Prosecution Insights
Last updated: July 17, 2026
Application No. 18/358,943

BATTERY

Non-Final OA §102§103
Filed
Jul 26, 2023
Priority
Jul 28, 2022 — JP 2022-120875
Examiner
RICKMAN, HOLLY C
Art Unit
1785
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Prime Planet Energy & Solutions Inc.
OA Round
1 (Non-Final)
71%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allowance Rate
408 granted / 576 resolved
+5.8% vs TC avg
Strong +23% interview lift
Without
With
+23.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
19 currently pending
Career history
601
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
82.9%
+42.9% vs TC avg
§102
8.3%
-31.7% vs TC avg
§112
3.4%
-36.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 576 resolved cases

Office Action

§102 §103
DETAILED ACTION Specification The disclosure is objected to because of the following informalities: 1) the phrase "is press-molded into a flat shape" in paragraph [0024] is grammatically incorrect. Correction to read "which is then press-molded into a flat shape" or similar is suggested; and 2) the phrases “is existed” and “is not existed” throughout the specification are grammatically incorrect. Amendment to read “is present” and “is not present” are suggested as suitable alternatives. Appropriate correction is required. Claim Objections Claims 1, 3-4 and 6-7 are objected to because of the following informalities: the phrases “is existed” and “is not existed” are grammatically incorrect. Appropriate correction is required. Double Patenting Claims 1-8 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-8 of copending Application No. 18/358941 in view of Yamane. Claim 1 of ‘941 reads as follows: A battery comprising a wound electrode body in which a strip-shaped positive electrode and a strip-shaped negative electrode are wound around in a predetermined winding direction around a winding axis via a strip-shaped separator, wherein the battery includes a first separator and a second separator as the separator; the second separator includes a region positioned outward from a winding terminal edge of the first separator; the second separator includes an extending portion extending beyond the winding terminal edge of the first separator in the winding direction; at least a part of the extending portion and a region positioned inward from the extending portion in the second separator are bonded together with a second adhesive layer existed on a surface of the second separator; and a heat-resistant layer is existed on an outermost surface of the wound electrode body. Claim 1 includes all of the limitations of presently rejected claim 1. The scope of the claims differs in that claim 1 of the ‘941 application (1)requires a heat-resistant layer not required by the present claims and (2)requires “strip-shaped” positive and negative electrodes which read on the more broadly claimed “positive electrode” and “negative electrode” of this application. Claims 2-8 of this application are identical to claims 2-7 and 9 of US’941. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2, 4, and 6-7 is/are rejected under 35 U.S.C. 102a1 as being anticipated by Lee et al. (US 11949127). With regard to claim 1, Lee teaches a battery comprising a wound electrode body in which a positive electrode and a negative electrode are wound around a winding axis via a separator (see abstract, FIG. 7B and description thereof). The battery includes a first separator (541/730) and a second separator (542/740a) and the second separator includes a region positioned outward from a winding terminal edge of the first separator (see Figures 5 and 7B). The second separator includes an extending portion extending beyond the winding terminal edge of the first separator in the winding direction wherein at least a part of the extending portion and a region positioned inward from the extending portion in the second separator are bonded together with a second adhesive layer (744) on a surface of the second separator. See col. 15, lines 50-55 and annotated Figure 7B: PNG media_image1.png 324 531 media_image1.png Greyscale With regard to claim 2, Lee et al. discloses that no winding terminal stop tape is disposed in the extending portion (see col 15,lines 13-18). With regard to claim 4, Lee discloses embodiments wherein the second adhesive layer is absent from “an outer surface of the second separator positioned on an outermost surface of the wound electrode body as shown in the following annotated Figure 7B: PNG media_image2.png 204 246 media_image2.png Greyscale With regard to claim 6, the reference teaches that a surface side of the second separator in contact with the positive electrode does not have a second adhesive layer thereon in a winding beginning region of the second separator. Annotated Fig 7B shows that the second adhesive is not present in the winding beginning region of the second separator as follows: PNG media_image3.png 566 531 media_image3.png Greyscale With regard to claim 7, the reference teaches that a surface side of the first separator (730) in contact with the positive