Prosecution Insights
Last updated: September 17, 2026
Application No. 18/379,707

POLY(3,4-ETHYLENEDIOXYTHIOPHENE) POLYSTYRENE SULFONATE AND PHENYLALANINE COMPOSITE FILMS

Final Rejection §103
Filed
Oct 13, 2023
Priority
Oct 13, 2022 — provisional 63/415,787
Examiner
BROOKS, KREGG T
Art Unit
1764
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Colgate University
OA Round
2 (Final)
57%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
58%
With Interview

Examiner Intelligence

Grants 57% of resolved cases
57%
Career Allowance Rate
419 granted / 735 resolved
-8.0% vs TC avg
Minimal +1% lift
Without
With
+1.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 12m
Avg Prosecution
40 currently pending
Career history
785
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
48.4%
+8.4% vs TC avg
§102
16.2%
-23.8% vs TC avg
§112
25.4%
-14.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 735 resolved cases

Office Action

§103
DETAILED ACTION Applicant’s amendment dated 16 June 2026 is acknowledged. Claims 1-16 as amended are pending, with claims 8-14 withdrawn. Claim Rejections - 35 USC § 103 Claim(s) 1-3, 5, 15, and 16 are rejected under 35 U.S.C. 103 as being unpatentable over JP 2015-221873 A (“Metoki”). As to claims 1, 15, and 16, Metoki teaches a composite material (para. 0001), which can be used for forming film (para. 0012). Metoki teaches that the composite material comprises a pi-conjugated conductive polymer and a polyanion, which is neutralized with an amine compound containing a functional group including carboxyl group (para. 0014). Metoki teaches the use of poly(3-4-ethylenedioxythiophene) as a preferable conjugated polymer (para. 0035). While not exemplified, Metoki teaches the polyanion may be polystyrene sulfonate (para. 0040). While doping is not described, Metoki teaches that the monomers of the pi-conjugated conductive polymer may be polymerized in the presence of the polyanion (para. 0081), which would be expected to dope the polyanion (such as polystyrenesulfonate) with the pi-conjugated conductive polymer (such as PEDOT). Metoki teaches a compound having an amine group and other functional group including carboxyl, in particular amino acids; while not exemplified, Metoki teaches that these amino acids include phenylalanine (paras. 0097-0098). Metoki teaches the use of such compound provides stabilization to the polyanion-conjugated polymer composite material by neutralizing the polyanion. As such, the use of phenylalanine, in conjunction with a polyanion-conjugated polymer composite, such as PEDOT/PSS, is an obvious modification of Metoki including compounds suggested by Metoki. Metoki does not discuss the presence of phenylalanine structures on the surface of the film, nor the globules or fibrils required by claims 15 and 16. However, Metoki teaches the formation of films using PEDOT and polyanion, as well as carboxyl amine compound, including phenylalanine, formed from an aqueous solution. Furthermore, Metoki teaches a molar ratio of the polyanion (such as polystyrenesulfonate) to the amine compound (such as phenylalanine) preferably in the range of 1:0.6-1-1:1.4 (para. 0161), and a ratio of pi-conjugated monomer to polyanion preferably in the range of 1:.03-1:60 (paras. 0075-0076). It is calculated that these ratios suggest a ratio of 13-55 wt % of phenylalanine in a composite film of PEDOT:PSS. While this is expressed in weight, not volume, it is reasonable to expect that this suggests a similar volume ratio, given the components are all organic resins. Given that Metoki suggests phenylalanine as carboxyl amine compound, and teaches amounts including in the same amounts as applicant, it is reasonable to expect the resulting film would include structures, including the recited globules and fibrils as required by claims 15 and 16. As to claims 2 and 3, Metoki does not discuss the recited volume amount of phenylalanine. However, Metoki teaches a molar ratio of the polyanion (such as polystyrenesulfonate) to the amine compound (such as phenylalanine) preferably in the range of 1:0.6-1-1:1.4 (para. 0161), and a ratio of pi-conjugated monomer to polyanion preferably in the range of 1:.03-1:60 (paras. 0075-0076). It is calculated that these ratios suggest a ratio of 13-55 wt % of phenylalanine in a composite film of PEDOT:PSS. While this is expressed in weight, not volume, it is reasonable to expect that this suggests a similar volume ratio, given the components are all organic resins; as such, the preparation of a composite having the recited volume content of phenylalanine of claims 2 and 3 are obvious given the molar relations of the materials provided by Metoki. As to claim 5, Metoki does not discuss improved optical transmissivity over a comparable PEDOT:PSS film. However, given that Metoki teaches films of the same composition, it would be expected to have greater transmissivity to incorporate phenylalanine. Note that Metoki teaches that the use of the amine compound increases stability of the film (para. 0012). Claim(s) 4, 6, and 7 are rejected under 35 U.S.C. 103 as being unpatentable over JP 2015-221873 A (“Metoki”) as applied to claim 1, further in view of Alemu et al., “Highly conductive PEDOT:PSS electrode by simple film treatment with methanol for ITO-free polymer solar cells,” Energy Environ. Sci. 5, 9662-9671 (2012) (“Alemu”). As to claim 4, Metoki does not teach conductivity in the recited range. However, it is known that PEDOT:PSS films may have their conductivity increased by treatment with methanol and annealing (abstract, section 2.1), showing that conductivity in excess of 500 S/cm can be obtained from such treatment (Fig. 1). It would thus be an obvious to modify the film of Metoki with a methanol and annealing treatment to increase the conductivity as taught by Alemu. As to claims 6 and 7, Metoki does not suggest treatment of film with methanol and annealing as required by claims 6 and 7. However, it is known that PEDOT:PSS films may have their conductivity increased by treatment with methanol and annealing (abstract, section 2.1), showing that conductivity in excess of 500 S/cm can be obtained from such treatment (Fig. 1). It would thus be an obvious to modify the film of Metoki with a methanol and annealing treatment to increase the conductivity as taught by Alemu. Response to Arguments Applicant's arguments filed 16 June 2026 have been fully considered but they are not persuasive. Applicant argues that Metoki teaches the inclusion of amine compound that has one or two side chains deformed from phenylalanine molecules. This is incorrect. While Metoki does not exemplify phenylalanine, it is clear that the amino carboxylic compound of Metoki is included itself, not just as a sidechain for a different molecule. The translation of para. 0098 makes it clear that phenylalanine can be a compound of Formula (3) of Metoki. As such, Metoki clearly teaches phenylalanine may be used in dispersion with the PEDOT/polyanion solution. While Metoki does not discuss surface structure, it is reasonable to presume that the same compound in the same amount would produce such structures at a surface. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KREGG T BROOKS whose telephone number is (313)446-4888. The examiner can normally be reached Monday to Friday 9 am to 5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Arrie Reuther can be reached at (571)270-7026. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KREGG T BROOKS/ Primary Examiner, Art Unit 1764
Read full office action

Prosecution Timeline

Oct 13, 2023
Application Filed
Apr 21, 2026
Non-Final Rejection mailed — §103
Jun 16, 2026
Response Filed
Sep 04, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
57%
Grant Probability
58%
With Interview (+1.1%)
2y 12m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 735 resolved cases by this examiner. Grant probability derived from career allowance rate.

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