Prosecution Insights
Last updated: October 02, 2026
Application No. 18/368,363

SEMICONDUCTOR DEVICE

Final Rejection §103
Filed
Sep 14, 2023
Priority
Sep 15, 2022 — JP 2022-147243
Examiner
YASMEEN, NISHATH
Art Unit
2811
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sumitomo Electric Industries Ltd.
OA Round
2 (Final)
77%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
87%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
374 granted / 484 resolved
+9.3% vs TC avg
Moderate +9% lift
Without
With
+9.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
13 currently pending
Career history
496
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
66.4%
+26.4% vs TC avg
§102
15.1%
-24.9% vs TC avg
§112
16.5%
-23.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 484 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 10/3/2023 is being considered by the examiner. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6, 9-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Takeda et al (US 6,081,426 hereinafter Takeda). Regarding Claim 1, Takeda discloses in Fig 7: A semiconductor device comprising: a wiring substrate (12) including a first main surface and a second main surface opposite to the first main surface, the wiring substrate including an opening (See Fig 7) that penetrates completely through the wiring substrate from the first main surface to the second main surface, the opening having an inner side surface that surrounds the opening; a metal substrate (30) fixed to the wiring substrate and covering the opening from a second main surface side (See Fig 7); a semiconductor chip (34) fixed to a main surface of the metal substrate on a wiring substrate side, within the opening such that the inner side surface of the opening laterally surrounds the semiconductor chip (See Fig 7); a resin (in 16: See Fig 11:73) covering the semiconductor chip from a first main surface side of the wiring substrate (12) and extending into the opening, the resin having a thermal expansion coefficient different from a thermal expansion coefficient of the wiring substrate (12); and an adhesive (54) disposed, in a peripheral region of the opening (16) between the inner side surface of the opening, the main surface of the metal substrate, and the resin, wherein the adhesive contains a metal paste, and wherein the adhesive is disposed on the main surface of the metal substrate (30: Fig 8) so that a thickness of the adhesive increases monotonically from a center side of the opening toward the inner side surface of the opening (See Fig 8) (Col 7 lines 25-67). Regarding Claim 2, Takeda discloses in Fig 7: The semiconductor device according to claim 1, wherein, at the inner side surface of the opening (16). Takeda specifically does not disclose: a dimension of the adhesive measured in a thickness direction of the wiring substrate is one-half or more of a thickness of the wiring substrate. However, the Applicant has not disclosed that having the adhesive thickness in a specific range, solves any stated problem or is for any particular purpose that is critical to the overall claimed invention (i.e. the invention would not work without the specific claimed values). On the other hand, one of ordinary skilled in the art would find it obvious that the height of the adhesive affects the adhesion and sealing capability and thus the adhesive thickness would be considered a result effective variable. Accordingly, the claim is obvious without showing that the claimed range(s) achieve unexpected results relative to the prior art range. In re Woodruff, 16 USPQ2d 1935, 1937 (Fed. Cir. 1990). See also In re Huang, 40 USPQ2d 1685, 1688 (Fed. Cir. 1996) (claimed ranges of a result effective variable, which do not overlap the prior art ranges, are unpatentable unless they produce a new and unexpected result which is different in kind and not merely in degree from the results of the prior art). See also In re Boesch, 205 USPQ 215 (CCPA) (discovery of optimum value of result effective variable in known process is ordinarily within skill of art) and In re Aller, 105 USPQ 233 (CCPA 1955) (selection of optimum ranges within prior art general conditions is obvious). Therefore, one of ordinary skill in the art at the time of the invention would recognize that it would be obvious to optimize “an adhesive thickness” as a "result effective variable”, and arrive at the recited limitation. Regarding Claim 3, Takeda discloses in Fig 7: The semiconductor device according to claim 1, wherein a thermal expansion coefficient of the wiring substrate (epoxy based) is twice or more of a thermal expansion coefficient of the resin (See Fig 11:73). The materials disclosed by Applicant in [0027, 0029] are same as the materials disclosed by Takeda in Figs 7 and 11. Regarding Claim 4, Takeda discloses in Fig 7: The semiconductor device according to claim 1, wherein a straight line connecting (i) an end point of the Adhesive (54) at the inner side surface of the opening on the first main surface side and (ii) an end point of the adhesive on the main surface of the metal substrate (30) at the center side of the opening forms an angle of 45 degrees or less with respect to the main surface of the metal substrate (See Fig 8). Regarding Claim 5, Takeda discloses in Fig 7: The semiconductor device according to claim 1, further comprising a metal film provided on the main surface of the metal substrate, the metal film being formed of a metal material containing at least one of gold, silver, copper, iron, zinc, and tin (Col 7lines 25-30). Regarding Claim 6, Takeda discloses in Fig 7: The semiconductor device according to claim 1, further comprising a second adhesive (36) different from the adhesive, the second adhesive being disposed inside the opening on the main surface of the metal substrate (30) on the wiring substrate side, wherein the adhesive and the second adhesive are spaced apart from each other on the main surface of the metal substrate (See Fig 7). Regarding Claim 9, Takeda discloses in Fig 7: The semiconductor device according to claim 1, wherein the wiring substrate (12) contains at least one of an epoxy-based material, a fluorine-based material, a polyphenylene oxide-based material, and a phenol-based material, and the resin contains an epoxy-based material or a silicon-based material (Col 4 lines 60-67). Regarding Claim 10, Takeda discloses in Fig 7: The semiconductor device according to claim 6, wherein a highest point of an exposed upper surface of the adhesive (54) at the inner side surface of the opening is located higher, in the thickness direction of the wiring substrate (12), than a highest point of an exposed upper surface of the second adhesive (36) at an edge portion of the semiconductor chip (See Fig 7 and 8). Regarding Claim 11, Takeda discloses in Fig 7: The semiconductor device according to claim 6, wherein the adhesive (54) and the second adhesive (36) are separated from each other, and a portion of the resin (16) is interposed between the adhesive and the second adhesive in a region between the semiconductor chip (34) and the inner side surface of the opening. Regarding Claim 12, Takeda discloses in Fig 7: The semiconductor device according to claim 1, wherein the adhesive (54) extends continuously along an entire perimeter of the inner side surface of the opening to form an annular fillet between the inner side surface, the main surface of the metal substrate (30), and the resin (Col 7 lines 50-67). Claim(s) 7 is rejected under 35 U.S.C. 103 as being unpatentable over Takeda et al (US 6,081,426 hereinafter Takeda) in view of Cheng et al (US 2015/0235990 A1 hereinafter Cheng) Regarding Claim 7, Takeda discloses in Fig 7: The semiconductor device according to claim 6. Takeda does not disclose: wherein the adhesive and the second adhesive are formed of a same base resin material. However, Cheng in a similar device teaches in [0026] wherein the adhesive and the second adhesive are formed of a same base resin material. References Takeda and Cheng are analogous art because they both are directed to packaging devices and one of ordinary skill in the art would have had a reasonable expectation of success to modify device of Takeda with the specified features of Cheng because they are from the same field of endeavor. It would have been obvious to one of ordinary skill in the art at the time of effective filing of the invention to combine teachings of Takeda and Cheng so that the adhesive and the second adhesive are formed of a same base resin material as taught by Cheng in Takeda’s device since, resins are commonly used encapsulating and underfill materials in semiconductor arts. Claim(s) 8 is rejected under 35 U.S.C. 103 as being unpatentable over Takeda et al (US 6,081,426 hereinafter Takeda) in view of Nakamura et al (US 2014/000 1648 A1 hereinafter Nakamura) Regarding Claim 8, Takeda disclose: The semiconductor device according to claim 6. Takeda discloses that adhesive (54) includes gold (Col 7 l;ines 30-40). Takeda does not disclose: wherein the second adhesive includes a metal paste containing at least one of gold, silver, copper, nickel, and aluminum. However, Nakamura in a similar device teaches in [0039] wherein the second adhesive includes a metal paste containing at least one of gold, silver, copper, nickel, and aluminum. References Takeda and Nakamura are analogous art because they both are directed to packaging devices and one of ordinary skill in the art would have had a reasonable expectation of success to modify device of Takeda with the specified features of Nakamura because they are from the same field of endeavor. It would have been obvious to one of ordinary skill in the art at the time of effective filing of the invention to combine teachings of Takeda and Nakamura so that wherein the second adhesive includes a metal paste containing at least one of gold, silver, copper, nickel, and aluminum as taught by Nakamura in Takeda’s device since, underfill materials with metal paste aid in thermal transfer in semiconductor arts. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NISHATH YASMEEN whose telephone number is (571)270-7564. The examiner can normally be reached Mon-Fri 9AM-6PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Lynne Gurley can be reached at 571-272-1670. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NISHATH YASMEEN/Primary Examiner, Art Unit 2811
Read full office action

