices, (see paragraphs [40-45]). In regard to independent claim 7, Liao teaches (see Figs. 1-3) a reflective display (reflective display with light source 200, 400 with light source device 100, 300, e.g. sources 101, 102, 301 with white light WL and, see abstract, e.g. paragraphs [2, 4-12, 29-47, 52-57]), comprising: a reflective display panel (reflective display panel 210, paragraphs [29-33,38,48,52], Figs. 1A,B,3A); a light emitting element configured to emit a light (light emitting component 110, emitting light B11, paragraphs [37-39, 53], Figs. 1, 3); and a fluorescent portion disposed on the light emitting element and configured to transform the light into an illumination light, (fluorescent portion 111, 112, 311, on 110, that converts light B11 into illumination white light WL1,WL2, WL3, paragraphs [37-44, 53-56], Figs. 1,3), wherein in a spectrum of the illuminating light an energy in a red band is in a range from 25% to 45% of the energy in a full band (i.e. given the relative intensity spectra of WL1 and WL2 with 111g, 111r, and 111g,112r fluorescent materials in light source device 100 with 101, 102 including 111 and 112, or for WL3 111g, 111r, 112r and/or 113r in light source device 300,301 with, showing spectral energy in a red band in such range, see Figs. 2A,B, paragraphs [37-44, 53-56]), and the fluorescent portion comprises a first red fluorescent material ( as fluorescent portion 111, 112, 311, with green 111g, first red 111r, and 111g,second red 112r fluorescent materials, and green 111g, first red 111r, second red 112r and/or third red 113r fluorescent materials in light source device 300,301, see paragraphs [37-44, 53-56]), and a second red fluorescent material (i.e. as noted above the second (or third) red 112r (113r) fluorescent material with different spectral bandwidth as depicted in Figs. 2A,B, paragraphs [41-44]). But Liao is silent that the fluorescent portion also comprises a yellow fluorescent material. However, Kim teaches in the same field of invention of a light source device (see Figs. 1-11, title, abstract, paragraphs [08-20, 35-47], where the device 100 with guide plate, reflector 130 and has light source unit 150 with emitting devices 152) and further teaches that fluorescent portion also comprises a yellow fluorescent material (i.e. as 152 includes yellow fluorescent material together with red and green fluorescent materials, paragraphs [35-47], providing the light device with high color rendering index (CRI, represents a degree of being close to natural sunlight), uniformly mixed white light (e.g. warm and cool white LED) allowing that an actual color of an object can be prevented from being distorted and the fatigue of the eyes of users is reduced, and white light with wide range of correlated color temperatures emitted from light emitting surface, and without a combination of separate red, green and blue light emitting devices, paragraphs [40-45]). Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to adapt an modify the fluorescent portion of Liao to include yellow fluorescent material according to teaching of Kim in order to provide the light device with high color rendering index (CRI, represents a degree of being close to natural sunlight), uniformly mixed white light (e.g. warm and cool white LED) allowing that an actual color of an object can be prevented from being distorted and the fatigue of the eyes of users is reduced, and white light with wide range of correlated color temperatures emitted from light emitting surface, and without a combination of separate red, green and blue light emitting devices, (see paragraphs [40-45]). Regarding claim 3 and 12, the Liao-Kim combination teaches the invention as set forth above, and Liao teaches (see Figs. 1-3) that a bandwidth of the first red fluorescent material is different from a bandwidth of the second red fluorescent material (i.e. as second (or third) red 112r (113r) fluorescent material with different spectral bandwidth as depicted in Figs. 2A,B, paragraphs [41-44]). Regarding claim 4 and 13, the Liao-Kim combination teaches the invention as set forth above, and Liao teaches (see Figs. 1-3) that a color temperature of the illumination light transformed by the fluorescent portion is in a range from 2500K to 8000K (i.e. as transformed white light WL1, WL2 as illumination light L1 has color temperature in the above range, e.g. 6500 K, see paragraphs [43-50, 53-56]). Regarding claim 5 and 14, the Liao-Kim combination teaches the invention as set forth above, and Liao teaches (see Figs. 1-3) that a predetermined color temperature of the illumination light transformed by the fluorescent portion is 6500K (i.e. as predetermined color temperature 6500 K, paragraphs [43-50, 53-56]). Regarding claim 8, the Liao-Kim combination teaches the invention as set forth above, and Liao teaches (see Figs. 1-3) further comprising: a light guide plate disposed above the reflective display panel and having a light incident surface and a light emitting surface connected to the light incident surface (light guide plate 220 above 210 display panel, with incident surface 221 towards the light source device 100 and emitting surface 222 connected to 221 surface, paragraphs [32-34, 52]), wherein the light emitting element and the fluorescent portion face toward the light incident surface of the light guide plate (as fluorescent portion 111, 112, 311 on 110 and in 100 face 221 incident surface of 220 as depicted in Figs. 1A,B,3A, paragraphs [32-34, 52]), and the reflective display panel faces toward the light emitting surface of the light guide plate (as 210 faces towards 222 surface, see as depicted in Figs. 1A,B,3A, paragraphs [32-34, 52]). Regarding claim 9, the Liao-Kim combination teaches the invention as set forth above, and Liao teaches (see Figs. 1-3) that the reflective display panel (210) comprises: an active device array substrate (active component array substrate 212, paragraphs [30-31, 52], Fig. 1B); and a color filter located between the light guide plate and the active device array substrate (color filter substrate 211 between 220 light guide and active array substrate 212, paragraphs [30-31, 52], Fig. 1B). Regarding claim 10, the Liao-Kim combination teaches the invention as set forth above, and Liao teaches (see Figs. 1-3) that the reflective display panel comprises: a display medium layer located between the active device array substrate and the color filter (display medium layer 213 is located between the active component array substrate 212 and the color filter substrate 211, paragraphs [30-31, 52], Fig. 1B). Claims 6 and 15 are rejected under 35 U.S.C. 103 as being unpatentable over Liao et al. (hereafter Liao, of record) US 20220342272 A1 in view of Kim et al. (hereafter Kim, of record) US 20110205727 A1, and in view of Kimura et al. (hereafter Kimura, of record) US 20170097458 A1. Regarding claim 6 and 15, the Liao-Kim combination teaches the invention as set forth above, and Liao teaches (see Figs. 1-3) further comprising: a circuit board electrically connected to the light emitting element (i.e. as light emitting component 110 in source 101,102 (301) is mounted to the same circuit substrate see paragraphs [37-39]), but is silent that it is flexible. However, Kimura teaches in the same field of invention of a display device and light source device (see Figs. 1-14, abstract, paragraphs [2, 28-35, 46, 59, 94-96]) and further teaches that circuit board electrically connected to the light emitting element is flexible circuit board (i.e. as light source unit LU with light source element(s) PC connected, mounted on flexible printed circuit LFPC, providing mounting structure and electrical connections to light source elements through terminals and buslines, and allowing the number and gap between the light source elements PC mounted on the flexible printed circuit can be determined arbitrarily based on the desired intensity of light, while the size can be reduced, see paragraphs [35, 46, 59, 94-96], e.g. Figs. 1-2, 6, 9, 14). Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to adapt and specify the circuit substrate of Liao as flexible circuit board, printed circuit according to teachings of Kimura in order to provide mounting structure and electrical connections to light source elements with terminals and buslines, and allow that the number and gap between the light source elements mounted on the flexible printed circuit to be determined arbitrarily based on the desired intensity of light, while its size can be reduced, see Kimura paragraphs [35, 46, 59, 94-96]). Response to Arguments Applicant’s arguments filed in the Remarks dated 06/30/2026 with respect to claims 1 and 7 and their dependent claims have been fully considered but are not persuasive. Specifically, Applicant argues on pages 3-4 of the Remarks that the cited prior art of Liao and Kim do not disclose that (1) “in a spectrum of the illuminating light, an energy in a red band is in a range from 25% to 45% of the energy in a full band", presumably because Liao merely discloses relative intensity in Fig. 2b that allegedly shows much smaller intensity profile than Fig. 6B of instant application, such that the energy is obviously smaller than the claimed range. The Examiner respectfully disagrees. With regard to above issue (1), as noted in the rejection above, the cited prior art of Liao teaches most limitations and in combination with cited prior art