Prosecution Insights
Last updated: April 18, 2026
Application No. 18/381,564

HANDHELD SURFACE CLEANING APPARATUS

Non-Final OA §102§103
Filed
Oct 18, 2023
Examiner
FORDJOUR, SARAH AKYAA
Art Unit
3723
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Omachron Intellectual Property Inc.
OA Round
4 (Non-Final)
54%
Grant Probability
Moderate
4-5
OA Rounds
2y 12m
To Grant
85%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allow Rate
71 granted / 132 resolved
-16.2% vs TC avg
Strong +31% interview lift
Without
With
+30.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 12m
Avg Prosecution
53 currently pending
Career history
185
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
53.1%
+13.1% vs TC avg
§102
25.9%
-14.1% vs TC avg
§112
14.7%
-25.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 132 resolved cases

Office Action

§102 §103
DETAILED ACTION HANDHELD SURFACE CLEANING APPARATUS Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The amendments filed 11-25-2025has been entered. Claims 1-20 are currently pending and have been examined. The previous rejection has been updated due to applicant’s amendments. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1,5-10,12-20 are rejected under 35 U.S.C. 103 as being unpatentable over Han et al. (US20110289720A1) in view of Crouch (US20120030898A1), Yamada (JP2013230302A) and Antaki (CN85201464U). Regarding claim 1, Han teaches (a) an air flow path (para 0037-0040) extending from the dirty air inlet (63, figure 6) to a clean air outlet (58, figure 5), the air flow path comprising an inlet conduit (para 0038-0040, figures 5-6) that is positioned at the upper end of the hand vacuum cleaner (figure 5) (b) a cyclone assembly (100, figure 2) positioned in the air flow path, the cyclone assembly comprising a cyclone (para 0046-0050) having a front end (110, figure 3) and a rear end (end of 108, figure 3) and a cyclone axis of rotation (para 0046,0050,0059, line through 108) that extends through the front and rear ends of the cyclone, wherein the inlet conduit extends from the dirty air inlet to the cyclone (para 0038-0040, 0046-0059, figures 5-6); (c) a suction motor (M; para 0037,0040,0059) positioned in the air flow path rearward of the cyclone, the suction motor has an axis of rotation ( line extending through center of M; para 0037,0040,0059) and the suction motor axis of rotation is substantially parallel to the cyclone axis of rotation (figure 6); (d) a pistol grip handle (62, figures 4- 5) located at the rear end of the hand vacuum cleaner (figure 5), wherein a finger gap area (see area surrounding 65 and below 65) is positioned forward of the pistol grip handle and rearward of the suction motor (figures 5-6), wherein there is an absence of a post-motor filter between the finger gap area and the suction motor (M, figure 5-6);; (e) the pistol grip handle has a hand grip portion (see body of 62, figure 4) having a first end (front of 62, figures 4-5), a second end (rear of 62, figures 4-5) and a hand grip portion axis (line through front of 62, and rear of 62, figures 4-5) that extends centrally through the hand grip portion from the first end of the hand grip portion to the second end of the hand grip portion, wherein both the first end of the hand grip portion and the second end of the hand grip portion are positioned rearward of the suction motor (M, figures 5-6). Han fails to teach wherein the inlet conduit is provided with an electrical connector; and an energy storage unit is located at the lower end of the pistol grip handle and wherein the pistol grip handle is substantially linear. Crouch teaches a handheld vacuum cleaner that has inlet conduit (46, figure 1)where the inlet conduit includes an electrical connector (see 45, figure 1 and 6; para 0030-0031) that allows handheld vacuum cleaner to be connected to a cleaning attachment and have control of the agitator (106, figure 6) within the cleaning attachment (100, para 0031). It would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to have modified Han to include the teachings of Crouch’s electrical connector on an inlet conduit. This modification would allow a user to connect a cleaning accessory have more control over the components of the cleaning accessory (see para 0030-0031 of Crouch). Yamada teaches a handheld vacuum cleaner (2, figures 1-3) that includes an energy storage unit (20, figure 2) is located at the lower end of the pistol grip handle (8, figure 2),a lid (9, figure 2) that protects the energy storage unit ,and wherein a portion of the energy storage unit 20, figure 2) immediately underlies the suction motor (16, figure 2). It would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to have modified Han to have an energy storage unit is located at the lower end of the pistol grip handle that underlies the suction motor based on the teachings of Yamada. This modification would ensure the cleaner is a user-friendly handheld cleaner that allows for the energy storage unit to be easily removed and be protected from external impacts when stored on the cleaner (see Yamada pages 2-8). Antaki teaches a portable cleaner (abstract) that wherein the pistol grip handle is substantially linear (see figure 3) It would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to have modified Han to wherein the pistol grip handle is substantially linear based on the teachings of Antaki, since a change in shape of an element involves only routine skill in the art. This modification would make operating the handheld vacuum cleaner easier to handle during operation. (see pages 1-6 of npl) Regarding claim 5, modified Han teaches