Prosecution Insights
Last updated: April 19, 2026
Application No. 18/364,737

POSITIVE ELECTRODE ACTIVE MATERIAL, ALL-SOLID-STATE BATTERY COMPRISING SAME, AND METHOD FOR MANUFACTURING SAME

Non-Final OA §103
Filed
Aug 03, 2023
Examiner
GODO, OLATUNJI A
Art Unit
1752
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Korea Electronics Technology Institute
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
95%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allow Rate
950 granted / 1106 resolved
+20.9% vs TC avg
Moderate +9% lift
Without
With
+9.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
30 currently pending
Career history
1136
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
45.7%
+5.7% vs TC avg
§102
32.1%
-7.9% vs TC avg
§112
16.4%
-23.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1106 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 1. Claims 1-4 are rejected under 35 U.S.C. 103 as being unpatentable over Hiratsuka et al. (US20150243982). 2. Regarding claim 1, Hiratsuka teaches a positive electrode active material for an all-solid-state battery (positive electrode active material for nonaqueous electrolyte secondary batteries (abstract); The nonaqueous electrolyte…may be a solid electrolyte [0056]), comprising a lithium metal oxide in the form of a single particle (lithium complex oxide thus obtained, represented by the general formula Li0.98Ni0.5Co0.2Mn0.3O2 [0066]) having a particle strength of 300 MPa to 1500 MPa (Each particle has a compressive breaking strength (abstract) of 355.24 MPa, Compressive Breaking Strength, Table 1, Example 2) and an average particle size of 10 μm or less (average particle diameter of 5 μm or more and 20 μm or less [0066]; In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists (MPEP 2144.05)). 3. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have optimized the range of Hirtasuka’s volume average particle diameter (D50) from the standpoint of obtaining an effect on the cycle characteristic in charging the nonaqueous electrolyte secondary battery comprising a lithium complex oxide particle [0027] 4. Regarding claim 2, Hiratsuka teaches wherein the lithium metal oxide is represented by Chemical Formula below: LixMyO2 (where M includes at least one selected from Co, Mn, Ni, Al, Fe, V, Zn, Cr, Ti, Ta, Mg, Mo, Zr, W, Sn, Hf, Nd, and Gd, 0<x≤1.5, and 0<y≤1) (lithium complex oxide thus obtained, represented by the general formula Li0.98Ni0.5Co0.2Mn0.3O2 [0066]). 5. Regarding claim 3, Hiratsuka teaches wherein the lithium metal oxide is LiNiaCobMncO2 (0.6≤a≤0.9, a+b+c=1) (LiNixCoyM(1-x-y)O2(wherein M represents at least one element selected from among metal elements, 0.3≦x<1.0 and 0<y≦0.5 (abstract); Moreover, it is preferable from the standpoint of cost and safety that the metal element M comprises manganese (Mn) [0022]) 6. Regarding claim 4, Hiratsuka teaches wherein the lithium metal oxide has a particle strength of 500 MPa or more (Each particle has a compressive breaking strength of from 200 MPa to 500 MPa (abstract)) and an average particle size of 1 μm to 7 μm (average particle diameter of 5 μm or more and 20 μm or less [0066]). 7. Claims 12 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Oh et al. (US 20190081321). 8. Regarding claims 12 and 13, Oh teaches an all-solid-state battery electrode comprising: a positive; and a negative electrode (The lithium secondary battery 100 may be an all-solid battery in which the electrolyte 130 is a solid electrolyte [0081]; lithium secondary battery 100 includes an anode 110 including the electrode composition, a cathode 120 facing the anode 110, and an electrolyte 130 interposed between the cathode 120 and the anode 110 [0080]), the positive electrode including: a solid electrolyte; a conductive material (The cathode 120 may include a cathode active material, a solid electrolyte, a conductive material [0082]); and a positive electrode active material of a lithium metal oxide (The cathode active material may be a compound containing…a transition metal oxide including a lithium element [0082]) in the form of a single particle having a particle strength of 300 MPa to 1500 MPa (active material may have a crushing strength between 40 MPa and 1000 MPa [0014]) and an average particle size of 10 μm or less (electrode active material 10 includes a first active material 11 [0053]; The first active material may have a particle size between 10 μm and 20 μm [0016]; In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists (MPEP 2144.05)). 9. Oh is silent the transition metal oxide including a lithium element has a particle strength of 300 MPa to 1500 MPa. 10. Since Oh teaches a cathode 120 may include a cathode active material, and a solid electrolyte [0082], and Oh similarly teaches the anode 110 similarly includes the electrode composition [0084] and the electrode composition may further include a solid electrolyte 20 [0067], then it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have modified Oh’s positive electrode with active material may have a crushing strength between 40 MPa and 1000 MPa [0014] for the benefit of improved safety and increase in high performance of the battery [0003]. 