Prosecution Insights
Last updated: July 17, 2026
Application No. 18/358,254

POSITIVE ELECTRODE-SOLID ELECTROLYTE SUBASSEMBLY, ELECTROCHEMICAL CELL INCLUDING THE SAME, AND METHOD OF PREPARING THE SAME

Non-Final OA §103
Filed
Jul 25, 2023
Priority
Dec 28, 2022 — RE 10-2022-0187762
Examiner
OHARA, BRIAN R
Art Unit
1724
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung SDI Co., Ltd.
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
443 granted / 559 resolved
+14.2% vs TC avg
Moderate +9% lift
Without
With
+9.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
29 currently pending
Career history
591
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
87.4%
+47.4% vs TC avg
§102
4.3%
-35.7% vs TC avg
§112
2.6%
-37.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 559 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Claim 20 is withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected Group II, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 2/13/2026. Applicant’s election without traverse of Group I (claims 1-19) in the reply filed on 2/13/2026 is acknowledged. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-19 are rejected under 35 U.S.C. 103 as being unpatentable over Ku (US 2021/0242490), and alternatively in view of Uematsu (US 2024/0097132). As to claim 1, Ku discloses a positive electrode-solid electrolyte subassembly (figures 11-13 #30 and 10, [0121], discussed throughout) comprising: a positive electrode (figures 11-13, #10, [0121]) comprising a positive electrode active material (figures 11-13 #12, [0160]-[0162]), a conductive material ([0169], conductive material), and a first solid electrolyte ([0162], solid electrolyte; the solid electrolyte within the cathode is the first solid electrolyte); a second solid electrolyte disposed on the positive electrode (figures 11-13 #31, [0147]); and an interlayer disposed between the positive electrode and the second solid electrolyte (figures 11-13 #32, [0147]), wherein the interlayer comprises an interlayer material ([0147]-[0154], solid electrolyte), the interlayer material having an electrical conductivity less than an electrical conductivity of the conductive material of the positive electrode ([0169], shows the conductive additives within the positive electrode, the carbon conductive additives have a higher electrical conductivity then the solid electrolyte disclosed [0147]-[0154], i.e. acetylene black compared to lithium chloride ), and wherein the first solid electrolyte comprises lithium and a metal, and a sulfur-free lithium-ion conductor ([0148]-[0154], note Ku discloses or combinations thereof, thus the lithium and metal can be picked and then formula 6 without sulfur can be picked). It would have been obvious to one of ordinary skill within the art at the time of the effective filling date of the invention to use the materials from Ku in combination with one another as a mere combing prior art elements according to known methods to obtain predictable results. Should it Ku is silent to wherein, the first solid electrolyte comprising a lithium metal or a sulfur free lithium-ion conductor. Uemastu discloses an electrode wherein the electrode comprises an active material and a solid electrolyte particle wherein the solid electrolyte particle comprises lithium, a metal and is sulfur free ([0004]), wherein the electrode further comprises a conductive material ([0114]-[0122]) and wherein the electrode is a positive electrode ([0045]-[0049]). It would have been obvious to one of ordinary skill within the art at the time of the effective filling date of the invention to use the positive electrode from Uemastu within Ku because the electrode improves the batteries input output characteristics ([0003]-[0006], Uemastu). As to