Prosecution Insights
Last updated: July 17, 2026
Application No. 18/365,635

MICROCURRENT TMJ TREATMENT DEVICE WITH AN ADAPTIVE TRIGGER

Non-Final OA §103
Filed
Aug 04, 2023
Priority
May 18, 2021 — provisional 63/190,034 +1 more
Examiner
JOHNSON, NICOLE F
Art Unit
3700
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Tivic Health Systems Inc.
OA Round
3 (Non-Final)
88%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
1193 granted / 1364 resolved
+17.5% vs TC avg
Moderate +7% lift
Without
With
+7.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
46 currently pending
Career history
1421
Total Applications
across all art units

Statute-Specific Performance

§101
4.8%
-35.2% vs TC avg
§103
53.9%
+13.9% vs TC avg
§102
32.0%
-8.0% vs TC avg
§112
1.6%
-38.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1364 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant's request for reconsideration of the finality of the rejection of the last Office action is persuasive and, therefore, the finality of that action is withdrawn. Applicant’s arguments, filed March 13, 2026, with respect to the non-statutory double patenting rejections have been fully considered, are persuasive and have been withdrawn. Upon reconsideration, the presently claimed impedance-triggered treatment methodology of the present claims are distinct from the cited co-pending claims. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 46-54, 56-67 & 69-71 is/are rejected under 35 U.S.C. 103 as being unpatentable over Claude et al. (US 2019/0217094) in view of Liss et al. (US 4,586,509). Claude et al. teaches: 46. A housing including a treatment electrode and a return electrode E.G. [0002], [0006] & (Figs. 1-3) circuitry configured to measure impedance between the treatment electrode and return electrode while the treatment electrode is moved across a facial treatment region. E.G. [0002], [0039]-[0046]. a detection mode in which impedance is monitored E.G. [0039]-[0046]. circuitry configured to initiate a treatment mode when the trigger condition is satisfied E.G. [0040]-[0042] output of a user indication when treatment mode is entered E.G. [0028], [0040]-[0042] delivery of therapeutic microcurrent through the user after the trigger condition is met E.G. [0041], [0077]-[0078]. Claude et al. teaches impedance-based identification of treatment locations and administration of therapeutic microcurrent to facial treatment regions. However, Claude et al. does not explicitly disclosed a specific current magnitude. Liss et al. teaches facial electrical stimulation utilizing approximately 4mA is effective for transcutaneous stimulation of facial nerve regions to alleviate facial pain [(col. 2, lines 10-27); (col 4, lines 25-30)]. Therefore, it would have been obvious to one having ordinary skill in the art to utilize the stimulation amplitude taught by Liss et al. in Claude’s system in order to provide an effective therapeutic current for facial nerve stimulation because Liss et al. provides a known workable stimulation parameter for the same type of electrical treatment applied to facial tissue. Doing so would merely involve selecting a known stimulation parameter from a finite number of predictable options. Claims 47-54 are rejected with claim 46 Claude et al. teaches; 47. dynamically establishing trigger conditions from impedance measurements E.G. [0039]-[0046]. 48. impedance thresholds based on impedance variables E.G. [0040]-[0045]. 49. threshold determination using impedance measurements acquired during detection E.G. [0039]-[0045]. 50. averaging impedance values in determining treatment threshold E.G. [0041]-[0042] 51. determining a first derivative of impedance measurements for treatment identification E.G. [0043]-[0044] 52. determining a second derivative of impedance measurements E.G. [0044]-[0045] 53. identifying treatment regions based on impedance characteristics E.G. [0043]-[0046] 54. adaptive treatment initiation based on impedance derived thresholds E.G. [0039]-[0046]. 56. Claim 56 is rejected for substantially the same reasons set forth for claim 46 because Claude et al. teaches the recited impedance-detection circuitry, trigger-condition establishment, treatment-mode initiation, user indication and therapeutic microcurrent delivery features and Liss et al. teaches the claimed current magnitude. 57-58. therapeutic microcurrent values less than 300 microamps (e.g., approximately 120 microamps) for treatment stimulation E.G. [0075]-[0078]. 59. a biphasic waveform comprising alternating current pulses of alternating polarity E.G. [0075]-[0078]. 60-64. Claims 60-64 recite waveform parameters associated with the biphasic therapeutic microcurrent of claim 59, including waveform frequency, zero DC offset, and pulse duty cycle characteristics. Claude et al. teaches such biphasic stimulations waveforms and associated pulse characteristics [0075]-[0078]. Alternatively, it would have been obvious to one of ordinary skill in the art at the time invention was made to select particular waveform frequencies, duty cycles, etc. for the therapeutic microcurrent taught by Claude et al. because such parameters were recognized in the art as result-effective variables affecting therapeutic efficacy, patient comfort, and stimulation performance. Optimization of known stimulation waveform parameters would have involved only routine experimentation to achieved a desired therapeutic effect. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 421 (2007). 65. applying a stimulation voltage between the treatment electrode and return electrode to generate the therapeutic microcurrent E.G. [0075]-[0078]. 67. Claim 67 is substantially the same limitation as claim 59 and is rejected for the same reasons set forth above. 69. Claim 69 is substantially the same limitation as claim 59 and is rejected for the same reasons set forth above. 70. Claim 70 is substantially the same limitation as claim 57 and is rejected for the same reasons set forth above. 71. Claim 71 is substantially the same limitation as claim 58 and is rejected for the same reasons set forth above. Response to Arguments Applicant's arguments filed March 13, 2026 have been fully considered but they are not persuasive. The applicant argues the following point(s) in which the examiner provides a reason(s) as to why the arguments are not persuasive: The applicant’s previous arguments have been considered but are not persuasive for the reasons set forth in the present rejection. Claude et al. teaches the claimed impedance-based triggering and therapeutic microcurrent delivery, while the modifying reference, Liss et al., teaches application of microcurrent therapy to TMJ treatment regions. One of ordinary skill in the art would have been motivated to combine the references to apply Claude’s adaptive triggering techniques to the known TMJ treatment methods of Liss et al. to improve treatment localization and therapeutic effectiveness. Accordingly, the rejection is maintained. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NICOLE F JOHNSON whose telephone number is (571)270-5040. The examiner can normally be reached Monday-Friday 8:00am-5:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, David Hamaoui can be reached at 571-270-5625. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NICOLE F JOHNSON/Primary Examiner, Art Unit 3796
Read full office action

