Prosecution Insights
Last updated: April 19, 2026
Application No. 18/373,752

ENERGY MANAGEMENT AND CONTROL PLATFORM WITH EXTENSIBLE DATA MODEL

Non-Final OA §102§103
Filed
Sep 27, 2023
Examiner
LAUGHLIN, NATHAN L
Art Unit
2119
Tech Center
2100 — Computer Architecture & Software
Assignee
Rockwell Automation Technologies Inc.
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
3y 3m
To Grant
77%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allow Rate
504 granted / 754 resolved
+11.8% vs TC avg
Moderate +10% lift
Without
With
+10.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
35 currently pending
Career history
789
Total Applications
across all art units

Statute-Specific Performance

§101
3.7%
-36.3% vs TC avg
§103
48.5%
+8.5% vs TC avg
§102
23.0%
-17.0% vs TC avg
§112
20.4%
-19.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 754 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-20 are pending. Claims 1-20 are rejected below. Information Disclosure Statement No IDS was filed. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2, 4-9, 11-16, 18-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Keller (U.S. PG Pub. 2014/0277806). As to claims 1, 8 and 15, a method for monitoring and controlling energy use in an industrial process, the method comprising: receiving, by a processing circuit, data describing energy use in the industrial process from one or more data sources[0020 the energy agents 12 may use the infrastructure provided by the energy management system 10 to exchange information and communicate with each other such that energy related to each industrial automation system device may be processed and analyzed. For instance, the energy agents 12 within devices such as industrial automation drives, motor starters, contactors, programmable controllers, switchgear, energy meters, robots, robot controllers, human machine interfaces]; contextualizing, by the processing circuit, the data describing the energy use in the industrial process[0025, 0028 provide energy objectives or goals for the energy management system 10. The grid 30 may include an electrical grid that may be coupled to the industrial automation system. In certain embodiments, the energy agents 12 may interact with the grid 30 to determine its energy output, capabilities, and the like. [T]he energy agents 12 in the energy management system 10 may provide an energy information backplane for the industrial automation system such that the new devices can virtually "plug" into the energy information backplane. That is, the energy agents 12 embedded within the new devices may provide other energy agents 12 with information such as actual energy used, device specifications, actual and predicted energy costs,]; generating, by the processing circuit, an energy data model based on the contextualized data[0023, 0029 he main controller 18 may be positioned at the top of a hierarchy of the energy management system 10. As such, the energy agent 12 embedded within the main controller 18 may propagate or send energy objectives and commands to each energy agent 12 that may correspond to a device downstream or in a lower level in the hierarchy of the energy management system 10. In this manner, the energy agents 12 may provide infrastructure, agent protocol, and modeling tools that may be directly applicable to dynamically managing the energy of the corresponding industrial automation system.]; executing, by the processing circuit, the energy data model to determine key performance indicators for the energy use in the industrial process[0055 – energy usage for example]; displaying, by the processing circuit, the key performance indicators to a user[0055 In certain embodiments, the visualization agent 40 of the electronic device 16 may display the energy data in a manner that may be most useful to the user of the electronic device 16. For instance, the visualization agent 40 of the electronic device 16 may display graphical representations of the energy being used by the drive 20 given its proximity to the drive.]; determining, by the processing circuit, if the key performance indicators are above one or more pre-determined thresholds[0056 outside of goals]; and taking a corrective action in response to the key performance indicators being above the one or more pre-determined thresholds [0056 ensure that goals are being met]. As to claims 2, 9 and 16, wherein the one (only one is needed) or more data sources include an electric meter[0020], a non-electric meter, and a production sensor, and wherein the data describing the energy use includes an electricity consumption and demand, a water consumption and demand, a gas consumption and demand, and a number of produced units. As to claims 4, 11 and 18, wherein the method further comprises: receiving, by the processing circuit, an extensible data model describing an organizational structure of an enterprise associated with the energy use; and extending, by the processing circuit, the extensible data model to include the energy data model[0059]. As to claims 5, 12 and 19, wherein the key performance indicators comprise at least one of an energy demand value, an energy consumption value [0055], a cost energy value, a carbon emissions value, and a production unit value. As to claims 6 and 13, wherein the key performance indicators are generated on an on- demand basis [0055 as energy is used by the industrial process]. As to claims 7, 14 and 20, wherein the corrective action comprises implementing a control action for a piece of equipment to lower an energy usage amount for the industrial process[0041 – operating mode such as off or minimal energy usage]. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 3, 10, and 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Keller (U.S. PG Pub. 2014/0277806) in view of Wang (U.S. PG Pub. 2022/0187894). Keller teaches most of the claimed invention, but fails to teach all of the claimed invention, specifically claims 3, 10 and 17. However this is an obvious variation and is taught by Wang as follows: As to claims 3, 10 and 17, Wang teaches wherein the energy data model is a graph data structure comprising: a plurality of nodes representing entities associated with the energy in the industrial process[0071]; and a plurality of edges describing relationships between the plurality of nodes[0073]. (see figs. 1 and 2). Therefore, it would have been obvious to one of ordinary skill in the art prior to the effective filing date to include the teachings of Wang into the system and methods of Keller. The motivation to combine is that Wang teaches using edge cloud coordination can quickly generate a power supply scheme and a power consumption scheme at an edge node in an industrial field [0075]. Other Prior Art of Record The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Zope (U.S. PG Pub. 20220107630) teaches process optimization for a industrial asset. Cherian (U.S. PG Pub. 2012/0029720) teaches managing power to various loads including industrial loads. Raman (U.S. PG Pub. 20120016528) teaches micro grid management for a facility. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NATHAN L LAUGHLIN whose telephone number is (571)270-1042. The examiner can normally be reached Monday-Friday 8AM-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mohammad Ali can be reached at 571-272-4105. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATHAN L LAUGHLIN/Primary Examiner, Art Unit 2119
Read full office action

Prosecution Timeline

Sep 27, 2023
Application Filed
Dec 27, 2025
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
77%
With Interview (+10.2%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 754 resolved cases by this examiner. Grant probability derived from career allow rate.

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