Prosecution Insights
Last updated: October 04, 2026
Application No. 18/373,663

END TURN COOLING ASSEMBLY

Non-Final OA §103
Filed
Sep 27, 2023
Examiner
STOUT, RILEY OWEN
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
American Axle & Manufacturing Inc.
OA Round
3 (Non-Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
72%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
108 granted / 143 resolved
+7.5% vs TC avg
Minimal -4% lift
Without
With
+-3.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
21 currently pending
Career history
163
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
56.1%
+16.1% vs TC avg
§102
35.3%
-4.7% vs TC avg
§112
7.2%
-32.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 143 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 8/10/2026 has been entered. Response to Arguments Applicant's arguments filed 8/10/2026 have been fully considered but they are not persuasive. Specifically, the Applicant argues that Downs in view of Wang fail to teach or suggest, “wherein the inner plate fluid guide is positioned radially and outwardly relative to the outer plate fluid guide” and “a retainer that is positioned radially and inwardly relative to the inner segment guide.” The argument fails, as in at least figure 27 Downs discloses the same arrangement of cool plates, an inner and outer plate in fluid communication with one positioned radially outward of another. Further, Downs shows in at least figure 31 the retainer as having an inward radial component relative to the fluid guides. Because the arguments and amendments fail to distinguish the relationship between the inner and outer fluid guide, the rejection is maintained. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-6, 8-12 and 14-15 are rejected under 35 U.S.C. 103 as being unpatentable over Downs et al (US 20220310493 A1) in view of Wang et al (US 20220037955 A1). With respect to claim 1, Downs teaches a cooling assembly for an electric drive system in a battery electric vehicle, comprising: an end cap fluid manifold assembly (fig. 26 end plate 290), configured to couple to a radial face of a stator of a rotating electrical machine (fig. 15 and paragraph 54 “The end plate 290 can include a plurality of phase lead bosses 292, which can accept phase leads 294 (FIG. 3) of the field windings 36”), having: an outer plate with an outer plate fluid guide (See figure 27 marked below); an inner plate with an inner plate fluid guide (fig. 27, retaining 264) and an end turn receiving portion that is configured to abut end turns of stator windings in the rotating electrical machine (see figure 27 marked below); a fluid channel, formed between the outer plate fluid guide and the inner plate fluid guide, configured to receive fluid and communicate the fluid over the end turns (paragraph 62 “the dielectric fluid is shown to flow through the annular gap 448, through the fins 282 in the heat sinks 262 and into passages 450 formed axially through the stator 32”) wherein the inner plate fluid guide is positioned radially and outwardly relative to the outer plate fluid guide (see figure 27, retaining 264 is outside of the outer fluid guide). PNG media_image1.png 799 911 media_image1.png Greyscale Downs Figure 27 Downs does not teach “the inner plate selectively coupled to the outer plate.” Wang teaches the inner plate selectively coupled to the outer plate (fig. 5, semi-arc separator). It would have been obvious to one of ordinary skill, in the art at the time the invention was filed, to combine the motor cooling assembly of Downs with the selectively coupled outer plate of Wang in order to guide the cooling fluid to key components more in need of the cooling and to generate a cooling channel for said fluid to flow. With respect to claim 2, Downs in view of Wang teaches the above-mentioned limitations. Downs further teaches the end cap fluid manifold assembly is positioned adjacent power electronics used to control the rotating electrical machine (fig. 27 and paragraph 62 “that dielectric fluid is introduced to the inverter 204, passes through fins 282 on heat sinks 262 that are electrically conductively coupled to power terminals of the MOSFET's 260 to thereby cool the inverter 204, and thereafter enters the passages 450 in the stator 32 to cool the stator 32 as is shown in FIG. 28.”). With respect to claim 3, Downs in view of Wang teaches the above-mentioned limitations. Downs further teaches the fluid from the fluid channel is communicated to a stator fluid channel in a stator (fig. 27 and paragraph 62 “it will be appreciated that dielectric fluid is introduced to the inverter 204, passes through fins 282 on heat sinks 262 that are electrically conductively coupled to power terminals of the MOSFET's 260 to thereby cool the inverter 204, and thereafter enters the passages 450 in the stator 32 to cool the stator 32 as is shown in FIG. 28.”). With respect to claim 4, Downs in view of Wang teaches the above-mentioned limitations. Downs further teaches end cap fluid manifold assembly is positioned concentrically relative to an output shaft of the rotating electrical machine (fig. 