Prosecution Insights
Last updated: April 19, 2026
Application No. 18/359,609

TECHNIQUES FOR CONFIGURING SUB-BAND FULL DUPLEX RESOURCES

Final Rejection §103
Filed
Jul 26, 2023
Examiner
CUNNINGHAM, KEVIN M
Art Unit
2461
Tech Center
2400 — Computer Networks
Assignee
Qualcomm Incorporated
OA Round
2 (Final)
72%
Grant Probability
Favorable
3-4
OA Rounds
2y 9m
To Grant
84%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
413 granted / 577 resolved
+13.6% vs TC avg
Moderate +12% lift
Without
With
+12.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
57 currently pending
Career history
634
Total Applications
across all art units

Statute-Specific Performance

§101
2.9%
-37.1% vs TC avg
§103
58.0%
+18.0% vs TC avg
§102
13.3%
-26.7% vs TC avg
§112
21.9%
-18.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 577 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3-27, 29 and 30 are rejected under 35 U.S.C. 103 as being unpatentable over Gou et al (US 2024/0107512, hereinafter Gou), in view of Rastegardoost et al (US 2023/0189232, hereinafter Rastegardoost) and in view of Liu et al (US 2022/0321313, hereinafter Liu). Regarding claim 1, Gou discloses a user equipment (UE, Fig. 2) for wireless communication, comprising: one or more antennas and one or more processors (UE antenna, Para [0047], memory and processor, Fig. 2), coupled to the one or more memories, that are individually or collectively configured to: receive a first configuration of at least one of an uplink bandwidth part (BWP) or a downlink BWP (receiving indication of the BWP configuration by a UE, Para [0057], BWP is configured for a UE by a BS, Para [0055], UL BWP and/or DL BWP, Para [0039]); receive a second configuration of at least one of an uplink sub-band or a downlink sub-band (receiving indication of the sub-band BWP configuration by a UE, Para [0057], sub-band within the BWP is configured for a UE by the BS, Para [0055], UL or DL sub-band, Para [0067]); and identify at least one of frequency resources associated with transmitting an uplink communication or frequency resources associated with receiving a downlink communication based at least in part on the first configuration and the second configuration (the BWP configuration specifies a frequency range of the BWP, Para [0058], the sub-band configuration specifies a frequency sub-band within the BWP frequency range, Para [0059], first and second sub-band can be configured for DL and UL transmission, Para [0064], UE identifies frequency limits of a configured BWP and sub-band BWP and determine if sub-band is a DL or UL sub-band, Para [0071]); but does not disclose the second configuration includes a parameter identifying an offset of the at least one of the uplink sub-band or downlink sub-band from a common reference point and determine the location of the at least one uplink sub-band or the downlink sub-band using the offset. Rastegardoost discloses configuration parameters can indicate plurality of sub-bands and starting RB position predefined from offset with respect to point A, Para [0290] and an offset in frequency domain from point A, Para [0310]. Liu discloses configuration of BWP may include frequency domain position of a common reference point (point A), where an RB starts from an offset relative to the common reference point, Para [0157]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Rastegardoost and Liu in the system of Gou in order to improve uplink performance by providing frequency diversity and interference averaging and to improve cooperation between terminals for better reliability of receiving data. Regarding claim 3, Gou discloses the UE of claim 1, wherein the first configuration includes a configuration of the uplink BWP, wherein the second configuration includes a configuration of the uplink sub-band, and wherein frequency resources associated with the uplink BWP contain frequency resources associated with the uplink sub-band (UL BWP and/or DL BWP, Para [0039] and UL or DL sub-band, Para [0067], in this case the BWP and sub-band is an UL BWP and sub-band, sub-band is within the frequency of the BWP, Para [0005]). Regarding claim 4, Gou discloses the UE of claim 1, wherein the first configuration includes a configuration of the uplink BWP, wherein the second configuration includes a configuration of the uplink sub-band, and wherein frequency resources associated with the uplink BWP at least partially overlap with frequency resources associated with the uplink sub-band (UL BWP and/or DL BWP, Para [0039] and UL or DL sub-band, Para [0067], in this case the BWP and sub-band is an UL BWP and sub-band, sub-band is within (i.e. overlaps) the frequency of the BWP, Para [0005]. Rastegardoost discloses sub-band 2 partially overlaps with BWP, Fig. 18). Regarding claim 5, Gou discloses the UE of claim 4, wherein the frequency resources associated with the uplink BWP at least partially overlap with the frequency resources associated with the uplink sub-band by at least a minimum overlap amount (sub-band is within (i.e. overlaps) the frequency of the BWP, Para [0005], obvious that it overlaps by a minimal amount). Regarding claim 6, Gou discloses the UE of claim 4, but not wherein the one or more processors are further configured to