Prosecution Insights
Last updated: April 19, 2026
Application No. 18/375,035

A METHOD OF PRODUCING A CARDIOMYOCYTE SPHEROID

Non-Final OA §102§DP
Filed
Sep 29, 2023
Examiner
NGUYEN, NGHI V
Art Unit
1653
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Kaneka Corporation
OA Round
1 (Non-Final)
54%
Grant Probability
Moderate
1-2
OA Rounds
3y 9m
To Grant
99%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allow Rate
257 granted / 478 resolved
-6.2% vs TC avg
Strong +50% interview lift
Without
With
+50.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 9m
Avg Prosecution
42 currently pending
Career history
520
Total Applications
across all art units

Statute-Specific Performance

§101
5.4%
-34.6% vs TC avg
§103
42.8%
+2.8% vs TC avg
§102
18.0%
-22.0% vs TC avg
§112
17.2%
-22.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 478 resolved cases

Office Action

§102 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Claims Claims 1-14 are pending (claim set as filed on 09/29/2023). Election/Restrictions Applicant’s election without traverse of Group I, method claims, in the reply filed on 01/15/2026 is acknowledged. Product claims 9-14 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Therefore, only method claims 1-8 are presented for examination. Priority This application is a CIP of PCT/JP2022/015780 filed on 03/30/2022, which has a foreign application to JP 2021-059860 filed on 03/31/2021. Drawings The drawings filed on 09/29/2023 have been accepted. Information Disclosure Statement The Information Disclosure Statements (IDS) submitted on 09/29/2023 and 04/11/2025 are acknowledged. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the Examiner. Claim Rejections - 35 USC §102, Anticipation The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-8 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Yoshida (US 2021/0054406 A1 - cited in the IDS filed on 09/29/2023). Yoshida’s general disclosure relates to a method for producing cells having the desired substance introduced therein (see ¶ [0001], [0007]). Regarding claim 1, Yoshida teaches “A method for producing cells having the desired substance introduced therein, the production method comprising the step of forming an aggregate of cells under conditions that permit transfection of the cells with the substance in a non-cell-adhesive container (step 1)” (see ¶ [0009] & Examples 1-2: Production of Cardiomyocytes from iPSCs-1). Yoshida teaches the cells are cardiomyocytes (see ¶ [0017], [0132]). Regarding claims 2-3 pertaining to the container, Yoshida teaches “the non-cell adhesive container that can be used is a container with its surface not artificially treated (e.g., by coating with extracellular matrix or the like) for the purpose of improving adhesiveness to cells. … The term ‘non-cell-adhesive’ means that adherent cells do not adhere or rarely adhere to the container (e.g., less than 20%, preferably less than 10%, more preferably less than 1 % cells based on the total number of cells inoculated to the container adhere to the container) … The container can be a microplate, a petri dish (dish), a cell culture flask (a stirring flask, a shaker flask, etc.), a cell culture bag, a roller bottle, a bioreactor or a culture tank, etc. and is appropriately selected according to a production scale (e.g., 1 mL to 2000 L). In the present invention, particularly, a large-capacity (e.g., 100 mL to 2000 L) container may be suitably used” (see ¶ [0085]-[0087]). Regarding claims 4-5 pertaining to the stirring, Yoshida teaches wherein the step C is performed under static culture of the cells (see ¶ [0037]). Yoshida further teaches “After the static culture, stirring culture may be performed in order to maintain the formed aggregate. The static culture period is not particularly limited, and can be, for example, on the order of 12 to 48 hours and is preferably on the order of 24 hours. The culture conditions are not particularly limited and can involve culture at approximately 37°C in the presence of 5% CO2. The stirring rate and time are appropriately set according to a cell density and the size of the culture container. Typically, the cells are left standing for 4 to 6 hours and then stirred at 25 rpm for 12 hours or longer. Excessive stirring or shaking places physical stress on the cells and also inhibits the maintenance of the aggregate. Thus, it is desirable to control the stirring rate so as to be able to uniformize medium components and the internal oxygen concentration of the medium and so as not to inhibit the maintenance of the aggregate” (see ¶ [0111]-[0112]). Regarding claim 6 pertaining to the stem cell, Yoshida teaches pluripotency means the ability to be able to differentiate into tissues and cells having various different shapes and functions and to be able to differentiate into cells of any lineage of the 3 germ layers (see ¶ [0056]). Examples of the stem cells include pluripotent stem cells (see ¶ [0058]-[0063]). Regarding claim 7 pertaining to the cell strainer, Yoshida teaches “the cell solution thus pipetted was passed through a cell strainer (Sterile Cell Strainer 40 μm, Thermo Fisher Scientific Inc.) to recover single cells” (see ¶ [0167], [0184], [0188]). Regarding claim 8 pertaining to the cell concentration, Yoshida teaches “the number of microcarriers for use in cell culture is not particularly limited and is, for example, one microcarrier per ten cells. The amount of the microcarrier used in cell culture is not particularly limited and is, for example, 0.1 g of the microcarrier per 1x106 to 5x107 cells, preferably 0.1 g of the microcarrier per 2x107 to 3x107 cells” (see ¶ [0096]-[0097], [0156], [0168], [0174]). Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the claims at issue are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the reference application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO internet Web site contains terminal disclaimer forms which may be used. Please visit http://www.uspto.gov/forms/. The filing date of the application will determine what form should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to http://www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claims 1-2 and 6 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over at least claims 1, 6, 8, and 11 (claim set as filed on 01/13/2023) of co-pending Application no. 18/016,266. Although the claims at issue are not identical, they are not patentably distinct from each other because both are drawn to a method for producing cardiomyocyte spheroids. Regarding claims 1-2, co-pending ‘266 teaches “a method for producing cardiomyocyte spheroids, comprising an aggregation step of allowing dissociated cardiomyocytes having a history of stabilization culture to flow under suspension conditions to aggregate the cells” ((see co-pending ‘266’s claims 1 and 6) and “wherein the flow is performed at a rotation speed of 20 rpm or more and less than 200 rpm” (see co-pending ‘266’s claim 8). Regarding claim 6, co-pending ‘266 teaches wherein the cardiomyocytes are derived from a pluripotent stem cell (see co-pending ‘266’s claim 11). This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Conclusion No claims were allowed. Correspondence Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to NGHI V NGUYEN whose telephone number is (571)270-3055. The examiner can normally be reached Mon-Fri: 9 - 3 pm (ET). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sharmila Landau can be reached on (571) 272-0614. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NGHI V NGUYEN/Primary Examiner, Art Unit 1653
Read full office action

Prosecution Timeline

Sep 29, 2023
Application Filed
Feb 07, 2026
Non-Final Rejection — §102, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
54%
Grant Probability
99%
With Interview (+50.2%)
3y 9m
Median Time to Grant
Low
PTA Risk
Based on 478 resolved cases by this examiner. Grant probability derived from career allow rate.

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