electrode does not have a first adhesive layer thereon in a winding beginning region of the first separator. Annotated Fig 7B shows that the first adhesive is not present in the winding beginning region of the first separator as follows: PNG media_image4.png 349 524 media_image4.png Greyscale Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 3 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US 11949127) in view of Sano et al. (US 2023/0282951). Lee teaches the battery according to claim 1, as detailed above, but fails to teach a battery wherein the second adhesive layer is present in a region of the second separator facing the positive electrode, and the second separator and the positive electrode are bonded together with the second adhesive layer, and in the first separator, a first adhesive layer is present in a region facing the positive electrode, and the first separator and the positive electrode are bonded together with the first adhesive layer. Sano teaches a battery wherein, in the second separator, the second adhesive layer is present in a region facing the positive electrode, and the second separator and the positive electrode are bonded together with the second adhesive layer. The reference also teaches that in the first separator, a first adhesive layer is present in a region facing the positive electrode, and the first separator and the positive electrode are bonded together with the first adhesive layer (see para [0010], and Figure 3). It would have been obvious to one of ordinary skill in the art prior to the effective filling date of the claimed invention to have modified Lee to incorporate the teachings of Sano by adhering the positive electrode to both of the separators in order to improve the productivity of the secondary battery as suggested by Sano (see para [0010]). Claim(s) 5 is rejected under 35 U.S.C. 103 as being unpatentable over Lee (US 11949127) in view of Zhao (US 2022/0320595). Lee teaches all of the features of claim 1 but fails to teach a battery wherein an area of the second adhesive layer on an outer surface of the second separator positioned on the outermost surface of the wound electrode body is 30% or less of an area of the outer surface. Zhao teaches, an area of the second adhesive layer on an outer surface of the second separator positioned on the outermost surface of the wound electrode body is desirably 10% or more of an area of the outer surface (see para [0008]). It would have been obvious of one of ordinary skill in the art prior to the effective filling date of the claimed invention to have incorporated the teachings of Zhao into the invention taught by Lee by reducing the area of the adhesive layer on the surface of the second separator to 10% of the area of the outer surface and thereby improve the safety of the battery as suggested by Zhao (see para [0010]) and also reduce the weight and size of the battery by using less adhesive. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Lee (US 11949127) in view of Umeyama et al. (JP 2017/010878). Lee teaches a wound electrode body having a flat shape including a pair of curved parts in which outer surfaces are curved and a flat part in which an outer surface connecting a pair of the curved parts is flat. However, the reference fails to disclose a battery wherein a winding terminal edge of the positive electrode is positioned at either of the pair of curved parts; and a winding terminal edge of the negative electrode is positioned at either of the pair of curved parts. Umeyama teaches, a winding terminal edge of the positive electrode that is positioned at either of the pair of curved parts and a winding terminal edge of the negative electrode that is positioned at either of the pair of curved parts (see abstract and Figure 13). It would have been obvious of one of ordinary skill in the art prior to the effective filling date of the claimed invention to incorporate the teachings of Umeyama into the wound electrode taught by Lee by terminating the electrode in the curved parts of the electrode body in order to reduce the occurrences of steps on the flat surface of a wound electrode body as suggested by Umeyama. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HOLLY RICKMAN whose telephone number is (571)272-1514. The examiner can normally be reached Mon, Tues, Thurs, 9am-3pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Ruthkosky can be reached at 571-272-1291. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Holly Rickman/Primary Examiner, Art Unit 1785
Read full office action

Prosecution Timeline

Jul 26, 2023
Application Filed
May 14, 2026
Non-Final Rejection mailed — §102, §103
Jul 10, 2026
Interview Requested
Jul 16, 2026
Applicant Interview (Telephonic)
Jul 16, 2026
Examiner Interview Summary

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
71%
Grant Probability
94%
With Interview (+23.2%)
2y 11m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 576 resolved cases by this examiner. Grant probability derived from career allowance rate.

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