claim 2, modified Ku discloses wherein, the sulfur-free lithium-ion conductor has a sulfur content of less than 1 mole percent, based on a total content of the sulfur-free lithium-ion conductor ([0149]-[0154], formula 6 wherein sulfur is not used; [0004], Uemastu). As to claim 3, modified Ku discloses wherein, the interlayer material has an electrical conductivity of less than 1 Siemens per meter ([0148]-[0154], the Li2S-P2S5- are a few examples of the electrolytes that meet the claimed limitation, [0065]-[0068]). As to claim 4, modified Ku discloses wherein, the interlayer material comprises a metal sulfide, a metal oxide, a lithium metal oxide, a metal halide, a metal nitride, a metal carbonate, or a combination thereof ([0148]-[0154]). As to claim 5, modified Ku discloses wherein, wherein the metal sulfide comprises copper, tin, cobalt, nickel, zinc, titanium, cadmium, molybdenum, palladium, rhodium, zirconium, vanadium, hafnium, tungsten, aluminum, or a combination thereof, the metal oxide comprises zirconium dioxide, aluminum oxide, silicon dioxide, zinc oxide, zirconium oxide, hafnium dioxide, titanium dioxide, tin dioxide, or a combination thereof, the lithium metal oxide comprises lithium zirconium oxide, lithium titanium oxide, or a combination thereof, the lithium halide comprises lithium chloride, lithium fluoride, lithium bromide, lithium iodide, or a combination thereof, the metal carbonate comprises lithium carbonate, magnesium carbonate, sodium carbonate, calcium carbonate, barium carbonate, or a combination thereof, and the metal nitride comprises lithium nitride, titanium nitride, tantalum nitride, molybdenum nitride, vanadium nitride, or a combination thereof ([0148]-[0154]). As to claim 6, modified Ku discloses wherein, the interlayer has a thickness of about 1 nanometer to about 1 micrometer ([0089]-[0091]). This is because the first solid electrolyte layer within Ku can have a thickness of 1 micrometer and the ratio of the first thickness to the second thickness can be 1:1. Furthermore, it would have been obvious to one of ordinary skill within the art at the time of the effective filling date of the invention to change the thickness of the intermediate layer as a mere change in size (see MPEP 2144.04) baring any criticality or unexpected results. As to claim 7, modified Ku discloses wherein, the second solid electrolyte is a sulfide solid electrolyte, an oxide solid electrolyte, or a combination thereof ([0148]-[0154]). As to claim 8, modified Ku discloses wherein, the first solid electrolyte comprises a solid ion conductor compound represented by Formula 1: PNG media_image1.png 67 617 media_image1.png Greyscale wherein M1 comprises an alkali metal, an alkaline earth metal, a transition metal, or a combination thereof,M2 comprises a lanthanide element, a non-lanthanide element having an oxidation number of 3, or a combination thereof, 0<x<3.5,0≤a<1.5, 0<b<1.5, 0≤y<6, 0≤z<6, and 0<y+z≤6 ([0113]-[0118], note the claim is comprising; [0004], Uemasta). As to claim 9, modified Ku discloses wherein M2 is La, Ce, Pr, Nd, Pm, Sm, Eu, Gd, Tb, Dy, Ho, Er, Tm, Yb, Lu, Sc, Y, In, or a combination thereof ([0004], [0037], Uemasta). As to claim 10, modified Ku discloses wherein, M1 is Na, K, Rb, Cs, Fr, Be, Mg, Ca, Sr, Ba, Ra, Sc, Y, Ti, Zr, Hf, V, Nb, Ta, Cr, Mo, W, Mn, Tc, Re, Fe, Ru, Os, Co, Rh, Ir, Ni, Pd, Pt, Cu, Ag, Au, Zn, Cd, Hg, Al, Ga, In, Ti, Ge, Sn, Pb, Sb, Bi, Po, or a combination thereof ([0113]-[0118], a can be zero and is zero for this instance; [0004], [0037], Uemasta). As to claim 11, modified Ku discloses wherein, Formula 1 is represented by Formula 2: PNG media_image2.png 67 647 media_image2.png Greyscale wherein, in Formula 2, M11 is