Prosecution Insights
Last updated: August 16, 2026
Application No. 18/379,188

ELECTROCHEMICAL DEVICE AND ELECTRONIC DEVICE

Non-Final OA §102§103
Filed
Oct 12, 2023
Priority
Oct 13, 2022 — CN 202211250451.1
Examiner
USYATINSKY, ALEXANDER
Art Unit
1751
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ningde Amperex Technology Limited
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
746 granted / 899 resolved
+18.0% vs TC avg
Strong +19% interview lift
Without
With
+19.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
35 currently pending
Career history
927
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
48.5%
+8.5% vs TC avg
§102
17.3%
-22.7% vs TC avg
§112
26.2%
-13.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 899 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Acknowledgement has been made of applicant’s claim for priority under 35 USC 119 (a-d). The certified copy has been filed on 11/29/2023. Information Disclosure Statement The Information Disclosure Statement (IDS) filed 10/12/2023 and 12/05/2024 have been placed in the application file and the information referred to therein has been considered. Claim Objections Claim 4 objected to because of the following informalities: A should be expressed in mass %. Appropriate correction is required. Claim Rejections - 35 USC § 102 (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 2, are 4-11, and 13- 20 rejected under 35 U.S.C. 102(a) as being anticipate by CN 106450438 to Fan (Fan, machine translation). Regarding claim 1, Fan discloses An electrochemical device (a lithium-ion battery, claim 1), comprising a positive electrode plate (claim 10) and an electrolytic solution (claim 1) wherein, the electrolytic solution comprises trimethylphosphate (Formula 1, para 10) as a phosphorus additive (reads on claimed Formula I, wherein R1=R2=CH3O, R3=CH3). In addition, Fan discloses the electrolytic solution containing trimethyl phosphate (5 wt.%), vinylene carbonate (VC) (1 wt. %) and 3 wt.% of fluoroethylene carbonate (FEC) (Example 2, para 42). Since Fan discloses a positive active material as LiNi0.8C 0.15Al0.05O2, wherein Al content is 1.4 mass% (re claim 13), claimed X/A ratio is 0.28 (re claim 10). It is noted that a specific example in the prior art which is within a claimed range anticipates the range. See MPEP 2131.03 Regarding claim 2, Fan discloses compounds 1, 3 and 6 (para 12) . Regarding claim 4, Fan discloses A=1.4 % wt. Regarding claims 5, 6 and 7, Fan discloses 1 mass% of adiponitrile (para 54). Regarding claim 8, Fan discloses 1 mass% of adiponitrile, 3 mass % of FEC and 5 % of cyanomethyl diethyl phosphate (reads on claimed Formula I), i.e. A+C < 5B. Regarding claim 9, Fan discloses silicon-carbon composite (para 28). Regarding claim 11, Fan discloses wherein tris(2,2,2-trifluoroethyl) phosphate, used in an amount of 1.0 wt. (para 60). Regarding claim 14, Fan discloses 3.0 wt.% of FEC. Regarding claims 15 and 16, Fan discloses wherein A+C=6 (para 54). Regarding claim 17, Fan discloses adiponitrile (para 54). Regarding claim 18, Fan discloses X/A ratio is 0.28 (see above). Regarding claim 19, Fan discloses natural graphite (para 5). Regarding claim 20, Fan discloses computers and mobile phones (para 4). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over CN 106450438 to Fan in view of US 20190148775 to Zhang (Zhang). Regarding claim 3, Fan discloses the invention as discussed above as an applied to claim 1 and incorporated therein. Fan does not expressly disclose phosphorous additives comprising compounds 1 to 24. Zhang teaches an electrolyte (Abstract) for a lithium-ion battery (para 144) comprising carbon coated silicon anode, wherein and electrolyte solution comprises fluoroethylene carbonate, and vinylene carbonate(para 118). In addition, Zhang teaches that the electrolyte solution contains phosphorus additives such as dimethyl methylphosphonate and diethyl ethylphosphonate (Claim 6, reads on claimed compounds 14 and 15). Taking into account that the electrolyte solution of Fan is substantially similar to that of Zhang, it would have been obvious to one or ordinary skill in the art before the effective filing date of the claimed invention to modify the electrolyte solution of Fan with dimethyl methylphosphonate and/or diethyl ethylphosphonate as taught by Zhang, because the use of a known technique to improve similar devices (methods or products) in the same way is likely to be obvious and would provide electrolyte solution for stable cycling. See KSR International Co. v. Teleflex Inc., 550 U.S. __,__, 82 USPQ2d 1385, 1395 – 97 (2007) (see MPEP § 2143, C.). Allowable Subject Matter Claim 12 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEXANDER USYATINSKY whose telephone number is (571)270-7703. The examiner can normally be reached IFP. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Leong can be reached at (571) 270-1292. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Alexander Usyatinsky/ Primary Examiner, Art Unit 1751
Read full office action

Prosecution Timeline

Oct 12, 2023
Application Filed
Jul 28, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12706298
ALL-SOLID LITHIUM SECONDARY BATTERY AND PREPARATION METHOD THEREOF
3y 2m to grant Granted Aug 11, 2026
Patent 12689068
BATTERY MONITORING SYSTEM
3y 3m to grant Granted Jul 21, 2026
Patent 12683175
REDOX FLOW BATTERY SYSTEM AND METHOD FOR OPERATING REDOX FLOW BATTERY
3y 4m to grant Granted Jul 14, 2026
Patent 12676388
RECHARGEABLE BATTERY WITH MOVABLE ELECTRODE
3y 8m to grant Granted Jul 07, 2026
Patent 12676375
BATTERY CASE FOR ELECTRIC VEHICLES AND MANUFACTURING METHOD
3y 4m to grant Granted Jul 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+19.1%)
2y 9m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 899 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month