transmit the uplink communication using a subset of the frequency resources associated with the uplink sub-band that overlap with the frequency resources associated with the uplink BWP. Rastegardoost discloses the sub-band may partially overlap with the BWP and the UE will determine one or more RBs of the first sub-band as available PRBs of the BWP to transmit, where the UE will not transmit on the PRBs that do not overlap with the sub-band, Para [0282], only the RBs of the sub-band that overlap with the BWP are available RBs, Para [0297]/Fig. 18. Regarding claim 7, Gou discloses the UE of claim 4, but not wherein the one or more processors are further configured to refrain from transmitting the uplink communication based at least in part on the uplink communication being scheduled outside of a subset of the frequency resources associated with the uplink sub-band that overlap with the frequency resources associated with the uplink BWP. Rastegardoost discloses the sub-band may partially overlap with the BWP and the UE will determine one or more RBs of the first sub-band as available PRBs of the BWP to transmit, where the UE will not transmit on the PRBs that do not overlap with the sub-band, Para [0282], only the RBs of the sub-band that overlap with the BWP are available RBs, Para [0297]/Fig. 18. Regarding claim 8, Gou discloses the UE of claim 1, but not wherein the first configuration includes a configuration of the uplink BWP, wherein the second configuration includes a configuration of the uplink sub-band, and wherein frequency resources associated with the uplink BWP do not overlap with frequency resources associated with the uplink sub-band. Rastegardoost discloses configuring sub-bands and BWP, where sub-band 1 does not overlap with the BWP, Fig. 18. Regarding claim 9, Gou discloses the UE of claim 8, but not wherein the one or more processors are further configured to refrain from transmitting the uplink communication based at least in part on the frequency resources associated with the uplink BWP not overlapping with the frequency resources associated with the uplink sub-band. Rastegardoost discloses the UE will not transmit if the intersection is empty, meaning the sub-band does not overlap with the active BWP, Para [0306]. Regarding claim 10, Gou discloses the UE of claim 1, wherein the first configuration includes a configuration of the downlink BWP, wherein the second configuration includes a configuration of the downlink sub-band, and wherein frequency resources associated with the downlink BWP contain frequency resources associated with the downlink sub-band (UL BWP and/or DL BWP, Para [0039] and UL or DL sub-band, Para [0067], in this case the BWP and sub-band is an DL BWP and sub-band, sub-band is within the frequency of the BWP, Para [0005]). Regarding claim 11, Gou disclose the UE of claim 1, wherein the first configuration includes a configuration of the downlink BWP, wherein the second configuration includes a configuration of the downlink sub-band, and wherein frequency resources associated with the downlink BWP at least partially overlap with frequency resources associated with the downlink sub-band (UL BWP and/or DL BWP, Para [0039] and UL or DL sub-band, Para [0067], in this case the BWP and sub-band is an UL BWP and sub-band, sub-band is within (i.e. overlaps) the frequency of the BWP, Para [0005]. Rastegardoost discloses sub-band 2 partially overlaps with BWP, Fig. 18). Regarding claim 12, Gou discloses the UE of claim 11, wherein the frequency resources associated with the downlink BWP at least partially overlap with the frequency resources associated with the downlink sub-band by at least a minimum overlap amount (sub-band is within (i.e. overlaps) the frequency of the BWP, Para [0005], obvious that it overlaps by a minimal amount). Regarding claim 13, Gou discloses the UE of claim 11, but not wherein the one or more processors are further configured to receive the downlink communication using a subset of the frequency resources associated with the downlink sub-band that overlap with the frequency resources associated with the downlink BWP. Rastegardoost discloses the sub-band may partially overlap with the BWP and the UE will determine one or more RBs of the first sub-band as available PRBs of the BWP to receive, where the UE will not receive on the PRBs that do not overlap with the sub-band, Para [0282], only the RBs of the sub-band that overlap with the BWP are available RBs, Para [0297]/Fig. 18. Regarding claim 14, Gou discloses the UE of claim 11, but not wherein the one or more processors are further configured to refrain from receiving the downlink communication based at least in part on the downlink communication being scheduled outside of a subset of the frequency resources associated with the downlink sub-band that overlap with the frequency resources associated with the downlink BWP. Rastegardoost discloses the sub-band may partially overlap with the BWP and the UE will determine one or more RBs of the first sub-band as available PRBs of the BWP to receive, where the UE will not receive on the PRBs that do not overlap with the sub-band, Para [0282], only the RBs of the sub-band that overlap with the BWP are available RBs, Para [0297]/Fig. 18. Regarding claim 15, Gou discloses the UE of claim 1, but not wherein the first configuration includes a configuration of the downlink BWP, wherein the second configuration includes a configuration of the downlink sub-band, and wherein frequency resources associated with the downlink BWP do not overlap with frequency resources associated with the downlink sub-band. Rastegardoost discloses configuring sub-bands and BWP, where sub-band 1 does not overlap with the BWP, Fig. 18. Regarding claim 16, Gou discloses the UE of claim 15, but not wherein the one or more processors are further configured to refrain from receiving the downlink communication based at least in part on the frequency resources associated with the downlink BWP not overlapping with the frequency resources associated with the downlink sub-band. Rastegardoost discloses the UE will not perform reception if the intersection is empty, meaning the sub-band does not overlap with the active BWP, Para [0306]. Regarding claim 17, Gou discloses the UE of claim 1, but not wherein the second configuration is based at least in part on a specific subcarrier spacing. Rastegardoost discloses sub-bands are configured based on numerology/SCS, Para [0283]. Regarding claim 18, Gou discloses the UE of claim 17, but not wherein the second configuration is further based at least in part on an offset from an absolute frequency position of a reference resource block. Rastegardoost discloses an offset in frequency domain from point A, Para [0310], point A is the absolute frequency position of a reference resource block, Para [0309]. Regarding claim 19, Gou discloses the UE of claim 17, but not wherein the specific subcarrier spacing is based at least in part on a frequency band associated with the at least one of the uplink BWP or the downlink BWP. Rastegardoost discloses sub-bands configured and associated with a first carrier based on first numerology/SCS, Para [0311] and the BWP can be based on second numerology/SCS that may be the same as the first numerology/SCS, Para [0296]. Regarding claim 20, Gou discloses the UE of claim 17, but not wherein the one or more processors are further configured to receive a configuration of the specific subcarrier spacing. Rastegardoost discloses sub-bands are configured based on a given (i.e. specific) SCS, Para [0292]. Regarding claim 21, Gou discloses the UE of claim 20, wherein the configuration of the specific subcarrier spacing is based at least in part on a common subcarrier spacing parameter associated with a master information block. Rastegardoost discloses configuring a SCS specific to the carrier, Para [0309] and master information block includes system information which are used by the UEs to obtain information about how the cell is configured, Para [0079]. Regarding claim 22, Gou discloses the UE of claim 17, but not wherein the specific subcarrier spacing is different than a subcarrier spacing associated with the at least one of the uplink BWP or the downlink BWP, wherein a physical resource block (PRB) associated with the at least one of the uplink BWP or the downlink BWP only partially overlaps with the at least one of the uplink sub-band or the downlink sub-band based at least in part on the specific subcarrier spacing being different than the subcarrier spacing associated with the at least one of the uplink BWP or the downlink BWP, and wherein frequency resources associated with the PRB are not used for communication based at least in part on the PRB only partially overlapping with the at least one of the at least one of the uplink sub-band or the downlink sub-band. Rastegardoost discloses the BWP is configured based on second numerology/SCS and the sub-bands are configured based on first numerology/SCS, Para [0296], they may be the same but don’t have to be, sub-bands may partially overlap with the BWP, and the overlap would change depending on the sub-band SCS, Fig. 17/18 and where the UE will not receive on the PRBs that do not overlap with the sub-band, Para [0282], only the RBs of the sub-band that overlap with the BWP are available RBs, Para [0297]. Regarding claim 23, Gou discloses the UE of claim 1, wherein the second configuration is based at least in part on an offset parameter associated with a subcarrier spacing associated with the at least one of the uplink BWP or the downlink BWP. Rastegardoost discloses the starting RB of the sub-band may be pre-defined with an offset, Para [0290]. Regarding claim 24, Gou discloses the UE of claim 1, but not wherein the at least one of the uplink sub-band or the downlink sub-band is associated with at least a minimum number of frequency resources. Rastegardoost discloses the sub-band comprises PRBs, Para [0282], obvious that the sub-band comprises frequency resources and therefore has a minimum number of them. Regarding claim 25, Gou discloses the UE of claim 1, but not fully wherein the one or more processors are further configured to: receive a configuration of the downlink BWP; and receive a configuration of multiple downlink sub-bands, wherein the multiple downlink sub-bands are associated with at least a minimum number of downlink resource blocks. Rastegardoost discloses there are multiple sub-bands configured, Fig. 