Prosecution Timeline

Sep 14, 2023
Application Filed
Feb 05, 2026
Non-Final Rejection mailed — §103
Apr 28, 2026
Response Filed
Aug 26, 2026
Final Rejection mailed — §103
Sep 18, 2026
Interview Requested
Sep 24, 2026
Examiner Interview Summary
Sep 24, 2026
Applicant Interview (Telephonic)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12751338
PACKAGED INTEGRATED CIRCUIT DEVICES WITH ENHANCED DAM STRUCTURES THAT PROVIDE INCREASED YIELD AND RELIABILITY
3y 0m to grant Granted Sep 29, 2026
Patent 12745668
DAM SURROUNDING A DIE ON A SUBSTRATE
5y 0m to grant Granted Sep 22, 2026
Patent 12745637
POWER SEMICONDUCTOR MODULE AND MANUFACTURING METHOD THEREOF
3y 1m to grant Granted Sep 22, 2026
Patent 12720960
DISPLAY SUBSTRATE, DISPLAY PANEL, AND DISPLAY APPARATUS
3y 9m to grant Granted Aug 25, 2026
Patent 12713924
DEVICE, METHOD, AND SYSTEM TO PROTECT THROUGH-DIELECTRIC VIAS OF A COMPOSITE CHIPLET
4y 0m to grant Granted Aug 18, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
77%
Grant Probability
87%
With Interview (+9.3%)
2y 6m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 484 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month