a pre-motor filter (see Han 70, figure 2) located between the cyclone (see Han para 0046-0050, figure 6) and the suction motor (see Han M, figure 6). Regarding claim 6, modified Han taches an axis (see Han line extending area surrounding 65, figure 5-6)that is transverse to the cyclone axis of rotation extends through the finger grip area and the energy storage unit (see Yamada 20, figure 2). Regarding claim 7, modified Han teaches wherein a portion of the energy storage unit (see Yamada 20, figure 2) immediately underlies the suction motor (see Han M, figure 6 and see Yamada 16, figure 2). Regarding claim 8, modified Han teaches wherein a portion of the energy storage unit (see Yamada 20, figure 2) immediately underlies the suction motor (see Han M, figure 6 and see Yamada 16, figure 2). Regarding claim 9, modified Han wherein the cyclone assembly (see Han 100, figure 3; para 0045-050) and a pre-motor filter (see Han 70, figure 2,6) comprise a removable air treatment unit (see Han para 0014,0042,0061). Regarding claim 10, modified Han teaches wherein the pre-motor filter (see Han 70, figures 2-6) is located between the cyclone (see Han para 0046-0050) and the suction motor (see Han M; para 0037,0040,0059, figure 6). Regarding claim 12, modified Han teaches wherein the cyclone assembly is removably mounted (see Han para 0044). Regarding claim 13, modified Han teaches wherein the inlet conduit has a conduit axis (see Han line that extends through 63, figure 6) and the conduit axis intersects the pistol grip handle (see Han line that extends through 63, figure 6 to rear of 62, figure 5-6). Regarding claim 14, modified Han teaches wherein, when the hand vacuum cleaner is oriented with the cyclone axis of rotation (see Han line extends through 108, figure 6) extending horizontally and the dirty air inlet (see Han 63, figure 6)above the cyclone (see Han para 0046-0050), the suction motor (see Han figure 6, portions of M positioned below 63, figure 6) is positioned below the conduit axis. Regarding claim 15, modified Han teaches further comprising a pre-motor filter (see Ha 70, figure 6) located between the cyclone (see Han para 0046-0050, figures 3-6) and the suction motor (see Han m, figure 5). Regarding claim 16,modified Han teaches when the hand vacuum cleaner is oriented with the cyclone axis of rotation (see Han , figure 6, line extending through 108, figure 6)extending horizontally and the dirty air inlet (see Han 63 is above cyclone area S1, figure 6) above the cyclone, the pre-motor filter (see Han 70, figure 6 portions of 70 is below 63) is positioned below the conduit axis. Regarding claim 17, modified Han teaches wherein the cyclone assembly (see Han 100, figure 3; para 0045-0050) and the pre-motor filter (see Han 70, figure 2) comprise a removable air treatment unit. (see Han para 0014,0042,0061). Regarding claim 18, modified Han teaches a pre-motor filter (see Han 70, figures 2,6) located between the cyclone (see Han para 0046-0050, figure 6) and the suction motor (see Han M , figure 6), the inlet conduit has a conduit axis (see Han line that extends through 63, figure 6) and, when the hand vacuum cleaner is oriented with the cyclone axis of rotation (see Han line extends through 108, figure 6) extending horizontally and the dirty air inlet (see Han 63, figure 6) above the cyclone (see S1 area, figure 6), the pre- motor filter (portions of 70, figure 6) is positioned below the conduit axis. Claim(s) 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over Han et al. (US20110289720A1) in view of Conrad (US20110314630A1) and Yamada (JP2013230302A). Regarding claim 19, Han teaches (a) an air flow path (para 0037-0040) extending from the dirty air inlet (63, figure 6) to a clean air outlet (58, figure 5), the air flow path comprising an inlet conduit (para 0038-0040, figures 5-6) that is positioned at the upper end of the hand vacuum cleaner (figure 5), wherein the inlet conduit has a conduit axis (line extending through 63, figure 6); (b) a cyclone assembly (100, figure 2) positioned in the air flow path, the cyclone assembly comprising a cyclone (para 0046-0050) having a front end (110, figure 3) and a rear end (end of 108, figure 3) and a cyclone axis of rotation (para 0046,0050,0059, line through 108 ) that extends through the front and rear ends of the cyclone, wherein the inlet conduit extends from the dirty air inlet to the cyclone (para 0038-0040, 0046-0059, figures 5-6); (c) a suction motor (M; para 0037,0040,0059) positioned in the air flow path rearward of the cyclone, the suction motor has an axis of rotation (line extending through center of M; para 0037,0040,0059) and the suction motor axis of rotation is substantially parallel to the cyclone axis of rotation (see figure 6); (d) a pre-motor filter (70, figure 6) located between the cyclone (para 0046-0050, figure 6 see S1) and the suction motor (M, figure 6); and, (e) a pistol grip handle (62, figures 4-5) located at the rear end of the hand vacuum cleaner, wherein a finger grip area (see area surrounding 65 and below 65, figure 5-6) is positioned forward of the pistol grip handle and rearward of the suction motor (figures 5-6), (f) when the hand vacuum cleaner is oriented with the cyclone axis of rotation extending horizontally and the dirty air inlet above the cyclone, the pre- motor filter (portions of 70, figure 6 is below 63, figure 6) is positioned below the conduit axis, and wherein the pistol grip handle has a hand grip portion (see body of 62, figures 4-5) having a first end (front of 62, figures 4-5), a second end (rear of 62, figures 4-5) and a hand grip portion axis (line through front of 62, and rear of 62, figures 4-5) that extends centrally through the hand grip portion from the first end of the hand grip portion to the second end of the hand grip portion, wherein both the first end of the hand grip portion and the second end of the hand grip portion (figures 4-6) are positioned rearward of the suction motor (M, figure 6), Han fails to teach an energy storage unit located at the lower end of the pistol grip handle, and wherein a portion of the energy storage unit immediately underlies the suction motor; wherein the cyclone assembly has a front openable door. However Han does disclose the cyclone assembly has a openable door (see Han 76, figure 2). Conrad teaches portable vacuum cleaner with a cyclone assembly that has a front openable door (para 0076) It would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to have modified Han to the cyclone assembly has a front openable door based on the teachings of Conrad since rearranging parts of an invention involves only routine skill in the art. This modification would make emptying the contents of cyclone easier. (para 0076 of Conrad) Yamada teaches a handheld vacuum cleaner (2, figures 1-3) that includes an energy storage unit (20, figure 2) is located at the lower end of the pistol grip handle (8, figure 2),a lid (9, figure 2) that protects the energy storage unit ,and wherein a portion of the energy storage unit 20, figure 2) immediately underlies the suction motor (16, figure 2). It would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to have modified Han to have an energy storage unit is located at the lower end of the pistol grip handle that underlies the suction motor based on the teachings of Yamada. This modification would ensure the cleaner is a user-friendly handheld cleaner that allows for the energy storage unit to be easily removed and be protected from external impacts when stored on the cleaner (see Yamada pages 2-8). Regarding claim 20, modified Han teaches wherein the cyclone assembly (see Han 100, figure 3; para 0045-0050) and the pre-motor filter (see Han 70, figure 6) comprise a removable air treatment unit (see Han para 0014,0042,0061). Claim(s) 2-4,11 are rejected under 35 U.S.C. 103 as being unpatentable over Han et al. (US20110289720A1) in view of Crouch (US20120030898A1) ,Yamada (JP2013230302A) , Antaki (CN85201464U) as applied to claim 1 further in view of Conrad (US20110314630A1) Regarding claim 2, Han as modified in claim 1 fails to teach a plurality of second stage cyclones downstream from the cyclone and wherein the plurality of second stage cyclone is located between the cyclone and the suction motor. Conrad teaches a hand vacuum cleaner (abstract) that includes a plurality of second stage cyclones (para 0095) downstream from a cyclone (814, figure 8) and wherein the plurality of second stage cyclone (para 0095) is located between the cyclone and a suction motor (864, figure 8), wherein the plurality of second stage cyclones (see Conrad 851, figure 8) are located between the cyclone and the suction motor (see Conrad; 864, figure 8), a pre-motor filter (862, figure 8; para 0095) located between the second stage cyclones and the suction motor (864, figure 8). It would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to have further modified Han to include second stage cyclone based on the teachings of Conrad. This modification would help increase the cleaning efficiency of the cleaning apparatus ,and help further filter and remove debris from the air. (see Conrad’s para 0054-0055,0095) Regarding claim 3, Han as modified in claim 2 teaches wherein the plurality of second stage cyclones (see Conard; 851, figure 8; para 0095) are located between the cyclone and the suction motor (see Han M, figure 6;see Conrad 864, figure 8). Regarding claim 4, modified Han teaches a pre-motor filter (see Conrad 862; para 0095, figure 8 and see Han 70, figure 6) located between the second stage cyclones (see Conard; 851, figure 8; para 0095) and the suction motor (see Han M, figure 6;see Conrad 864, figure 8). Regarding claim 11, modified Han teaches all limitations stated above ,but fails to teach the cyclone assembly has a front openable door. However Han does disclose the cyclone assembly has a openable door (see Han 76, figure 2). Conrad teaches portable vacuum cleaner with a cyclone assembly that has a front openable door (para 0076) It would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to have modified Han to the cyclone assembly has a front openable door based on the teachings of Conrad since rearranging parts of an invention involves only routine skill in the art. This modification would make emptying the contents of cyclone easier. (para 0076 of Conrad) Response to Arguments Applicant’s arguments see pages filed 11-25-2025, with respect to the rejection(s) of claim(s) 1 and 19 their dependent claims under 35 U.S.C.102 have been fully considered but are moot because the new ground of rejection (as necessitated by amendment) relies on a different combination of prior art references, not applied in the prior rejection of record to teach the amendments. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SARAH AKYAA FORDJOUR whose telephone number is (571)272-0390. The examiner can normally be reached Monday - Thursday 9:30am - 5:30pm and Friday 6:00am-3:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Monica Carter can be reached at 571-272-4475. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SARAH AKYAA FORDJOUR/Examiner, Art Unit 3723 /MONICA S CARTER/Supervisory Patent Examiner, Art Unit 3723
Read full office action