11. Claims 5-11 are rejected under 35 U.S.C. 103 as being unpatentable over Kadowaki et al. (US20210226209 filed 1/13/2021) 12. Regarding claim 5, Kadowaki teaches a method of manufacturing a positive electrode active material for an all-solid-state battery (Manufacturing of Positive Electrode Active Material 0471]; Using the positive electrode active material obtained by the above manufacturing method, the all-solid lithium ion battery was manufactured [0510]), the method comprising: preparing a lithium metal oxide raw material by mixing a transition metal composite precursor and a lithium source (Nickel-cobalt-manganese composite hydroxide particles 2 and lithium hydroxide powder were weighed and mixed at a molar ratio of Li/(Ni+Co+Mn)=1.05 [0475]) followed by primary heat treatment (a plurality of heating steps are carried out [0251]); pulverizing the lithium metal oxide raw material (The lithium metal composite oxide obtained by calcining is appropriately classified after pulverization [0276]); and producing a lithium metal oxide in the form of a single particle having a particle strength of 300 MPa to 1500 MPa (The average crush strength of the lithium metal composite oxide included in the positive electrode active material exceeds 50 MPa [0036]) and an average particle size of 10 μm or less (8.0 μm or less is even more preferable, and 2.0 μm or more and 7.0 μm or less is particularly preferable [0124]) through secondary heat treatment for the pulverized lithium metal oxide raw material (it is preferable to use a grinder as the pulverizing machine at the time of the above pulverizing, and a stone mill type grinder is particularly preferable. In a case where a stone mill type grinder is used, it is preferable to adjust the clearance between the upper mill and the lower mill according to the aggregated state of the lithium metal composite oxide [0278]). 13. Although Kadowaki does not specifically teach the range of 300 MPa to 1500 MPa, Kadowaki teaches crush strength of the lithium metal composite oxide included in the positive electrode active material exceeds 50 MPa [0036], then it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have optimized Kadowaki’s positive electrode with active material may have a crushing strength for the benefit of good cycle characteristics which means that the amount of decrease in the battery capacity due to repeated charging and discharging is small, and that the capacity ratio at the time of remeasurement does not easily decrease with respect to the initial capacity [0010] 14. Regarding claim 6, Kadowaki teaches, wherein the transition metal composite precursor is a spherical transition metal composite hydroxide or transition metal composite carbonate prepared by a co-precipitation method (a nickel salt solution, a cobalt salt solution, a manganese salt solution, and a complexing agent are reacted by a coprecipitation method, particularly, a continuous coprecipitation method…to manufacture a metal composite hydroxide represented by Ni(1-y-z)CoyMnz(OH)2 (in the formula, y+z<1) [0205]; a spherical shape [0399]) 15. Regarding claim 7, Kadowaki teaches wherein the lithium metal oxide raw material is secondary particles having an average particle size of 10 μm or less (8.0 μm or less is even more preferable, and 2.0 μm or more and 7.0 μm or less is particularly preferable [0124]) in which primary particles of hundreds of nanometers are agglomerated (In the present invention, “primary particles” means…particle size is less than 0.5 μm [0164]; In the present invention, “secondary particles” means aggregations of the primary particles formed by aggregating primary particles [0165]). 16. Regarding claim 8, Kadowaki teaches wherein the lithium metal oxide raw material in which the primary particles are agglomerated is pulverized through a ball milling process (it is preferable to use a grinder as the pulverizing machine at the time of the above pulverizing, and a stone mill type grinder is particularly preferable. In a case where a stone mill type grinder is used, it is preferable to adjust the clearance between the upper mill and the lower mill according to the aggregated state of the lithium metal composite oxide [0278]). 17. Regarding claim 9, Kadowaki teaches wherein the lithium metal oxide is represented by Chemical Formula below: LixMyO2 (where M includes at least one selected from Co, Mn, Ni, Al, Fe, V, Zn, Cr, Ti, Ta, Mg, Mo, Zr, W, Sn, Hf, Nd, and Gd, 0<x≤1.5, and 0<y≤1) (More specifically, the lithium metal composite oxide is represented by composition formula Li[Lix(Ni(1-y-z-w)CoyMnzMw)1-x]O2 (here, M is at least one type of element selected from the group consisting of Fe, Cu, Ti, Mg, Al, W, B, Mo, Nb, Zn, Sn, Zr, Ga, La, and V, and −0.1≤x≤0.30, 0≤y≤0.40, 0≤z≤0.40, 0≤w≤0.10, and 0<y+z+w are satisfied) [0044-0045]) 18. Regarding claim 10, Kadowaki teaches wherein the transition metal composite precursor is NiaCobMnc(OH)2 or NiaCobMncO2 (0.6≤a≤0.9, a+b+c=1) (metal composite hydroxide represented by Ni(1-y-z)CoyMnz(OH)2 (in the formula, y+z<1) [0205]), and the lithium metal oxide is LiNiaCobMncO2 (0.6≤a≤0.9, a+b+c=1) (More specifically, the lithium metal composite oxide is represented by composition formula Li[Lix(Ni(1-y-z-w)CoyMnzMw)1-x]O2 (here, M is at least one type of element selected from the group consisting of Fe, Cu, Ti, Mg, Al, W, B, Mo, Nb, Zn, Sn, Zr, Ga, La, and V, and −0.1≤x≤0.30, 0≤y≤0.40, 0≤z≤0.40, 0≤w≤0.10, and 0<y+z+w are satisfied) [0044-0045]). 19. Regarding claim 10, Kadowaki teaches wherein the lithium metal oxide has a particle strength of 500 MPa or more (The average crush strength of the lithium metal composite oxide included in the positive electrode active material exceeds 50 MPa [0036]) and an average particle size of 1 μm to 7 μm (2.0 μm or more and 7.0 μm or less is particularly preferable [0124]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to OLATUNJI GODO whose telephone number is (571)272-3104. The examiner can normally be reached 8:00 am - 5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicholas Smith can be reached on 571-272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /OLATUNJI A GODO/Primary Examiner, Art Unit 1752
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Prosecution Timeline

Aug 03, 2023
Application Filed
Feb 21, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
95%
With Interview (+9.1%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 1106 resolved cases by this examiner. Grant probability derived from career allow rate.

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