Prosecution Insights
Last updated: October 02, 2026
Application No. 18/376,624

HIGH-ENTROPY ALLOY AND MANUFACTURING METHOD THEREFOR

Non-Final OA §103
Filed
Oct 04, 2023
Priority
Oct 04, 2022 — RE 10-2022-0126332
Examiner
STILES, JACOB BENJAMIN
Art Unit
1733
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Korea University Research and Business Foundation
OA Round
2 (Non-Final)
0%
Grant Probability
At Risk
2-3
OA Rounds
0m
Est. Remaining
0%
With Interview

Examiner Intelligence

Grants only 0% of cases
0%
Career Allowance Rate
0 granted / 2 resolved
-65.0% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
49 currently pending
Career history
46
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
70.0%
+30.0% vs TC avg
§102
6.6%
-33.4% vs TC avg
§112
20.6%
-19.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 2 resolved cases

Office Action

§103
DETAILED ACTION Response to Amendment The Amendment filed 30 June 2026 has been entered. Claims 1 and 3-5 remain pending in the application. Claims 6-8, 10-15, and 17-19 have been withdrawn. Claims 2, 9, and 16 have been canceled. No new claims have been added. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) submitted between 04 October 2023 and 18 October 2024 were considered by the examiner. The submissions are in compliance with the provisions of 37 CFR 1.97. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1 and 3 are rejected under 35 U.S.C. 103 as being unpatentable over Jodi Dennis Edgard et al., "Phase separation and its effect on atomic interactions in CoCrNiCux medium-entropy alloys," Materials Letters, Elsevier, Amsterdam, NL, VOL. 255, 9 August 2019. Regarding claim 1, Jodi teaches phase separation and it effect on atomic interactions in CoCrNiCux medium entropy alloys in the same field of endeavor as the claimed invention. Jodi teaches an alloy composed of Co, Cr, and Ni in equiatomic or near-equiatomic ratios, section[1]. Jodi also discloses a single solid solution face-centered cubic (FCC) phase, abstract, section[3]. Jodi discloses copper additions in the molar ratio range of 0 to 1, section[2]. This overlaps with the claimed range for x. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists, see MPEP 2144.05. Jodi discloses that increased copper additions lead to phase separation causing the formation of a second phase and decreased mechanical properties, section[1,3]. Therefore, Jodi teaches all limitations of claim 1. Claim 3 further limits claim 1 by claiming that the Chemical Formula 1 x satisfies 0.02 ≤ x ≤ 0.2. Jodi teaches an alloy composed of Co, Cr, and Ni in equiatomic or near-equiatomic ratios, section[1]. Jodi discloses copper additions in the molar ratio range of 0 to 1, section[2]. This overlaps with the claimed range for x. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists, see MPEP 2144.05. Jodi discloses that increased copper additions lead to phase separation causing the formation of a second phase and decreased mechanical properties, section[1,3]. Therefore, Jodi teaches all limitations of claim 3. Claims 4 and 5 are rejected under 35 U.S.C. 103 as being unpatentable over Jodi Dennis Edgard et al., "Phase separation and its effect on atomic interactions in CoCrNiCux medium-entropy alloys," Materials Letters, Elsevier, Amsterdam, NL, VOL. 255, 9 August 2019, taken as cited above, in view of CN102796936 of Chunchang and further in view of Alshataif Yaser A et al.; "Manufacturing Methods, Microstructural and Mechanical Properties Evolutions of High-Entropy Alloys: A Review," Metals and Materials International, The Korean Institute of Metals and Materials, Seoul, vol. 26, no. 8, 6 December 2019, pages 1099-1133. Regarding claim 4, while Jodi teaches Co, Cr, and Ni in equiatomic or near-equiatomic ratios, Jodi is silent on Mo. Chunchang discloses a copper-nickel-molybdenum-cobalt alloy self-fluxing powder in the same field of endeavor as the claimed invention. Chunchang teaches the elements in the following weight percentages: copper 15%; nickel 40%; molybdenum 20%; cobalt 25%, Para[0009]. These values overlap with the claimed values for a, b, c and x. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists, see MPEP 2144.05. Chunchang teaches that the copper-nickel-molybdenum-cobalt alloy self-fusible powder of the present invention is a kind of equipment used in coal mining and cement industry, which greatly improves corrosion, wear resistance and hardness, and also saves time and improves production efficiency, Para[0026]. Chunchang is silent on an FCC-based single phase. Alshataif teaches manufacturing methods, microstructural and mechanical properties evolutions of high-entropy alloys: a review in the same field of endeavor as the claimed invention. Alshataif discloses that Most of the HEAs produces a single phase with FCC, and, or BCC crystal structures. Some HEAs produces HCP crystal structure. Superior mechanical properties of HEAs can be obtained based on the type of crystal structure formation, the number of phases (single phase, two-phase, multiphase) and processing routes, Page[1119]. Therefore, it would be obvious to one of ordinary skill in the art to produce the alloy disclosed in Jodi with the composition taught by Chunchang with a single FCC-based phase taught by Alahataif in order to improve corrosion/wear resistance and achieve superior mechanical properties. Thus, Jodi in view of Chunchang further in view of Alshataif covers all limitations of claim 4. Claim 5 further limits claim 4 by claiming that the Chemical Formula 2 x satisfies 0.1≤ x ≤ 0.2. Jodi discloses copper additions in the molar ratio range of 0 to 1, section[2]. This overlaps with the claimed range for x. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists, see MPEP 2144.05. Chunchang teaches a weight percentage of copper of 15%. This corresponds to an x value of 0.15. This falls within the claimed range. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists, see MPEP 2144.05. Chunchang teaches that the copper-nickel-molybdenum-cobalt alloy self-fusible powder of the present invention is a kind of equipment used in coal mining and cement industry, which greatly improves corrosion, wear resistance and hardness, and also saves time and improves production efficiency, Para[0026]. Therefore, based on the teachings of Jodi and Chunchang, it would be obvious to produce the alloy disclosed by Jodi with the copper additions taught by Jodi and Chunchang in order to improve corrosion/wear resistance. Thus, Jodi in view of Chunchang further in view of Alshataif covers all limitations of claim 5. Response to Arguments Applicant's arguments filed 30 June 2026 have been fully considered but they are not persuasive. Applicant argues that (remarks, pages 11 and 12 of 16) the applied references do not teach or suggest this combination of features because primary reference Jodi does not recognize the technical idea that the single phase can be maintained by controlling the Cu content. This is not found persuasive as Jodi discloses that several methods to further enhance the mechanical performance of medium and high entropy alloys were intensively studied, and that the addition of Cu, for example, was reported as a feasible method, [Introduction]. Jodi also discloses that increased copper additions lead to phase separation causing the formation of a second phase and decreased mechanical properties, section[1,3]. Given that Jodi also discloses microstructure images of the alloy with a copper molar ratio of 0 showing a single phase and a copper molar ratio of 0.33 showing a very small amount of a precipitated second phase, Fig.[1], one of ordinary skill in the art would be able to reasonable consider that some amount of copper between 0 and 0.33 would result in a microstructure that does not exhibit a second phase and further enhances the mechanical performance of the alloy as originally stated by Jodi in the introduction. If the alloy described by Jodi would exhibit a second phase for any non-zero amount of copper, then Jodi would not have disclosed that Cu further enhances the mechanical properties of high entropy alloys. Thus, Jodi does in fact recognize the technical idea that a single phase can be maintained by controlling the Cu content. Applicant argues that (remarks, pages 12 and 13 of 16) Chunchang does not cure the above deficiencies in Jodi. This argument is moot as Jodi is not deficient with respect to the technical idea of the single phase as described above. Additionally, Applicant argues that Chunchang generally relates to a welding technology from a different field of endeavor and is unrelated to a crystal structure or solid solution formation principles. This is not persuasive because although Chunchang discloses powder alloys instead of bulk alloys like Jodi, secondary reference Alshataif discloses using powder mixtures as a starting material for casting high-entropy alloys, section[3.1]. Thus, one of ordinary skill in the art would be able to consider the teachings of Chunchang, including the disclosed range of Mo, with the teachings of Alshataif, and apply them to Jodi. A reference need not be from the same field of endeavor as the claimed invention in order to be analogous art, see MPEP 2141.01. Applicant argues that (remarks, pages 14 and 15 of 16) Alshataif does not cure the above deficiencies in Jodi. This argument is moot as Jodi is not deficient with respect to the technical idea of the single phase as described above. Additionally, applicant argues that one of ordinary skill in the art could not combine Jodi, Chunchang, and Alshataif because Alshataif discloses an alloy with five or more elements which would make it extremely difficult to predict the diffusion behavior even in view of Jodi. This argument is moot as Alshataif is not relied upon for its teachings of the alloy composition. Alshataif is relied upon for its teachings of FCC structure in most of the high-entropy alloys. One of ordinary skill in the art would be able to consider the high entropy alloys of Jodi and Chunchang and apply Alshataif’s FCC structure to them. Applicant argues that (remarks, page 14 and 15 of 16) none of the applied references address the technical problem in the present application of achieving a dramatic lubricating effect that reduces the friction coefficient by controlling Cu to a specific region to maintain a single FCC phase. This is not found persuasive as Jodi discloses that several methods to further enhance the mechanical performance of medium and high entropy alloys were intensively studied, and that the addition of Cu, for example, was reported as a feasible method, [Introduction]. Reduced friction is an enhancement of mechanical performance. Jodi also discloses that increased copper additions lead to phase separation causing the formation of a second phase and decreased mechanical properties, section[1,3]. Alshataif discloses that Most of the HEAs produces a single phase with FCC, and, or BCC crystal structures. Some HEAs produces HCP crystal structure. Superior mechanical properties of HEAs can be obtained based on the type of crystal structure formation, the number of phases (single phase, two-phase, multiphase) and processing routes, Page[1119]. Therefore, the applied references do in fact address the technical problem. Thus, the rejection is maintained. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JACOB BENJAMIN STILES whose telephone number is (571)272-0598. The examiner can normally be reached Monday-Friday 7:30am - 5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Keith Hendricks can be reached at (571) 272-1401. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JACOB BENJAMIN STILES/Examiner, Art Unit 1733 /VANESSA T. LUK/Primary Examiner, Art Unit 1733
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Prosecution Timeline

Oct 04, 2023
Application Filed
Apr 02, 2026
Non-Final Rejection mailed — §103
Jun 30, 2026
Response Filed
Jul 23, 2026
Final Rejection mailed — §103
Sep 10, 2026
Response after Non-Final Action

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Prosecution Projections

2-3
Expected OA Rounds
0%
Grant Probability
0%
With Interview (+0.0%)
2y 11m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 2 resolved cases by this examiner. Grant probability derived from career allowance rate.

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