Prosecution Insights
Last updated: May 29, 2026
Application No. 18/368,073

FILTER APPARATUS AND METHOD OF MANAGING THE SAME

Non-Final OA §102§103
Filed
Sep 14, 2023
Priority
Nov 22, 2022 — RE 10-2022-0157701 +2 more
Examiner
PERRIN, JOSEPH L
Art Unit
1711
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
985 granted / 1275 resolved
+12.3% vs TC avg
Strong +22% interview lift
Without
With
+22.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
29 currently pending
Career history
1308
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
68.1%
+28.1% vs TC avg
§102
7.7%
-32.3% vs TC avg
§112
12.6%
-27.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1275 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I, claims 1-13, in the reply filed on 14 January 2026 is acknowledged. Claims 14-15 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed above. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 3, 6, and 8-9 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by WO 2021/165850 A1 to Sirmon. Regarding independent claim 1, Sirmon discloses a method of managing a filter apparatus (1) positionable outside a washing machine and connectable to a drain device of the washing machine to filter water discharged from the washing machine (see Fig. 1 and text, particularly p. 5 under Detailed Description), the method comprising: storing, by a server, information of the washing machine (see ¶ bridging pp. 8-9 where washing machine filter information is collected and stored for later transmittal; see also p. 11, last ¶ to p. 12, first ¶ where the user app is configured to setup the filter using washing machine data); registering, by the server, the filter apparatus in association with a user account based on receiving a registration request signal to register the filter apparatus (see p. 10, ¶ 6 to p. 11, ¶ 1, where washing machine filter information is registered and transmitted to user device linked to a customer internet server account); and transmitting, by the server, the information of the washing machine to the filter apparatus based on the filter apparatus being registered in association with the user account (see p. 10, ¶ 6 to p. 11, ¶ 1, where washing machine filter information is registered and transmitted to user device linked to a customer internet server account; see also p. 12, ¶ 1 which discloses the user app communicating washing machine data as well as filter data). Regarding claim 3, Sirmon further discloses obtaining, by a user device, the information of the washing machine; and transmitting, by the user device, the information of the washing machine to the server (see p. 10, ¶ 6 to p. 12, ¶ 1, which discloses user app receiving and transmitting filter and washing machine data), Regarding claim 6, Sirmon further discloses wherein the obtaining, by the user device, the information of the washing machine includes: receiving, by the user device, the information of the washing machine from the washing machine through a short-range communication module (see wireless data transmission at abstract & p. 2, ¶ 2). Regarding claim 8, Sirmon further discloses modifying, by the filter apparatus, a preset operation algorithm based on the information of the washing machine (see p. 11, last ¶ to p. 12, first ¶ where the filter can be configured and set up via the user app to control various washing machine options). Regarding claim 9, Sirmon further discloses wherein the modifying of the preset operation algorithm based on the information of the washing machine includes: adjusting an operation rate of a filter cleaning device based on the information of the washing machine (see p. 11, ¶ 1 where usage rate of the filter can be transmitted to the user app). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 2, 4, and 10-13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sirmon. Regarding claims 2 and 4, Sirmon discloses the claimed invention with the exception of establishing, by the washing machine, a communication with the server; transmitting, by the washing machine, a registration request signal to register the washing machine including the information of the washing machine to the server; and registering, by the server, the washing machine in association with the user account thereby linking the information of the washing machine and information of the filter apparatus with each other through the user account (claim 2) or transmitting, by the server, a signal requesting the information of the washing machine to the user device based on the registration request signal to register the filter apparatus being received; and providing, by the user device, a user interface for inputting the information of the washing machine based on the signal requesting the information of the washing machine being received (claim 4). However, Sirmon (see above) does disclose communication between each of a server, washing machine, filter, and user app, and performing the communications and data sharing between the devices as claimed would have been well within the general knowledge and skill of one having ordinary skill in the art to achieve the predictable results of providing electronic communication between a user, a washing machine, and an external filter. Regarding claims 10-13, Sirmon discloses the invention including using a filter external of a washing machine and operation via a user app based on filter operations and washing machine operations (see above). Regarding claims 10-13, the position is taken that it would have been obvious to a person having ordinary skill in the art at the time of effective filing to receive, transmit, and initiate signal of typical washing machine and filter operations such as those recited in claims 10-13 (see p. 11, ¶ 1 and p. 12, ¶ 1 where various operational statuses may be transmitted between the washing machine, filter and user). Claim(s) 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sirmon in view of US 2020/0240066 to Ko et al. (“Ko”). Regarding claim 5, Sirmon discloses the claimed invention with the exception of wherein the obtaining, by the user device, the information of the washing machine includes photographing, by the user device, a visual indicator representing the information of the washing machine using a camera. However, use of cameras in washing machines for reading barcodes or QR codes is old and known. As is user apps using cell phone cameras. For instance, Ko teaches that it is known to use a camera to recognize laundry information with a QR code or barcode in order to determine a washing operation (see Ko at ¶ [0131]). Therefore, the position is taken that it would have been obvious at the time of effective filing to provide the method of Sirmon with a camera, such as that taught in Ko, for the purpose of operating a washing machine using a QR code or barcode to obtain washing operational information. Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sirmon in view of EP 3511628 to Langhammer (machine translation provided). Regarding claim 7, Sirmon discloses the claimed invention including wireless transmission between the filter/washing machine and user app. Sirmon does not expressly disclose the filter apparatus operating in a soft access point (Soft AP) mode; receiving, by the filter apparatus, access point information to connect the filter apparatus to a wireless access point apparatus from a user device while filter apparatus is operating in the soft AP mode; establishing, by the filter apparatus, a communication with a wireless access relay apparatus based on the access point information received; and transmitting, by the filter apparatus, the registration request signal to register the filter apparatus to the server based on the communication being established with the wireless access point apparatus. However, use of a soft access point mode to wirelessly transmit between washing machines and users are old and known. For instance, Langhammer teaches that it is known to provide wireless access between a user and a washing appliance using a soft access point between a user and the appliance (see p. 2, last sentence - p. 3. 2nd ¶ of translation). Therefore, the position is taken that it would have been obvious at the time of effective filing to provide the filter, washing machine, and user app configuration of Sirmon using a soft access point mode in order to provide communication between the home appliance and software-based wireless access point, such as that provided in Langhammer, to yield the same and predictable wireless communicating results. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSEPH L PERRIN whose telephone number is (571)272-1305. The examiner can normally be reached M-F 7:30-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael E. Barr can be reached at 571-272-1414. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Joseph L. Perrin, Ph.D. Primary Examiner Art Unit 1711 /Joseph L. Perrin/Primary Examiner, Art Unit 1711
Read full office action

Prosecution Timeline

Sep 14, 2023
Application Filed
Apr 01, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
99%
With Interview (+22.2%)
2y 10m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1275 resolved cases by this examiner. Grant probability derived from career allowance rate.

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