Prosecution Timeline

Aug 04, 2023
Application Filed
Sep 05, 2025
Non-Final Rejection mailed — §103
Dec 04, 2025
Response Filed
Jan 13, 2026
Final Rejection mailed — §103
Mar 13, 2026
Response after Non-Final Action
Jun 11, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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MEDICAL DEVICE WITH ENHANCED ELECTROCARDIOGRAM CHANNEL SELECTION
2y 7m to grant Granted Jul 14, 2026
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METHOD AND APPARATUS FOR CLASSIFYING ELECTROENCEPHALOGRAM SIGNAL, METHOD AND APPARATUS FOR TRAINING CLASSIFICATION MODEL, AND ELECTRONIC DEVICE AND COMPUTER-READABLE STORAGE MEDIUM
3y 8m to grant Granted Jun 23, 2026
Patent 12664198
AUTOMATIC PATTERN ACQUISITION
3y 0m to grant Granted Jun 23, 2026
Patent 12653458
METHODS, SYSTEMS, AND DEVICES FOR DETECTING APNEA EVENTS
2y 6m to grant Granted Jun 16, 2026
Patent 12648739
METHODS AND SYSTEMS FOR FORECASTING SEIZURES
4y 2m to grant Granted Jun 09, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
88%
Grant Probability
95%
With Interview (+7.1%)
2y 8m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1364 resolved cases by this examiner. Grant probability derived from career allowance rate.

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