Prosecution Insights
Last updated: July 17, 2026
Application No. 18/375,962

HAIR CLIP HAVING A HAIR-RECEIVING GAP

Non-Final OA §102§103
Filed
Oct 02, 2023
Priority
Aug 08, 2023 — CIP of 12/004,633
Examiner
GILL, JENNIFER FRANCES
Art Unit
3772
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Each Jewels LLC
OA Round
5 (Non-Final)
28%
Grant Probability
At Risk
5-6
OA Rounds
2m
Est. Remaining
75%
With Interview

Examiner Intelligence

Grants only 28% of cases
28%
Career Allowance Rate
175 granted / 620 resolved
-41.8% vs TC avg
Strong +47% interview lift
Without
With
+47.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
37 currently pending
Career history
664
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
82.1%
+42.1% vs TC avg
§102
14.9%
-25.1% vs TC avg
§112
2.4%
-37.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 620 resolved cases

Office Action

§102 §103
DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 12/11/25 has been entered. Information Disclosure Statement The information disclosure statement(s) (IDS) submitted on 12/11/25 was/were filed in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement(s) has/have been considered by the examiner. The information disclosure statement(s) (IDS) submitted on 2/23/26 was lined through because it is a duplicate of the IDS submitted on 12/11/25. Specification The replacement paragraphs [0017-0021] of the specification filed on 12/11/25 are improper because the substitute specification must be submitted with markings showing all the changes relative to the immediate prior version of the specification of record. The text of any added subject matter must be shown by underlining the added text. The text of any deleted matter must be shown by strike-through except that double brackets placed before and after the deleted characters may be used to show deletion of five or fewer consecutive characters. The text of any deleted subject matter must be shown by being placed within double brackets if strike-through cannot be easily perceived. An accompanying clean version (without markings) and a statement that the substitute specification contains no new matter must also be supplied. Numbering the paragraphs of the specification of record is not considered a change that must be shown. The amendments filed 12/11/25 is/are objected to under 35 U.S.C. 132(a) because still retains the new matter introduced into the disclosure in the amendment filed 5/7/24. 35 U.S.C. 132(a) states that no amendment shall introduce new matter into the disclosure of the invention. In [0021] submitted on 12/11/25, applicant attempts to describe the hair opening/gap as “circular” in Figure 3B; however, this directly contradicts the originally filed disclosure. The original specification states that “Figure 3B is a perspective view…of…the claw clip shown in Figure 3A” [0008] and the gap of Figure 3A is not circular. The changes are improper for being improperly presented as no marked up copy is provided as required, and are also improper for again attempting to introduce new matter into the disclosure. Furthermore, the proposed changes submitted on 12/11/25 create new issues at least because applicant is still attempting to add new reference character “225” and names this feature both a “midportion” and “inner edges” which creates new issues and is improper as only one term should be used consistently throughout the disclosure to refer to a single feature. The new paragraphs also state that the “inner edges may be any arbitrary shape”, but no inner edges are discussed in the original disclosure, so this is new matter, especially the “any arbitrary shape” language. Applicant appears to assert that Figure 2 provides drawing support for this language, but “any arbitrary shape” is not illustrated in Figure 2, so there is not support for this language. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 10, 12-14, 16-22 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Shyu (US D473015). Claim 10: Shyu discloses a hair clip (see Fig 1) comprising: two clip members, each having a handle (see annotations), an array of teeth, and an inner edge between the handle and the teeth (see annotations). Two pivot joints are directly connected to each of the two clip members (see annotations); each of the two pivot joints includes a pivot axis, the pivot axes of the two pivot joints are axially aligned (see annotations) and spaced apart (see annotations). The two pivot joints are disposed between the inner edges of the two clip members (see annotations). The two pivot joints each includes a resilient torsion coil spring component (see Fig 1). The handle of each of the two clip members extends from the inner edge of the clip member between the two pivot joints and the arrays of teeth of each of the clip members extends parallel to the pivot axis (see annotations). The array of teeth each have opposite end portions and a midportion between the opposite end portions (see Figs 1-7) with the two pivot joints disposed closer to the end portions than the midportion (see Fig 1). The inner edges of the two clip members and the two pivot joints collectively a hair receiving gap (see annotations) that is circular in shape (see annotations). The resilient components are not disposed in the hair receiving gap (see Fig 1). The two clip members are pivotable between an open position where the arrays of teeth are spaced apart and a closed position where the arrays