Prosecution Insights
Last updated: October 02, 2026
Application No. 18/369,681

ORGANIC LIGHT EMITTING DEVICE

Non-Final OA §103
Filed
Sep 18, 2023
Priority
Nov 16, 2016 — RE 10-2016-0152691 +3 more
Examiner
DEGUIRE, SEAN M
Art Unit
Tech Center
Assignee
LG Chem Ltd.
OA Round
1 (Non-Final)
61%
Grant Probability
Moderate
1-2
OA Rounds
1y 0m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allowance Rate
176 granted / 290 resolved
+0.7% vs TC avg
Strong +29% interview lift
Without
With
+28.7%
Interview Lift
resolved cases with interview
Typical timeline
4y 0m
Avg Prosecution
50 currently pending
Career history
338
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
57.2%
+17.2% vs TC avg
§102
12.8%
-27.2% vs TC avg
§112
19.7%
-20.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 290 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-8 are rejected under 35 U.S.C. 103 as being unpatentable over Parham et al (US 2019/0165282) (Parham) in view of Min et al. (US 2013/0256645) (Min) and further in view of Lee et al. (WO 2017/188597) (Lee). In reference to claims 1-8, Parham teaches an organic electroluminescent device comprising an anode and a cathode and at least one light emitting layer (Parham [0108]) wherein the device includes a compound of formula (IIa) as shown below (Parham [0032]; [0110]) as a matrix material in the light emitting layer in combination with a further matrix material that is preferably a carbazole compound (Parham [0110] [0113]) PNG media_image1.png 197 462 media_image1.png Greyscale PNG media_image2.png 206 347 media_image2.png Greyscale for example wherein in the compound of formula (IIa), Y is O (Parham [0012]), R1 is hydrogen (Parham [0016]), L1 and L2 are each a bond (Parham [0014]), Q1 is an electron transporting group (that is Q1 in the compound of formula 1 as shown above right) (Parham [0036] [0069]) and Q2 is an electron transporting group (Parham [0036]). Parham discloses the compound of formula IIa that encompasses the presently claimed compound of formula 1-1, including wherein in the compound of formula (IIa), Y is O, R1 is hydrogen, L1 and L2 are each a bond, Q1 is an electron-transporting group that is Q1 in the compound of formula 1 as shown above right) and Q2 is an electron-transporting group. Each of the disclosed substituents from the substituent groups of Parham are considered functionally equivalent and their selection would lead to obvious variants of the compound of formula IIa. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the instant application, in the absence of unexpected results, to have selected these substituents among those disclosed for compound of formula IIa to provide the compound described above, which is both disclosed by Parham and encompassed within the scope of the present claims and thereby arrive at the claimed compound. Parham teaches that the electron-transporting groups are widely known in the technical field and promote the ability of compounds to transport and/or conduct electrons but does not expressly teach that the group is a group corresponding to the instantly claimed groups Ar3. With respect to the difference, Min teaches compounds for use in organic optoelectronic devices including electron transporting unit substituents that can be, among other groups including the groups exemplified by Parham, triphenylene (Min [0035] [0039]). Min further teaches that triphenylene specifically is preferred as it is bulky which can lower crystallinity and increase life-span and has a wider band gap (Min [0040]-[0041]). In light of the motivation of using the triphenylene electron transport substituent as described above, it would therefore have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to use the triphenylene electron transporting substituent as described by Min as the electron-transporting group of Parham in order to lower crystallinity, increase lifetime and have a wide band gap, and thereby arrive at the claimed invention. While Parham teaches that the device of Parham in view of Min includes a further matrix material that is a carbazole compound, Parham does not expressly teach that the carbazole compound is a carbazole compound of the instantly claimed Chemical Formula 1. With respect to the difference, Lee teaches a carbazole host material comprising a compound of formula 9 as a second host material (Lee [0098] [0120]) wherein the compound of formula 9 is, for example, the compound H-24 as show below (Lee [0136]). Lee further teaches that the use of this host material an OLED device, for example in the device of Parham in view of Min, produces a device with low driving voltage, high efficiency and long lifetime (Lee [0070]). PNG media_image3.png 194 289 media_image3.png Greyscale In light of the motivation of using the host material including the compound H-24 as described above, it would therefore have been obvious to one of ordinary skill in the art before the effective filing date of the instant application to use the host material including the compound H-24 as described by Lee in the device of Parhman in view of Min in order to provide a device with low driving voltage, high luminance, high efficiency and long lifetime, and thereby arrive at the claimed invention. For Claim 1: Reads on a device comprising a cathode, an anode and at least one light emitting layer wherein the light emitting layer includes a first host of the chemical formula 1-1 wherein Y is O, L1 is a single bond, L2 is a single bond, X1, X2 and X3 are each N, and Ar1, Ar2 are each phenyl, Ar3 is triphenylene; and a compound of formula 2 L’ is a single bond, L’’ is a single bond, R’1 is 9-phenylcarbazolyl, Y’ is NR’, R’ is phenyl. For Claim 2: Reads on wherein X1, X2 and X3 are each N. For Claim 3: Reads on wherein L1 is a single bond. For Claim 4: Reads on wherein Ar1 and Ar2 are each phenyl. For Claim 5: Reads on PNG media_image4.png 125 147 media_image4.png Greyscale . For Claim 6: Reads on wherein R’ is phenyl. For Claim 7: Reads on wherein R’1 is 9-phenylcarbazolyl. For Claim 8: Reads on PNG media_image5.png 104 146 media_image5.png Greyscale . Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Sean M DeGuire whose telephone number is (571)270-1027. The examiner can normally be reached Monday to Friday, 7:00 AM - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer A. Boyd can be reached at (571) 272-7783. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Sean M DeGuire/Primary Examiner, Art Unit 1786
Read full office action

Prosecution Timeline

Sep 18, 2023
Application Filed
Sep 15, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12733390
LIGHT-EMITTING DEVICE AND DISPLAY APPARATUS INCLUDING THE SAME
4y 5m to grant Granted Sep 08, 2026
Patent 12727380
LIGHT-EMITTING DEVICE AND ELECTRONIC APPARATUS INCLUDING THE SAME
4y 5m to grant Granted Sep 01, 2026
Patent 12723192
ORGANIC ELECTROLUMINESCENT ELEMENT
4y 1m to grant Granted Sep 01, 2026
Patent 12703710
LIGHT-EMITTING DEVICE INCLUDING HETEROCYCLIC COMPOUND, ELECTRONIC APPARATUS INCLUDING THE LIGHT-EMITTING DEVICE, AND THE HETEROCYCLIC COMPOUND
4y 6m to grant Granted Aug 11, 2026
Patent 12707801
LIGHT-EMITTING DEVICE AND ELECTRONIC APPARATUS INCLUDING SAME
4y 5m to grant Granted Aug 11, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
61%
Grant Probability
89%
With Interview (+28.7%)
4y 0m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 290 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month