28 and 35 and throughout end plate 290 is concentric with shaft 38). With respect to claim 5, Downs in view of Wang teaches the above-mentioned limitations. Downs further teaches baffles positioned within the fluid channel (see figure 50 marked below). PNG media_image2.png 681 498 media_image2.png Greyscale Downs Figure 50 With respect to claim 6, Downs in view of Wang teaches the above-mentioned limitations. Downs further teaches a corresponding receiving portion formed in the inner plate that radially locates the outer plate fluid guide relative to the inner plate fluid guide (see figures 27 and 50, end plate 290 radially located the inner and outer plates). With respect to claim 8, Downs teaches a cooling assembly for an electric drive system in a battery electric vehicle, comprising: a gearbox fluid manifold assembly (fig. 29, worm track), configured to couple to a radial face of a stator of a rotating electrical machine (fig. 29, and paragraph 64 “the worm track 464 can have an outlet that can discharge the dielectric fluid into a bearing 470, which can support the differential case 472 for rotation relative to the housing assembly 12,”), having: an outer segmented guide, including a flange that forms part of a fluid channel (fig. 29, annular cavity 460 and figure 34 marked below), and a plurality of segments that connect at one or more circumferential locations (see fig. 29-30 fluid flows throughout the cavity and worm track at least partially circumferentially); an inner segmented guide, including a flange that forms another part of the fluid channel (figure 34 marked below), and a plurality of segments that connect at one or more circumferential locations, such that the inner segmented guide is configured to abut end turns of the rotating electrical machine (see figure 29, worm track 464 abuts the field windings 36); an outer ring that couples with the inner segmented guide and also configured to abut the end turns of the rotating electrical machine (fig. 34 marked below); and a retainer that is positioned radially and inwardly relative to the inner segment guide axially constrains the inner ring relative to the gearbox fluid manifold assembly (see at least figure 31, Examiner is interpreting the bolt hole to the top left of the figure as constricting worm track relative to the entire end plate). Downs does not teach “an inner ring selectively coupled to the outer ring, forming a portion of the fluid channel” Wang teaches an inner ring selectively coupled to the outer ring, forming a portion of the fluid channel (fig. 5, semi-arc separator). It would have been obvious to one of ordinary skill, in the art at the time the invention was filed, to combine the motor cooling assembly of Downs with the selectively coupled outer plate of Wang in order to guide the cooling fluid to key components more in need of the cooling and to generate a cooling channel for said fluid to flow. PNG media_image3.png 557 784 media_image3.png Greyscale Downs Figure 34 With respect to claim 9, Downs in view of Wang teaches the above-mentioned limitations. Downs further teaches the gearbox fluid manifold assembly is positioned in between a stator of the rotating electrical machine and a gearbox assembly (see figure 34, and paragraph 64 “the worm track 464 can have an outlet that can discharge the dielectric fluid into a bearing 470, which can support the differential case 472 for rotation relative to the housing assembly 12,”). With respect to claim 10, Downs in view of Wang teaches the above-mentioned limitations. Downs further teaches wherein the fluid from the fluid channel is communicated to the gearbox assembly (see figure 29, fluid comes to the worm trace from stator passages 450). With respect to claim 11, Downs in view of Wang teaches the above-mentioned limitations. Downs further teaches the gearbox fluid manifold assembly is positioned concentrically relative to an output shaft of the rotating electrical machine (fig. 1 input differential 70 is concentric with the shaft of the motor). With respect to claim 12, Downs in view of Wang teaches the above-mentioned limitations. Downs further teaches baffles positioned within the fluid channel (see figure 29 marked below). PNG media_image4.png 459 816 media_image4.png Greyscale Downs Figure 29 With respect to claim 14, Downs discloses the inner segmented guide is a unitary structure (fig. 47 above, inner segmented guide is unitary) and is formed in situ (fig. 47 above, inner segmented guide is formed in situ). With respect to claim 15, Downs teaches cooling assembly for an electric drive system in a battery electric vehicle, comprising: an end cap fluid manifold assembly (fig. 26 end plate 290), coupled a gearbox fluid manifold assembly (fig. 29, worm track), configured to couple to a radial face of a stator of a rotating electrical machine (fig. 15 and paragraph 54 “The end plate 290 can include a plurality of phase lead bosses 292, which can accept phase leads 294 (FIG. 3) of the field windings 36”), having: an outer plate with an outer plate fluid guide (fig. 27, retaining 264); an inner plate with an inner plate fluid