Prosecution Insights
Last updated: April 19, 2026
Application No. 18/373,577

STATOR

Non-Final OA §103
Filed
Sep 27, 2023
Examiner
CHANG, MINKI
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
BORGWARNER, INC.
OA Round
3 (Non-Final)
72%
Grant Probability
Favorable
3-4
OA Rounds
2y 9m
To Grant
82%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
278 granted / 389 resolved
+3.5% vs TC avg
Moderate +10% lift
Without
With
+10.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
36 currently pending
Career history
425
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
50.7%
+10.7% vs TC avg
§102
27.5%
-12.5% vs TC avg
§112
17.7%
-22.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 389 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 01/06/2026 has been entered. Response to Arguments Applicant’s arguments, see pages 6-9, filed 01/06/2026, with respect to the rejection(s) of claim(s) claim 1 under 35 U.S.C. § 102 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of the amendments and new prior art. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-15 and 17-19 are rejected under 35 U.S.C. 103 as being unpatentable over Takimoto (US 2016/0111933 A1) in view of Veronesi et al. (US 2022/0352778 A1). Regarding claim 1, Takimoto discloses a stator (30) having: a stator core (31) which comprises a plurality of stator teeth (35) each having a first and a second front side (upper and lower side in FIG. 2 and 5), at least a first end cap (70) and at least a second end cap (80) which each comprise a base (71, 81) and a winding wire support (73, 83), wherein the first end cap (70) is arranged on the first front side (upper side) of one of the stator teeth (35) and the second end cap (80) is arranged on the second front side (lower side) of the same stator tooth (35) so that the bases (71, 81) of the end caps (70, 80) are directed toward the front sides (upper and lower side in FIG. 5), and a stator winding (50) having at least one winding wire (50) which is wound over the first end cap (70) and the second end cap (80) around the stator tooth (35), wherein the winding wire (50) extends over the end caps (70, 80) without applying any force action to the front edges of the insulation film (90; FIG. 5 discloses the end caps are spaced apart from the insulation film). wherein a length of the insulation film is less than a spacing of the cutout portion (75, 85) the first and second end caps (70. 70; FIG. 5). Takimoto does not disclose wherein the winding wire support has two projections which project at opposite sides over the base, wherein the winding wire extends over the projections of the first and second end caps, wherein an insulation film, which comprises front edges, extends between one of the projections of the first end cap and the opposite projection of the second end cap and is arranged between the winding wire and the stator tooth. Veronesi discloses wherein the winding wire support (32) has two projections (35) which project at opposite sides over the base (36), wherein the winding wire (50) extends over the projections of the first and second end caps (30a, 30b; the winding wire goes over the projection between the grooves 34; ¶ [0038]), wherein an insulation film (27a, 27b), which comprises front edges (28c), extends between one of the projections (35) of the first end cap (30a) and the opposite projection (35) of the second end cap (30b) and is arranged between the winding wire (24a, 24b) and the stator tooth (12; FIG 7). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to have modified Takimoto in view of Veronesi to disclose wherein the winding wire support has two projections which project at opposite sides over the base, wherein the winding wire extends over the projections of the first and second end caps, wherein an insulation film, which comprises front edges, extends between one of the projections of the first end cap and the opposite projection of the second end cap and is arranged between the winding wire and the stator tooth, for the advantages of a stronger coil assembly to withstand the tension applied during winding of copper wire, which allows cost effective manufacturing method. Regarding claim 2/1, Takimoto in view of Veronesi was discussed above in claim 1. Veronesi further discloses wherein the projection (35) extends at least along a portion of the front edge (28c) of the insulation film (27a, 27b), over which the winding wire (24a, 24b) extends (FIG 5). Regarding claim 3/1, Takimoto in view of Veronesi was discussed above in claim 1. Veronesi further discloses wherein the insulation film (27a, 27b) extends beyond the stator core (FIG 5 discloses the insulation film extending beyond the tooth) so that the insulation film (27a, 27b) and the bases (36) of the first and second end caps (30a, 