of Kim teaches and renders obvious all limitations of claim 1 (and 7), as Liao teaches (see Figs. 1-3) a light source device (light source device 100, 300, e.g. 101, 102, 301 with white light WL and reflective display with light source 200, 400, see abstract, e.g. paragraphs [2, 4-12, 29-30, 36-47, 52-57]), comprising: a light emitting element configured to emit a light (light emitting component 110, emitting light B11, paragraphs [37-39, 53], Figs. 1, 3); and a fluorescent portion disposed on the light emitting element and configured to transform the light into an illumination light, (fluorescent portion, part 111, 112, 311, on 110, that converts light B11 into illumination white light WL1,WL2, WL3, paragraphs [37-44, 53-56], Figs. 1,3), wherein in a spectrum of the illuminating light an energy in a red band is in a range from 25% to 45% of the energy in a full band (i.e. given the relative intensity spectra of WL1 and WL2 with 111g, 111r, and 111g,112r fluorescent materials in light source device 100 with 101, 102 including 111 and 112, or for WL3 111g, 111r, 112r and/or 113r in light source device 300,301 with, showing spectral energy in a red band in such range, see Figs. 2A,B, see paragraphs [37-44, 53-56], note that no specific red bad is recited, nor is the a full band recited in the claim), and the fluorescent portion comprises a first red fluorescent material ( as fluorescent portion 111, 112, 311, with green 111g, first red 111r, and 111g,second red 112r fluorescent materials, and green 111g, first red 111r, second red 112r and/or third red 113r fluorescent materials in light source device 300,301, see paragraphs [37-44, 53-56]), and a second red fluorescent material (i.e. as noted above the second (or third) red 112r (113r) fluorescent material with different spectral bandwidth as depicted in Figs. 2A,B, paragraphs [41-44]). But Liao is silent that the fluorescent portion also comprises a yellow fluorescent material. However, Kim teaches in the same field of invention of a light source device (see Figs. 1-11, title, abstract, paragraphs [08-20, 35-47], where the device 100 with guide plate, reflector 130 and has light source unit 150 with emitting devices 152) and further teaches that fluorescent portion also comprises a yellow fluorescent material (i.e. as 152 includes yellow fluorescent material together with red and green fluorescent materials, paragraphs [35-47], providing the light device with high color rendering index (CRI, represents a degree of being close to natural sunlight), uniformly mixed white light (e.g. warm and cool white LED) allowing that an actual color of an (illuminated) object can be prevented from being distorted and the fatigue of the eyes of users is reduced, and white light with wide range of correlated color temperatures emitted from light emitting surface, and without a combination of separate red, green and blue light emitting devices, paragraphs [40-45]). Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to adapt an modify the fluorescent portion of Liao to include yellow fluorescent material according to teaching of Kim in order to provide the light device with high color rendering index (CRI, represents a degree of being close to natural sunlight), uniformly mixed white light (e.g. warm and cool white LED) allowing that an actual color of an object can be prevented from being distorted and the fatigue of the eyes of users is reduced, and white light with wide range of correlated color temperatures emitted from light emitting surface, and without a combination of separate red, green and blue light emitting devices, (see paragraphs [40-45]). Liao expressly teaches the fluorescent portion disposed on the light emitting element and configured to transform the light into an illumination light, (fluorescent portion, part 111, 112, 311, on 110, that converts light B11 into illumination white light WL1,WL2, WL3, paragraphs [37-44, 53-56], Figs. 1,3), and further teaches that in a spectrum of the illuminating light an energy in a red band is in a range from 25% to 45% of the energy in a full band (i.e. given the relative intensity spectra of WL1 and WL2 with 111g, 111r, and 111g,112r fluorescent materials in light source device 100 with 101, 102 including 111 and 112, or for WL3 111g, 111r, 112r and/or 113r in light source device 300,301 with, showing spectral energy in a red band in such range, see Figs. 2A,B, see paragraphs [37-44, 53-56], note that no specific red bad is recited, nor is the a full band recited in the claim). Specifically, Liao teaches the above spectral energy intensity range, as claim language does not define specific red spectral band, and does not define specific full bad. Hence, the spectral