Prosecution Insights
Last updated: May 29, 2026
Application No. 18/370,533

APPARATUS AND METHOD FOR MEASURING AND REPORTING PERFORMANCE MONITORING DATA IN WIRELESS COMMUNICATION SYSTEM

Non-Final OA §103
Filed
Sep 20, 2023
Priority
Jan 06, 2023 — RE 10-2023-0002416 +2 more
Examiner
KELLER, MICHAEL A
Art Unit
2446
Tech Center
2400 — Computer Networks
Assignee
ELECTRONICS AND TELECOMMUNICATIONS RESEARCH INSTITUTE
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
596 granted / 691 resolved
+28.3% vs TC avg
Strong +17% interview lift
Without
With
+16.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
20 currently pending
Career history
711
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
86.3%
+46.3% vs TC avg
§102
3.2%
-36.8% vs TC avg
§112
2.3%
-37.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 691 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This action is in response to the communication filed on 3/23/2026. Claims 1-8 are pending. In 3/23/2026 communication applicant elected with traverse claims 1-8. Examiner Note The examiner is here to serve, to assist, and to help applicant to the very best of his ability. The Primary Patent Examiner position is a position of serving and it is an honor to externally serve the applicant and attorney and to internally serve junior examiners and supervisors. The goal of the examiner is to work with and assist applicant to move cases along as efficiently as possible. Applicant is encouraged to call examiner to schedule an interview if applicant has any questions about this action, wants to discuss any possible paths forward, has proposed amendments to the claims to run by the examiner, or for any other issues that applicant would like to discuss. Examiner can normally be reached at (571) 270-3863 or michael.keller@uspto.gov, Monday-Friday, from about 6 AM - 10 PM EST and if your call is missed examiner will try to return call quickly, thank you. Priority This application claims priority of KR10-2023-0002416, filed 1/6/2023. The assignee of record is Electronics and Telecommunications Research Institute. The listed inventor(s) is/are: HA, Jeoung Lak; KIM, Changki; LEE, Jaewook; CHOI, Seung Han. Response to Arguments Applicant’s arguments filed 3/23/2026 have been fully considered but they are not persuasive. Applicant argues: a. PNG media_image1.png 872 646 media_image1.png Greyscale PNG media_image2.png 262 674 media_image2.png Greyscale a. Examiner respectfully disagrees. Examiner indicated claims 1-8 are classified in H04W24/08 and claims 9-17 are classified in H04L41/5067, therefore the examiner has shown separate classifications and different field of searches for the two sets of claims. Further evidence is found in the below prior art rejections and references used to make the rejections of claims 1-8 below, which do not appear to be prior art for mapping the claim limitations of claims 9-17. Response to Amendment Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Talebi Fard et al. (US 20250274810 A1, Provisional 63/410,525 filed 9/27/2022; hereinafter Tal) in view of Yao et al. (US 20210289393 A1, published 9/16/2021; hereinafter Yao). For Claim 1, Tal teaches an operation method of a user plane function (UPF) in a wireless communication system, the method comprising: receiving a QoS monitoring request from a session management function (SMF), wherein the QoS monitoring request comprises monitoring of at least one of a data rate, a congestion level, a packet transmission count, a packet retransmission count, a packet retransmission ratio, a packet drop count, or a packet drop ratio (Tal ¶ 0380 The SMF may generate the QoS Monitoring configuration for RAN: RAN congestion measurement indication, measure frequency, report threshold). Tal does not explicitly teach a request. However, Yao teaches a request (Yao Claim 29 An apparatus configured to operate as packet data unit (PDU) session anchor (PSA) user plane function (UPF) in a 5.sup.th generation (5G) system, the apparatus comprising: processing circuitry configured to: receive, from a session management function (SMF), a request to perform quality of service (QoS) monitoring, the request comprising an indication that event-triggered QoS monitoring is supported and thresholds to trigger reporting of the QoS monitoring if the event-triggered QoS monitoring is supported, the QoS monitoring comprising at least one of: QoS monitoring per QoS flow per user equipment (UE) for ultra-reliable low-latency communication (URLLC) service between the PSA UPF and a next generation radio access network (NG-RAN), or General Packet Radio Service (GPRS) Tunneling Protocol (GTP) user plane (GTP-U) path QoS monitoring; in response to reception of the request, perform the QoS monitoring, the QoS monitoring including: uplink (UL) or downlink (DL) packet delay and round trip time (RTT) between the PSA UPF and UE for QoS monitoring per QoS flow per UE, and packet delays between the PSA UPF and NG-RAN for