18, in this case DL, the sub-band comprises PRBs, Para [0282], obvious that the sub-band comprises frequency resources and therefore has a minimum number of them. Regarding claim 26, Gou discloses the UE of claim 1, but not wherein the one or more processors are further configured to perform at least one of transmitting the uplink communication outside of the uplink sub-band or receiving the downlink communication outside of the downlink sub-band. Rastegardoost discloses there are multiple sub-bands within the BWP, Fig. 18, in this case “the sub-band” can be subband 2 and the UE can transmit or receive with subband 3 and 4, which are outside subband 2. Regarding claim 27, Gou discloses a network node (BS, Fig. 2) for wireless communication, comprising: one or more memories and one or more processors (memory and processor, Fig. 2), coupled to the one or more memories, that are individually or collectively configured to: transmit a first configuration of at least one of an uplink bandwidth part (BWP) or a downlink BWP (transmitting indication of the BWP configuration to a UE, Para [0057], BWP is configured for a UE by a BS, Para [0055], UL BWP and/or DL BWP, Para [0039]); transmit a second configuration of at least one of an uplink sub-band or a downlink sub-band (transmitting indication of the sub-band BWP configuration to a UE, Para [0057], sub-band within the BWP is configured for a UE by the BS, Para [0055], UL or DL sub-band, Para [0067]); and identify at least one of frequency resources associated with receiving an uplink communication or frequency resources associated with transmitting a downlink communication based at least in part on the first configuration and the second configuration (the BWP configuration specifies a frequency range of the BWP, Para [0058], the sub-band configuration specifies a frequency sub-band within the BWP frequency range, Para [0059], first and second sub-band can be configured for DL and UL transmission, Para [0064], UE identifies frequency limits of a configured BWP and sub-band BWP and determine if sub-band is a DL or UL sub-band, Para [0071]); but does not disclose the second configuration includes a parameter identifying an offset of the at least one of the uplink sub-band or downlink sub-band from a common reference point and determine the location of the at least one uplink sub-band or the downlink sub-band using the offset. Rastegardoost discloses configuration parameters can indicate plurality of sub-bands and starting RB position predefined from offset with respect to point A, Para [0290] and an offset in frequency domain from point A, Para [0310]. Liu discloses configuration of BWP may include frequency domain position of a common reference point (point A), where an RB starts from an offset relative to the common reference point, Para [0157]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Rastegardoost and Liu in the system of Gou in order to improve uplink performance by providing frequency diversity and interference averaging and to improve cooperation between terminals for better reliability of receiving data. Regarding claim 29, Gou discloses a method of wireless communication performed by a user equipment (UE), comprising: receiving a first configuration of at least one of an uplink bandwidth part (BWP) or a downlink BWP (receiving indication of the BWP configuration by a UE, Para [0057], BWP is configured for a UE by a BS, Para [0055], UL BWP and/or DL BWP, Para [0039]); receiving a second configuration of at least one of an uplink sub-band or a downlink sub-band (receiving indication of the sub-band BWP configuration by a UE, Para [0057], sub-band within the BWP is configured for a UE by the BS, Para [0055], UL or DL sub-band, Para [0067]); and identifying at least one of frequency resources associated with transmitting an uplink communication or frequency resources associated with receiving a downlink communication based at least in part on the first configuration and the second configuration (the BWP configuration specifies a frequency range of the BWP, Para [0058], the sub-band configuration specifies a frequency sub-band within the BWP frequency range, Para [0059], first and second sub-band can be configured for DL and UL transmission, Para [0064], UE identifies frequency limits of a configured BWP and sub-band BWP and determine if sub-band is a DL or UL sub-band, Para [0071]); but does not disclose the second configuration includes a parameter identifying an offset of the at least one of the uplink sub-band or downlink sub-band from a common reference point and determine the location of the at least one uplink sub-band or the downlink sub-band using the offset. Rastegardoost discloses configuration parameters can indicate plurality of sub-bands and starting RB position predefined from offset with respect to point A, Para [0290] and an offset in frequency domain from point A, Para [0310]. Liu discloses configuration of BWP may include frequency domain position of a common reference point (point A), where an RB starts from an offset relative to the common reference point, Para [0157]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Rastegardoost and Liu in the system of Gou in order to improve uplink performance