30b) overlap (FIG 5). Regarding claim 4/1, Takimoto in view of Veronesi was discussed above in claim 1. Veronesi further discloses wherein the projections (35), between which the insulation film (27a, 27b) extends, each have a stop (34a, 34b) which is constructed to stop an axial movement of the insulation film (27a, 27b), and wherein a width of the stop (34a, 34b) corresponds to a thickness of the insulation film (27a, 27b; FIG 5). Regarding claim 5/4, Takimoto in view of Veronesi was discussed above in claim 4. Takimoto in view of Veronesi does not explicitly disclose wherein an overlap length of a portion of the insulation film which overlaps with the base corresponds to the current leakage path from the coil to the stator core. Veronesi does disclose in ¶ [0033] “to improve dramatically the dielectric insulation of the motor and its lifetime when subjected to high voltages,” indicating that the purpose of the invention is to improve current leakage prevention. Thus, it would be obvious to one of ordinary skill in the art that the insulation dimensions would correspond to the current leakage path. Regarding claim 6/5, Takimoto in view of Veronesi was discussed above in claim 5. Takimoto in view of Veronesi does not explicitly disclose wherein the overlap length of the portion of the insulation film which overlaps with the base is dependent on a predetermined leakage current resistance from the coil to the stator core so that the predetermined leakage current resistance is not exceeded. As discussed above in claim 5, it would be obvious to one of ordinary kill in the art the insulation dimensions would correspond to the current leakage path. Also, it would be obvious that improving current leakage prevention would also ensure that leakage current resistance is not exceeded, to prevent motor breakdown, ensuring long lifetime for the motor. Regarding claim 7/1, Takimoto in view of Veronesi was discussed above in claim 1. Veronesi further discloses wherein the insulation film (27a, 27b) is a first insulation film (27a) which extends along a first longitudinal side (left side in FIG 7) of the stator tooth (12), and wherein a second insulation film (27b) extends along a second longitudinal side (right side in FIG 7), which is opposite the first longitudinal side, of the stator tooth (12) and extends between the other projection (35) of the first end cap (30a) and the opposite projection (35) of the second end cap (30b) and is arranged between the winding wire (24a, 24b) and the stator tooth (12; FIG 5, 7). Regarding claim 8/1, Takimoto in view of Veronesi was discussed above in claim 1. Veronesi further discloses wherein the winding wire supports (32) of the first and/or second end cap (30a, 30b) have an external and an internal winding space delimitation (33a, 33b) which are radially spaced apart (FIG 10). Regarding claim 9/1, Takimoto in view of Veronesi was discussed above in claim 1. Veronesi further discloses wherein the projection (35) has guiding grooves (34) in which the winding wire (24a, 24b) extends. Regarding claim 10/9, Takimoto in view of Veronesi was discussed above in claim 1. Veronesi further discloses wherein the guiding grooves (34) have rounded edges, the contour of which is in the form of a polynomial line (FIG 10). Regarding claim 11/1, Takimoto in view of Veronesi was discussed above in claim 1. While Takimoto in view of Veronesi does not disclose “wherein the winding wire of the stator winding is wound with needles,” but the claim is a product-by-process claim. The patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process. Also, a product in the prior art made by a different process can anticipate a product-by-process claim. Thus, Takimoto in view of Veronesi also discloses claim 11. Regarding claim 12/1, Takimoto in view of Veronesi was discussed above in claim 1. Veronesi further discloses a radially extending flow channel extends in the winding wire support (32). PNG media_image1.png 460 516 media_image1.png Greyscale Regarding claim 13/8, Takimoto in view of Veronesi was discussed above in claim 1. Veronesi further discloses the external winding space delimitation (33a, 33b) is in the form of a wall or walls which project(s) axially over the winding wire support (32; FIG 10), and/or the internal winding space delimitation comprises two hollow support posts configured to be used as connection means. Regarding claim 14/1, Takimoto in view of Veronesi was discussed above in claim 1. Veronesi further discloses wherein the first and second end caps (30a, 30b) are included by a plurality of first end caps (30a) and a plurality of second end caps (30b), and wherein the plurality of first end caps (30a) and the plurality of second end caps (30b) are arranged on the first or second front sides of the plurality of stator