Na, K, Rb, Cs, Fr, Be, Mg, Ca, Sr, Ba, Ra, Sc, Y, Ti, Zr, Hf, V, Nb, Ta, Cr, Mo, W, Mn, Tc, Re, Fe, Ru, Os, Co, Rh, Ir, Ni, Pd, Pt, Cu, Ag, Au, Zn, Cd, Hg, Al, Ga, In, Ti, Ge, Sn, Pb, Sb, Bi, Po, or a combination thereof, M12 is La, Ce, Pr, Nd, Pm, Sm, Eu, Gd, Tb, Dy, Ho, Er, Tm, Yb, Lu, Sc, Y, In, or a combination thereof, 0≤a′<1.5, 0<b<1.5, 0≤y<6, 0≤z<6, 0<y+z≤6 ([0004], [0037], Uemasta). As to claim 12, modified Ku discloses wherein, the first solid electrolyte comprises LixHoCly wherein 0<x<3.5, and 0<y≤6, LixCeCly wherein 0<x<3.5, and 0<y≤6, LixPrCly wherein 0<x<3.5, and 0<y≤6, LixNdCly wherein 0<x<3.5, and 0<y≤6, LixPmCly wherein 0<x<3.5, and 0<y≤6, LixSmCly wherein 0<x<3.5, and 0<y≤6, LixEuCly wherein 0<x<3.5, and 0<y≤6, LixGdCly wherein 0<x<3.5, and 0<y≤6, LixTbClywherein 0<x<3.5, and 0<y≤6, LixDyClywherein 0<x<3.5, and 0<y≤6, LixErCly wherein 0<x<3.5, and 0<y≤6, LixTmCly wherein 0<x<3.5, and 0<y≤6, LixYbCly wherein 0<x<3.5, and 0<y≤6, LixInCly wherein 0<x<3.5, and 0<y≤6, LixYCly wherein 0<x<3.5, and 0<y≤6, or LixLuClywherein 0<x<3.5, and 0<y≤6; LixM1aHoClywherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1aCeClywherein 0<x<3.5, 0≤a<1.5, and 0<y≤6, LixM1aPrCly wherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1aNdClywherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1aPmCly wherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1aSmClywherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1aEuClywherein 0<x<3.5, 0≤a<1.5, and 0<y≤6, LixM1aGdCly wherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1aTbClywherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1aDyCly wherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1aErClywherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1aTmCly wherein 0<x<3.5, 0≤a<1.5, and 0<y≤6, LixM1aYbCly wherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1alnCly wherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1aYClywherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1aLuCly wherein 0<x<3.5, O≤a<1.5, and 0<y≤6; LixHoBrz wherein 0<x<3.5, and 0<z≤6, LixCeBrz wherein 0<x<3.5, and 0<z≤6, LixPrBrz wherein 0<x<3.5, and 0<z≤6, LixNdBrz wherein 0<x<3.5, and 0<z≤6, LixPmBrz wherein 0<x<3.5, and 0<z≤6, LixSmBrz wherein 0<x<3.5, and 0<z≤6, LixEuBrz wherein 0<x<3.5, and 0<z≤6, LixGdBrz wherein 0<x<3.5, and 0<z≤6, LixTbBrz wherein 0<x<3.5, and 0<z≤6, LixDyBrz wherein 0<x<3.5, and 0<z≤6, LixErBrz wherein 0<x<3.5, and 0<z≤6, LixTmBrz wherein 0<x<3.5, and 0<z≤6, LixYbBrzwherein 0<x<3.5, and 0<z≤6, LixInBry wherein 0<x<3.5, and 0<y≤6, LixYBry wherein 0<x<3.5, and 0<y≤6, LixLuBrz wherein 0<x<3.5, and 0<z<6; LixM1aHoBrz wherein 0<x<3.5, O≤a<1.5, and 0<z≤6, LixM1aCeBrz wherein 0<x<3.5, O≤a<1.5, and 0<z≤6, LixM1aPrBrz wherein 0<x<3.5, O≤a<1.5, and 0<z≤6, LixM1aNdBrz wherein 0<x<3.5, O≤a<1.5, and 0<z≤6, LixM1aPmCly wherein 0<x<3.5, 0≤a<1.5, and 0<y≤6, LixM1aSmBrz wherein 0<x<3.5, O≤a<1.5, and 0<z≤6, LixM1aEuBrz wherein 0<x<3.5, O≤a<1.5, and 0<z≤6, LixM1aGdBrz wherein 0<x<3.5, O≤a<1.5, and 0<z≤6, LixM1aTbBrz wherein 0<x<3.5, O≤a<1.5, and 0<z≤6, LixM1aDyBrz wherein 0<x<3.5, 0≤a<1.5, and 0<z≤6, LixM1aErBrz wherein 0<x<3.5, O≤a<1.5, and 0<z≤6, LixM1aTm wherein 0<x<3.5, O≤a<1.5, and 0<y≤6, LixM1aYbBrzwherein 0<x<3.5, O≤a<1.5, and 0<z≤6, LixM1alnBrz wherein 0<x<3.5, O≤a<1.5, and 0<z≤6, LixM1aYBrz wherein 0<x<3.5, 0≤a<1.5, and 0<z≤6, LixM1aLuBrz wherein 0<x<3.5, O≤a<1.5, and 0<z≤6, or a combination thereof, and M1 includes an alkali metal, an alkaline earth metal, a transition metal, or a combination thereof ([0004], [0037], Uemasta). As to claim 13, modified Ku discloses wherein, the second solid electrolyte comprises a compound having an argyrodite-type crystal structure and represented by Formula 4: PNG media_image3.png 67 627 media_image3.png Greyscale wherein, in Formula 4, M1 is a