Prosecution Insights
Last updated: October 01, 2026
Application No. 18/372,535

CATALYSTS

Non-Final OA §102§103
Filed
Sep 25, 2023
Priority
Sep 26, 2022 — provisional 63/410,083
Examiner
SPIES, BRADLEY R
Art Unit
1742
Tech Center
1700 — Chemical & Materials Engineering
Assignee
The Regents of the University of California
OA Round
2 (Non-Final)
74%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
622 granted / 838 resolved
+9.2% vs TC avg
Strong +20% interview lift
Without
With
+20.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
38 currently pending
Career history
858
Total Applications
across all art units

Statute-Specific Performance

§101
1.9%
-38.1% vs TC avg
§103
50.2%
+10.2% vs TC avg
§102
17.8%
-22.2% vs TC avg
§112
18.7%
-21.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 838 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments filed 8/27/2026 with respect to amended claim 10 have been fully considered and are persuasive. The rejection of claim 10 and dependent claims has been withdrawn. However, as discussed below in light of this the restriction requirement dated 3/04/2026 with respect to group I is withdrawn, and claim 1 is fully examined for patentability and is rejected as discussed below. Applicant’s arguments regarding specific benefits regarding combination of catalytic materials for specific applications, while persuasive regarding claim 10, are not applicable to claim 1 given the breadth of claim 1 and given that claim 1 refers to a catalyst, not a process of use. As discussed below, the combination of catalysts required by claim 1 is anticipated or at minimum rendered obvious by Wu. Election/Restrictions Upon reconsideration and in view of the status of claim 10 which incorporates the limitations of withdrawn claim 1, the restriction requirement as set forth in the Office action mailed on 3/04/2026 is partially withdrawn with respect to group I claims 1-9. In view of the withdrawal of the restriction requirement as to the specific inventions, applicant(s) are advised that if any claim presented in a divisional application is anticipated by, or includes all the limitations of, a claim that is allowable in the present application, such claim may be subject to provisional statutory and/or nonstatutory double patenting rejections over the claims of the instant application. Once the restriction requirement is withdrawn, the provisions of 35 U.S.C. 121 are no longer applicable. See In re Ziegler, 443 F.2d 1211, 1215, 170 USPQ 129, 131-32 (CCPA 1971). See also MPEP § 804.01. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim 1 is rejected under 35 U.S.C. 102(a)(1) as anticipated by or, in the alternative, under 35 U.S.C. 103 as obvious over Wu et al (Recent progress in the structure control of Pd-Ru…, Science and Technology of Advanced Materials, 2016). Wu teaches various embodiments of Pd and Ru catalysts for improved performance [Abs] including various embodiments in the art as a whole which include a support such as a solid support [Sec. 3, Physical mixture of Pd and Ru NPs]. This anticipates the claimed invention, given the broadest reasonable interpretation, or at minimum renders it obvious (as the materials are reduced and referred to as “bimetallic” such that the zero-valent state is taught or at minimum suggested). Allowable Subject Matter Claims 2-12 and 21-25 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claims 17-20 are allowed. Applicant’s arguments are persuasive, as discussed above. While the general combination of catalysts is known, applicant’s specific implementation and specific application show unexpected benefits beyond what one of ordinary skill in the art would have known or expected to render the combination of catalyst blend and water treatment application non-obvious over the prior art. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRADLEY R SPIES whose telephone number is (571)272-3469. The examiner can normally be reached Mon-Thurs 8AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Vickie Kim can be reached at 571-272-0579. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRADLEY R SPIES/Primary Examiner, Art Unit 1776
Read full office action

Prosecution Timeline

Sep 25, 2023
Application Filed
May 27, 2026
Non-Final Rejection mailed — §102, §103
Aug 27, 2026
Response Filed
Sep 11, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12747168
FLUID STERILIZATION DEVICE
2y 10m to grant Granted Sep 29, 2026
Patent 12734483
ONE-WAY PRESSURE EXCHANGE DEVICE FOR REVERSE OSMOSIS DESALINATION PLANTS
2y 9m to grant Granted Sep 15, 2026
Patent 12728390
WATER TREATMENT METHOD AND WATER TREATMENT AGENT COMPOSITION
3y 0m to grant Granted Sep 08, 2026
Patent 12728428
SEPARATION DEVICE
2y 10m to grant Granted Sep 08, 2026
Patent 12722986
INTEGRATED HEAT EXCHANGER AND SOUR WATER STRIPPER
2y 10m to grant Granted Sep 01, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
74%
Grant Probability
95%
With Interview (+20.5%)
2y 4m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 838 resolved cases by this examiner. Grant probability derived from career allowance rate.

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