guide (see figure 27 marked above) and an end turn receiving portion that abuts end turns of stator windings in the rotating electrical machine (see figure 27 marked above); a fluid channel, formed between the outer plate fluid guide and the inner plate fluid guide, configured to receive fluid and communicate the fluid over the end turns (paragraph 62 “the dielectric fluid is shown to flow through the annular gap 448, through the fins 282 in the heat sinks 262 and into passages 450 formed axially through the stator 32”), wherein the fluid channel is in fluid communication with a stator fluid channel in a stator (see figure 27, fluid flows from end plate 290 to stator passages 450); a gearbox fluid assembly an end cap fluid manifold assembly, coupled to another radial face of the stator of the rotating electrical machine (fig. 29, and paragraph 64 “the worm track 464 can have an outlet that can discharge the dielectric fluid into a bearing 470, which can support the differential case 472 for rotation relative to the housing assembly 12,”), having: an outer segmented guide, including a flange that forms part of a fluid channel (fig. 29, annular cavity 460 and figure 34 marked above), and a plurality of segments that connect at one or more circumferential locations (see fig. 29-30 fluid flows throughout the cavity and worm track at least partially circumferentially), wherein the fluid channel receives fluid from the stator fluid channel (see figure 29, fluid comes to the worm trace from stator passages 450); an inner segmented guide, including a flange that forms another part of the fluid channel (figure 34 marked above), and a plurality of segments that connect at one or more circumferential locations, such that the inner segmented guide abuts end turns of the rotating electrical machine (see figure 29, worm track 464 abuts the field windings 36); an outer ring that couples with the inner segmented guide and also abuts end turns of the rotating electrical machine (figure 34 marked above); and a retainer that is positioned radially and inwardly relative to the inner segment guide and axially constrains the inner ring relative to the end cap fluid manifold assembly (see at least figure 31, Examiner is interpreting the bolt hole to the top left of the figure as constricting worm track relative to the entire end plate). Downs does not teach “The inner plate selectively coupled to the outer plate; and an inner ring selectively coupled to the outer ring, forming a portion of the fluid channel.” Wang teaches an inner ring selectively coupled to the outer plate, and an inner ring selectively coupled to the outer ring, forming a portion of the fluid channel (fig. 5, semi-arc separator). It would have been obvious to one of ordinary skill, in the art at the time the invention was filed, to combine the motor cooling assembly of Downs with the selectively coupled outer plate of Wang in order to guide the cooling fluid to key components more in need of the cooling and to generate a cooling channel for said fluid to flow. Claims 7 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Downs in view of Wang in view of VanLuik et al (US 20080042502 A1). With respect to claims 7 and 13, Downs in view of Wang teaches the above-mentioned limitations but does not teach “the end turns are encapsulated in potting compound.” VanLuik teaches the end turns are encapsulated in potting compound (paragraph 35 “An electrically insulating silicone potting compound 14 (see FIG. 5) is poured into the pocket formed by the canister seal 11, the winding coils 13, and the laminated iron core 12.”). It would have been obvious to one of ordinary skill, in the art at the time the invention was filed, to combine the motor cooling assembly of Downs with the selectively coupled ring of Wang with the encapsulated in potting compound stator coil ends of VanLuik in order to further protect the coil ends from unwanted ingress or egress from fluid, particulate or electrical currents, thereby increasing the motor lifespan due to the protective effect of the compound. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RILEY OWEN STOUT whose telephone number is (571)272-0068. The examiner can normally be reached Monday-Friday 7:30-5:30pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher M Koehler can be reached at (571)272-3560. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /R.O.S./Examiner, Art Unit 2834 /CHRISTOPHER M KOEHLER/Supervisory Patent Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

Show 1 earlier event
Oct 03, 2024
Response after Non-Final Action
Oct 23, 2025
Non-Final Rejection mailed — §103
Jan 23, 2026
Response Filed
May 08, 2026
Final Rejection mailed — §103
Jul 08, 2026
Response after Non-Final Action
Aug 10, 2026
Request for Continued Examination
Aug 12, 2026
Response after Non-Final Action
Sep 24, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
72%
With Interview (-3.6%)
2y 8m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 143 resolved cases by this examiner. Grant probability derived from career allowance rate.

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