by providing frequency diversity and interference averaging and to improve cooperation between terminals for better reliability of receiving data. Regarding claim 30, Gou discloses a method of wireless communication performed by a network node, comprising: transmitting a first configuration of at least one of an uplink bandwidth part (BWP) or a downlink BWP (transmitting indication of the BWP configuration to a UE, Para [0057], BWP is configured for a UE by a BS, Para [0055], UL BWP and/or DL BWP, Para [0039]); transmitting a second configuration of at least one of an uplink sub-band or a downlink sub-band (transmitting indication of the sub-band BWP configuration to a UE, Para [0057], sub-band within the BWP is configured for a UE by the BS, Para [0055], UL or DL sub-band, Para [0067]); and identifying at least one of frequency resources associated with receiving an uplink communication or frequency resources associated with transmitting a downlink communication based at least in part on the first configuration and the second configuration (the BWP configuration specifies a frequency range of the BWP, Para [0058], the sub-band configuration specifies a frequency sub-band within the BWP frequency range, Para [0059], first and second sub-band can be configured for DL and UL transmission, Para [0064], UE identifies frequency limits of a configured BWP and sub-band BWP and determine if sub-band is a DL or UL sub-band, Para [0071]); but does not disclose the second configuration includes a parameter identifying an offset of the at least one of the uplink sub-band or downlink sub-band from a common reference point and determine the location of the at least one uplink sub-band or the downlink sub-band using the offset. Rastegardoost discloses configuration parameters can indicate plurality of sub-bands and starting RB position predefined from offset with respect to point A, Para [0290] and an offset in frequency domain from point A, Para [0310]. Liu discloses configuration of BWP may include frequency domain position of a common reference point (point A), where an RB starts from an offset relative to the common reference point, Para [0157]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Rastegardoost and Liu in the system of Gou in order to improve uplink performance by providing frequency diversity and interference averaging and to improve cooperation between terminals for better reliability of receiving data. Claims 2 and 28 are rejected under 35 U.S.C. 103 as being unpatentable over Gou, in view of Rastegardoost, in view of Liu and in view of Chatterjee et al (US 2024/0014995, hereinafter Chatterjee, claiming priority date of provisional application 63/410,504). Regarding claims 2 and 28, Gou discloses the UE/network node of claim 1/27, but not explicitly wherein the at least one of the uplink sub-band or the downlink sub-band is associated with a sub-band full duplex symbol. Chatterjee discloses a sub-band full duplex symbol, that has a DL sub-band and UL sub-band in the same symbol, Para [0044]/Fig. 2. Also see Fig. 2 from the provisional application. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to utilize the techniques taught by Chatterjee in the system of Gou in view with Rastegardoost and Liu in order to improve efficiency of resource usage with simultaneously DL and UL communication. Response to Arguments Applicant's arguments filed 12/31/2025 have been fully considered but they are not persuasive. The Applicant amends the limitations in the claim and argues the references do not disclose the amended limitations. Applicant argues the Guo and Rastegardoost do not disclose the amended limitations. Applicant argues Rastegardoost discloses an pre-defined offset with respect to point A but does not disclose a configuration that includes a parameter identifying an offset. In response, arguments are moot in view of a new reference being used in the current office action. The new reference is more explicit the configuration includes a common reference point and an offset, where the offset is relative to the common reference point. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEVIN CUNNINGHAM whose telephone number is (571) 272-1765. The examiner can normally be reached Monday through Thursday 7:30-18:00 (EST). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Huy Vu can be reached on (571) 272-3155. The fax number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KEVIN M CUNNINGHAM/Primary Examiner, Art Unit 2461
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Prosecution Timeline

Jul 26, 2023
Application Filed
Oct 05, 2025
Non-Final Rejection — §103
Dec 03, 2025
Interview Requested
Dec 11, 2025
Applicant Interview (Telephonic)
Dec 11, 2025
Examiner Interview Summary
Dec 31, 2025
Response Filed
Feb 25, 2026
Final Rejection — §103
Mar 20, 2026
Interview Requested
Mar 31, 2026
Examiner Interview Summary
Mar 31, 2026
Applicant Interview (Telephonic)
Apr 13, 2026
Response after Non-Final Action

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Prosecution Projections

3-4
Expected OA Rounds
72%
Grant Probability
84%
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2y 9m
Median Time to Grant
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