metal element of Groups 1 to 15 of the Periodic Table, or a combination thereof, other than Li, M2 is an element of Group 17 of the Periodic Table, or a combination thereof, M3 is SOn, and 4≤a≤8, 0≤x<1, 3≤y≤7, 0<z≤2, 0≤w<2, and 1.5≤n≤5 ([0149]-[0154]). As to claim 14, modified Ku discloses wherein, the second solid electrolyte is a sulfide solid electrolyte comprising Li2S—P2S5, Li2S—P2S5—LiX wherein X is a halogen element, Li2S—P2S5—Li2O, Li2S—P2S5—Li2O-Lil, Li2S-SiS2, Li2S-SiS2—Lil, Li2S-SiS2—LiBr, Li2S-SiS2—LiCl, Li2S-SiS2—B2S3—Lil, Li2S-SiS2—P2S5-Lil, Li2S-B2S3, Li2S—P2S5—ZmSn wherein m and n are positive numbers, and Z is one of Ge, Zn, or Ga, Li2S-GeS2, Li2S-SiS2—Li3PO4, Li2S-SiS2—LipMOq wherein p and q are positive numbers, and M is one of P, Si, Ge, B, Al, Ga, or In, Li7-xPS6-xClx wherein 0<x<2, Li7-xPS6-xBrx wherein 0<x<2, Li7—xPS6-xlx wherein 0<x<2, or a combination thereof ([0148]). As to claim 15, modified Ku does not specifically state wherein, when the interlayer is analyzed by X-ray photoelectron spectroscopy, a first doublet peak corresponding to an S2p peak of sulfur appears at a binding energy range of about 160 electronvolts to about 164 electronvolts, and the first doublet peak comprises a first peak at about 160 electronvolts to about 162 electronvolts and a second peak at about 162.1 electronvolts to about 164 electronvolts. However, Ku discloses the same material as the instant claimed invention for the intermediate layer as seen within claims 4 and 5, thus the same material would have the same properties (see MPEP 2112). As to claim 16, modified Ku does not specifically state wherein, when the interlayer is analyzed by X-ray photoelectron spectroscopy, a second doublet peak corresponding to an O1s peak of oxygen appears at a binding energy range of about 528 electronvolts to about 532 electronvolts, and the second doublet peak comprises a third peak at about 528 electronvolts to about 530 electronvolts and a fourth peak at about 530.1 electronvolts to about 532 electronvolts. However, Ku discloses the same material as the instant claimed invention for the intermediate layer as seen within claims 4 and 5, thus the same material would have the same properties (see MPEP 2112). As to claim 17, modified Ku discloses an electrochemical cell comprising: the positive electrode-solid electrolyte subassembly of claim 1; and a negative electrode, wherein the solid electrolyte of the positive electrode-solid electrolyte subassembly is disposed between the positive electrode and the negative electrode (figures 11-13, [0121]). As to claim 18, modified Ku discloses wherein, the negative electrode comprises lithium metal or a lithium alloy ([0126], metal capable of being alloyed with lithium, thus a lithium alloy). As to claim 19, modified Ku discloses wherein, the electrochemical cell is an all-solid-state secondary battery (figures 11-13, [0121]). Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRIAN R OHARA whose telephone number is (571)272-0728. The examiner can normally be reached 7:30 AM-3:30 PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Miriam Stagg can be reached at 571-270-5256. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRIAN R OHARA/Examiner, Art Unit 1724
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Prosecution Timeline

Jul 25, 2023
Application Filed
Apr 06, 2026
Non-Final Rejection mailed — §103
Jul 14, 2026
Examiner Interview Summary
Jul 14, 2026
Applicant Interview (Telephonic)

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
88%
With Interview (+9.2%)
2y 10m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 559 resolved cases by this examiner. Grant probability derived from career allowance rate.

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