intensity of a red bad of Liao is in the above range of a full band, because e.g. Fig. 2B showing spectral intensity also shows a red band that is above the ¼ of a full band, but not more than 45%, or just under half of the band. In other words, the limitation above is treated under broadest reasonable interpretation. It is noted that the feature upon which applicant relies (i.e., “a red band” and “a full band”) has been given its broadest reasonable interpretation. Although the claims are interpreted in light of the specification, limitations from the specification are not read into the claims. See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). The examiner respectfully disagrees with applicant’s interpretation of, “red” and “full” “band,” which states/seems to imply that red and full bands must be spectrally specific band in specific spectral regions. Further, regarding Applicant’s argument that limitation is not met because red band in Liao Fig.2b is “much smaller” than the red bad in Fig. 6, is not persuasive. First, the spectrum diagrams cannot be directly compared. The scales and ranges on wavelength and intensity axes are not the same. Second, even if the spectrum diagrams are to be compared, the claimed ratio is between red band energy over a full band energy, where the energy of a certain band is proportional to integrated spectral intensity over the wavelengths of the band range. The band around 550nm to the left of “red band” in Fig. 6 is much larger than the similar band in Fig. 2B of Liao which is smaller, therefore red band in Liao has higher contribution and percentage to the overall band and its spectral energy, than the red band in Fig. 6 of the instant application. Moreover, the spectral features in red band of Liao Fig. 2B are much wider than similar features in Fig. 6, and spectral features in blue and central yellow ranges are larger and wider in Fig. 6 than similar features in Fig. 2B of Liao thus further showing that red band in Liao has higher contribution and percentage to the overall band and its spectral energy, than the red band in Fig. 6 of the instant application. Lastly, Applicant’s allegation that Fig. 2B of Liao merely discloses relative intensity, appears to be without merit, given that Applicant compare spectral intensity curves of instant application and prior art, and as presented above, the intensity diagram is related to spectral energy. Moreover, it is noted that both spectrum diagrams show relative intensity in percentage (%) not in some specific units. In addition regarding argument under issue (1) above, it is noted, that Counsel's assertion that since Fig. 2B of Liao shows much smaller intensity profile of red band than Fig. 6 of the as-filed application, it is obvious that the "energy" of the red band of Liao is much smaller than the claimed range, is merely an argument unaccompanied by evidentiary support, and, thus, is insufficient to rebut Examiner's finding of obviousness. Arguments of counsel cannot take the place of evidence in the record. In re Schulze, 346 F.2d 600, 602, 145 USPQ 716, 718 (CCPA 1965); In re Geisler, 116 F.3d 1465, 43 USPQ2d 1362 (Fed. Cir. 1997) (“An assertion of what seems to follow from common experience is just attorney argument and not the kind of factual evidence that is required to rebut a prima facie case of obviousness.”). MPEP §§ 2145, 2129, 2144.03, 716.01(c). Thus the arguments regarding issue (1) are not found persuasive. Therefore, the cited prior art of Liao in combination with cited prior art of Kim teaches and renders obvious all limitations of claim 1 (and claim 7), including the limitations raised under issue (1) above. No additional substantial arguments were presented after page 4 of the remarks dated 06/30/2026. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARIN PICHLER whose telephone number is (571)272-4015. The examiner can normally be reached Monday-Friday 8:30am -5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thomas K Pham can be reached at (571)272-3689. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARIN PICHLER/ Primary Examiner, Art Unit 2872
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Prosecution Timeline

Show 1 earlier event
Aug 05, 2025
Non-Final Rejection mailed — §103, §Other
Nov 04, 2025
Response Filed
Nov 19, 2025
Final Rejection mailed — §103, §Other
Feb 12, 2026
Request for Continued Examination
Feb 25, 2026
Response after Non-Final Action
Apr 01, 2026
Non-Final Rejection mailed — §103, §Other
Jun 30, 2026
Response Filed
Jul 15, 2026
Final Rejection mailed — §103, §Other (current)

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Expected OA Rounds
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