of teeth are interwoven (see Fig 1) by manipulating the handles because that is how these squeeze clips are known to work. PNG media_image1.png 596 730 media_image1.png Greyscale Claims 12-13: the resilient coil torsion springs urge the two clip members toward the closed position (see Fig 1). Claim 14: the two pivot joints are each connected to the handle of each of the two clip members (see annotations). Claim 16: the two pivot joints and the inner edges bound the hair receiving gap(s) (see annotations). Claims 17-18: the two pivot joints include a first pair of inwardly extending arms attached to one of the two clip members and a second pair of inwardly extending arms attached to the other of the two clip members with each arm having an aperture that receives a pivot pin (see Figs 1-7 & annotations) for forming the pivot axis (see annotations). Claim 19: Shyu discloses a hair clip (see Fig 1) comprising: two clip members each having a handle and an inner edge (see annotations), the clip members spaced apart; two pivot joints, each pivot joint connected to each of the two clip members and the two pivot joints are axially spaced apart (see annotations). The two pivot joints have a first pair of inwardly extending arms attached to one of the two clip members (see annotations) that fit with a second pair of inwardly extending arms attached to the other of the two clip members (see annotations). Each arm of the first and second pairs of arms has an aperture that receives a pivot pin (see Fig 1 & annotations) for interconnecting the two clip members and forming a common pivot axis about which the clip members rotate into the open position (see annotations). The two clip members each carry an array of teeth with the array extending parallel to the common pivot axis (see annotations). The arrays of teeth have end portions and a midportion between the end portions with the two pivot joints being disposed closer to the end portions than to the midportion. A pair of springs are attached to the two pivot pins and urge the two clip members into a closed position (see annotations). The inner edge of each of the two clip members is disposed between the handle and the array of teeth of the respective clip member (see annotations). The handle of each of the two clip members extends from the inner edge between the two pivot joints, the clip members and the two pivot joints bound a circular hair receiving gap. In the closed position (see Figs 1-7) the arrays of teeth are interwove and in the open position the teeth are spaced apart because that is how these clips work. Claim 20: the inner edges of the two clip members extend between the pivot joints and the inner edges and the pivot joints bound the hair receiving gap (see annotations). Claim 21: the pivoting joints are disposed adjacent to each one of the opposite ends of the arrays of teeth (see annotations). Claim 22: each inner edge forms a middle section between the two pivot joints and each handle is integrally connected to and extends from the middle section (see annotations). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Shyu (US D473015). Claim 15: Shyu discloses the clip members having opposite clip ends and the inner edges extending continuously between the clip ends at a non-uniform clip member separation distance to form the circular shaped hair receiving gap. Shyu discloses the invention essentially as claimed except for the hair receiving gap being rectangular, which would result in the clip member separation distance being uniform. However, since it has been held by the courts that a change in shape or configuration, without any criticality in operation of the device, is nothing more than one of numerous shapes that one of ordinary skill in the art will find obvious to provide based on the suitability for the intended final application. See MPEP 2144.04(IV)(B). It appears that the disclosed device would perform equally well shaped as disclosed by Shyu. The office also notes that applicant’s own specification indicates the shape of the opening is not critical to the invention and can be “any arbitrary shape” see [0018-0021] lending further support to the shape being an obvious matter of design choice. Response to Arguments Applicant’s arguments filed 12/11/25 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jennifer Gill whose telephone number is (571)270-1797. The examiner can normally be reached on Monday-Friday 10:00am-5:00pm. If attempts to reach the examiner by telephone are unsuccessful, please contact the examiner’s supervisor, Eric Rosen, can be reached on 571-270-7855. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JENNIFER GILL/ Examiner, Art Unit 3772 /NICHOLAS D LUCCHESI/Primary Examiner, Art Unit 3772
Read full office action

Prosecution Timeline

Show 11 earlier events
Oct 01, 2024
Response after Non-Final Action
Jan 29, 2025
Non-Final Rejection mailed — §102, §103
Jun 09, 2025
Response Filed
Jun 30, 2025
Final Rejection mailed — §102, §103
Nov 14, 2025
Response after Non-Final Action
Dec 11, 2025
Request for Continued Examination
Feb 16, 2026
Response after Non-Final Action
Apr 02, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
28%
Grant Probability
75%
With Interview (+47.1%)
3y 0m (~2m remaining)
Median Time to Grant
High
PTA Risk
Based on 620 resolved cases by this examiner. Grant probability derived from career allowance rate.

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