GTP-U path QoS monitoring; send, to the SMF in response to at least one of the thresholds having been met, a report containing measurements of the QoS monitoring associated with the at least one of the thresholds; and determine, based on the report for GTP-U path QoS monitoring, QoS flow mapping to a network instance, and a memory configured to store the measurements.) Yao and Tal are analogous art because they are both related to QoS. Before the effective filing date of the claimed invention it would have been obvious to one of ordinary skill in the art to use the request techniques of Yao with the system of Tal because of ability to determine QoS flow mapping (Yao Claim 29). For Claim 2, Tal-Yao teaches the method of claim 1, wherein the QoS monitoring request further comprises at least one of a threshold of the data rate, a threshold of the congestion level, a threshold of the packet transmission count, a threshold of the packet retransmission count, a threshold of the packet retransmission ratio, a threshold of the packet drop count, or a threshold of the packet drop ratio (Tal ¶ 0380). For Claim 3, Tal-Yao teaches the method of claim 1, wherein in the receiving of the QoS monitoring request from the session management function further comprises at least one of a session identifier, a QoS flow identifier, a reporting method, a monitoring period, a reporting frequency, an event notification URI to which report is sent directly, a notification correlation identifier, or a duplicate reporting flag (Tal ¶ 0380). For Claim 4, Tal-Yao teaches the method of claim 1, wherein the data rate comprises a data rate for an uplink or a data rate for a downlink, the congestion level comprises a congestion level for an uplink or a congestion level for a downlink, the packet transmission count comprises a packet transmission count for an uplink or a packet transmission count for a downlink, the packet retransmission count comprises a packet retransmission count for an uplink or a packet retransmission count for a downlink, the packet retransmission ratio comprises a packet retransmission ratio for an uplink or a packet retransmission ratio for a downlink, the packet drop count comprises a packet drop count for an uplink or a packet drop count for a downlink, or the packet drop ratio comprises a packet drop ratio for an uplink or a packet drop ratio for a downlink (Tal ¶ 0161). For Claim 5, Tal-Yao teaches the method of claim 3, wherein the reporting frequency comprises at least one of periodic reporting, event triggered reporting, or reporting when PDU session is released (Tal ¶ 0380). For Claim 6, Tal-Yao teaches an operation method of a radio access network (RAN) in a wireless communication system, the method comprising: receiving a QoS monitoring request from a session management function (SMF), wherein the receiving QoS monitoring request comprises requesting monitoring of at least one of a data rate, a congestion level, a packet transmission count, a packet retransmission count, a packet retransmission ratio, a packet drop count, or a packet drop ratio (Tal ¶ 0380). For Claim 7, Tal-Yao teaches the method of claim 6, wherein the QoS monitoring request further comprises at least one of a threshold of the data rate, a threshold of the congestion level, a threshold of the packet transmission count, a threshold of the packet retransmission count, a threshold of the packet retransmission ratio, a threshold of the packet drop count, or a threshold of the packet drop ratio (Tal ¶ 0380). For Claim 8, Tal-Yao teaches the method of claim 6, wherein the receiving of the QoS monitoring request from the session management function (SMF) comprises requesting at least one of a session identifier to be measured, a QoS flow identifier to be measured, a reporting method, a monitoring period, or a reporting frequency (Tal ¶ 0380). Citation of Pertinent Prior Art The prior art made of record and not relied upon is considered pertinent to applicant's disclosure is listed below, thank you: i. WO 2020224755 A1, NETWORK NODES FOR HANDLING NON-FULFILMENT OF QOS REQUIRMENTS Please see PTO-892 for additional listing of relevant prior art made of record but not relied upon, thank you. Conclusion Any inquiry concerning communications from the examiner should be directed to Michael Keller at (571)270-3863 or michael.keller@uspto.gov. If attempts to reach the examiner are unsuccessful, the examiner’s supervisor, Brian Gillis can be reached on 571-272-7952. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL A KELLER/ Primary Patent Examiner, Art Unit 2446
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Prosecution Timeline

Sep 20, 2023
Application Filed
May 13, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
99%
With Interview (+16.7%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 691 resolved cases by this examiner. Grant probability derived from career allowance rate.

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