Prosecution Timeline

Oct 18, 2023
Application Filed
Nov 08, 2024
Non-Final Rejection — §102, §103
Jan 28, 2025
Response Filed
May 01, 2025
Final Rejection — §102, §103
Jun 26, 2025
Response after Non-Final Action
Jun 26, 2025
Examiner Interview Summary
Jun 26, 2025
Applicant Interview (Telephonic)
Jul 09, 2025
Request for Continued Examination
Jul 13, 2025
Response after Non-Final Action
Aug 19, 2025
Non-Final Rejection — §102, §103
Nov 24, 2025
Applicant Interview (Telephonic)
Nov 24, 2025
Examiner Interview Summary
Nov 25, 2025
Response Filed
Apr 01, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12520976
SURFACE CLEANING APPARATUS
2y 5m to grant Granted Jan 13, 2026
Patent 12515293
Vibratory Grinding Device
2y 5m to grant Granted Jan 06, 2026
Patent 12454020
CIRCULAR SAW APPARATUS WITH INTEGRATED MULTISTAGE FILTRATION SYSTEM
2y 5m to grant Granted Oct 28, 2025
Patent 12419475
VACUUM CLEANER
2y 5m to grant Granted Sep 23, 2025
Patent 12419473
HANDHELD EXTRACTION CLEANER
2y 5m to grant Granted Sep 23, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
54%
Grant Probability
85%
With Interview (+30.9%)
2y 12m
Median Time to Grant
High
PTA Risk
Based on 132 resolved cases by this examiner. Grant probability derived from career allow rate.

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