teeth (12; ¶ [0019]). Regarding claim 15/1, Takimoto in view of Veronesi was discussed above in claim 1. Veronesi further discloses wherein the insulation film (27a, 27b) extends along mutually facing longitudinal sides of two adjacent stator teeth (12). Regarding claim 17/2, Takimoto in view of Veronesi was discussed above in claim 2. Veronesi further discloses wherein the insulation film (27a, 27b) extends beyond the stator core (FIG 5 discloses the insulation film extending beyond the tooth) so that the insulation film (27a, 27b) and the bases (36) of the first and second end caps (30a, 30b) overlap (FIG 5). Regarding claim 18/2, Takimoto in view of Veronesi was discussed above in claim 2. Veronesi further discloses wherein the projections (35), between which the insulation film (27a, 27b) extends, each have a stop (34a, 34b) which is constructed to stop an axial movement of the insulation film (27a, 27b), and wherein a width of the stop (34a, 34b) corresponds to a thickness of the insulation film (27a, 27b; FIG 5). Regarding claim 19/3, Takimoto in view of Veronesi was discussed above in claim 3. Veronesi further discloses wherein the projections (35), between which the insulation film (27a, 27b) extends, each have a stop (34a, 34b) which is constructed to stop an axial movement of the insulation film (27a, 27b), and wherein a width of the stop (34a, 34b) corresponds to a thickness of the insulation film (27a, 27b; FIG 5). Claim 16 is rejected under 35 U.S.C. 103 as being unpatentable over Takimoto (US 2016/0111933 A1) in view of Veronesi et al. (US 2022/0352778 A1) as applied to claim 14 above, and further in view of Lee (US 2017/0222513 A1). Regarding claim 16/14, Takimoto in view of Veronesi was discussed above in claim 14. Takimoto in view of Veronesi does not disclose wherein the plurality of first end caps are in the form of an integral end disk and/or the plurality of second end caps are in the form of integral end disks, and/or several of the plurality of first end caps are in the form of an integral end disk segment, and/or several of the plurality of second end caps are in the form of an integral end disk segment. Lee discloses wherein the plurality of first end caps (110) are in the form of an integral end disk (10) and/or the plurality of second end caps (110’) are in the form of integral end disks (10’), and/or several of the plurality of first end caps (110) are in the form of an integral end disk segment (10), and/or several of the plurality of second end caps (110’) are in the form of an integral end disk segment (10’; FIG 2). It would have been obvious to one of ordinary skill in the art before the effective filing of the claimed invention to have modified Takimoto in view of Veronesi, further in view of Lee to disclose wherein the plurality of first end caps are in the form of an integral end disk and/or the plurality of second end caps are in the form of integral end disks, and/or several of the plurality of first end caps are in the form of an integral end disk segment, and/or several of the plurality of second end caps are in the form of an integral end disk segment, for the advantages of increasing the robustness of the stator insulator, preventing insulation failure during manufacture and operation. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MINKI CHANG whose telephone number is (571)270-0521. The examiner can normally be reached 9:00 AM - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Seye Iwarere can be reached at (571) 270-5112. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MINKI CHANG/ Examiner, Art Unit 2834 /OLUSEYE IWARERE/ Supervisory Patent Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

Sep 27, 2023
Application Filed
Jun 10, 2025
Non-Final Rejection — §103
Sep 05, 2025
Response Filed
Oct 17, 2025
Final Rejection — §103
Dec 19, 2025
Response after Non-Final Action
Jan 06, 2026
Request for Continued Examination
Jan 22, 2026
Non-Final Rejection — §103
Jan 22, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12603553
METHOD OF MANUFACTURING COIL, COIL, AND ELECTRIC MOTOR
2y 5m to grant Granted Apr 14, 2026
Patent 12603558
PRINTED CIRCUIT BOARD STATOR WINDING ENHANCEMENTS FOR AXIAL FIELD ROTARY ENERGY DEVICE
2y 5m to grant Granted Apr 14, 2026
Patent 12597830
E-MACHINE WITH A COOLING SYSTEM INCLUDING SPRAYER ARRANGEMENT
2y 5m to grant Granted Apr 07, 2026
Patent 12592615
FILTER TO SUPPRESS CURRENT CIRCULATION IN ROTATING ELECTRICAL MACHINE
2y 5m to grant Granted Mar 31, 2026
Patent 12580431
STATOR FOR AN ELECTRIC MACHINE AND ELECTRIC MACHINE FOR DRIVING A VEHICLE
2y 5m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
72%
Grant Probability
82%
With Interview (+10.3%)
2y 9m
Median Time to Grant
High
PTA Risk
Based on 389 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month