Prosecution Insights
Last updated: April 19, 2026
Application No. 18/381,892

ENDOSCOPIC SYSTEM AND METHOD

Non-Final OA §103
Filed
Oct 19, 2023
Examiner
TON, MARTIN TRUYEN
Art Unit
3771
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Karl Storz SE & Co. Kg
OA Round
3 (Non-Final)
61%
Grant Probability
Moderate
3-4
OA Rounds
3y 7m
To Grant
95%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allow Rate
319 granted / 521 resolved
-8.8% vs TC avg
Strong +34% interview lift
Without
With
+34.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
48 currently pending
Career history
569
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
48.0%
+8.0% vs TC avg
§102
26.7%
-13.3% vs TC avg
§112
18.9%
-21.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 521 resolved cases

Office Action

§103
DETAILED ACTION The following Office Action is on response to the Request for Continued Examination filed on January 16, 2026. Claims 1-10 are currently pending, wherein of the pending claims, claim 10 is withdrawn from further consideration. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on January 16, 2026 has been entered. Response to Arguments Concerning the “Remarks” on pages 5-6 of the Applicant’s Response filed on January 16, 2026, the applicant’s arguments have been fully considered, but they are moot in view of the new ground(s) of rejection. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Shelton, IV et al. (US 2021/0196365, hereinafter Shelton ‘365) in view of Shelton, IV et al. (US 2019/0201018, hereinafter Shelton ‘018) and Roberson et al. (US 2018/0161060, hereinafter Roberson). Concerning claim 1, the Shelton ‘365 prior art reference teaches an endoscopic system (Figure 2; 1000), comprising: an actuator at a distal end of the system (Figure 2; 1125), a manually operated actuating unit at a proximal end of the system (Figure 2; 1147), configured to actuate the actuator ([¶ 0090]) and select an actuator force configured to allow the actuator to act on an object ([¶ 0193-0194]), the actuating unit being displaceable between a start position and an end position ([¶ 0193]), an actuator motor configured to drive the actuator to reach a desired position ([¶ 0092]), and a control unit (Figure 3; 640) configured to: a) actuate the actuator motor depending on a current position of the actuating unit when the actuating unit is actuated between the start position and the end position and if an actuator force, detected by a position sensor ([¶ 0102]), exerted by the actuator does not exceed a limit value ([¶ 0172], control unit sets a motor current threshold but allows for the end effector to reach a fully-clamped state), b) not actuate the actuator motor any further when the actuating unit is actuated between the start position and the end position and if an actuator force, detected by the position sensor ([¶ 0102]), exerted by the actuator reaches or exceeds the limit value ([¶ 0192], once the threshold is reached, the control unit stops the jaws from closing, wherein the movement of the jaws and the trigger are corresponded), and c) drive the actuator motor beyond the limit valve by the manually operable actuating unit, depending on an operating force exerted on the actuating unit, when the actuating unit is actuated in the end position ([¶ 0183], the control unit provides for a manual override in pre-defined conditions), but it does not specifically teach the actuating unit including a force sensor, and wherein the force sensor comprises a bending element configured to measure a deformation of the actuating unit, wherein both the position sensor and the force sensor are configured to measure a force on the actuation unit nor does it teach the limit value being realized by way of a slip coupling. However, the Shelton ‘365 reference teaches that the system may include a force sensor ([¶ 0095]), and further states that multiple sensors can employed to alert the control unit to the program instructions that should be used in a particular setting ([¶ 0102]), while the Shelton ‘018 reference teaches an endoscopic system similar to that of the Shelton ‘365 reference, wherein the Shelton ‘018 reference teaches that the control unit may be in communication with one or more sensors to measure various derived parameters, wherein said sensors may include both a force sensor and a position sensor ([¶ 0547, 0765]), wherein both the position sensor and the force sensor are configured to measure a force on the actuation unit ([¶ 0547]), and wherein the Shelton ‘018 reference further teaches that the force sensor may comprise piezoelectric elements which detect a change in pressure occurring on the jaw members and convert stress into an electric potential ([¶ 0386]). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have the endoscopic system of the Shelton ‘365 reference include both a force sensor, wherein the force sensor comprises a bending element configured to measure a deformation of the actuating unit, and a position sensor, wherein both the position sensor and the force sensor are configured to measure a force on the actuating unit as in the Shelton ‘018 reference to provide multiple sensor signals therein providing multiple parameters of the actuating unit to better analyze the information necessary to determine an actuating algorithm (Shelton ‘018; [¶ 0765]). Furthermore, the Roberson reference teaches an endoscopic system similar to that of the Shelton ‘365 reference, wherein the Roberson reference teaches a slip coupling utilized to realize a limit value ([¶ 0122]). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have the limit value of the Shelton ‘365 reference be realized by a slip coupling as in the Roberson reference, given the Roberson reference teaches a slip coupling as a known structure for realizing a limit value (Roberson; [¶ 0122]). Concerning claim 2, the combination of the Shelton ‘365, Shelton ‘018, and Roberson references as discussed above teaches the endoscopic system as claimed in claim 1, wherein the Shelton ‘365 reference further teaches the system being configured for a forceps function, the actuator comprises two jaw parts (Figure 2; 146, 149) and actuation of the actuator is an opening and closing of the jaw parts ([¶ 0092]). Concerning claim 3, the combination of the Shelton ‘365, Shelton ‘018, and Roberson references as discussed above teaches the endoscopic system as claimed in claim 1, wherein the Shelton ‘365 reference further teaches the actuating unit comprising the force sensor configured to measure the operating force exerted on the actuating unit, at least in the end position ([¶ 0102]). Concerning claim 4, the combination of the Shelton ‘365, Shelton ‘018, and Roberson references as discussed above teaches the endoscopic system as claimed in claim 1, wherein the Shelton ‘365 reference further teaches movable jaw parts (Figure 2; 1146) and an end stop configured to provide haptic feedback (Figure 2; 1149), and further teaches such jaw parts may be controlled with a push rod ([¶ 0288]; closure tube may be interpreted as a push rod). Concerning claim 5, the combination of the Shelton ‘365, Shelton ‘018, and Roberson references as discussed above teaches the endoscopic system as claimed in claim 1, wherein the Shelton ‘365 reference further teaches the actuating unit comprising the position sensor configured to determine the current position of the actuating unit between the start position and the end position ([¶ 0102]). Concerning claim 6, the combination of the Shelton ‘365, Shelton ‘018, and Roberson references as discussed above teaches the endoscopic system as claimed in claim 1, wherein the Shelton ‘018 reference further teaches that limit values for a control unit may be fixed or predetermined, defined with respect to one or more other variables, or alternatively may be programmed or set by a user of the surgical instrument ([¶ 0696]). Therefore, it would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to have the limit value of the Shelton ‘365 reference be capable of being set by a user as in the Shelton ‘018 reference given the Shelton ‘018 references teaches manual programming as an obvious alternative to fixed or predetermined values (Shelton ‘018; [¶ 0696]). Concerning claim 7, the combination of the Shelton ‘365, Shelton ‘018, and Roberson references as discussed above teaches the endoscopic system as claimed in claim 1, wherein the Shelton ‘365 reference further teaches the limit value being realized by restricting the current conducted to the actuator motor ([¶ 0172]). Concerning claim 8, the combination of the Shelton ‘365, Shelton ‘018, and Roberson references as discussed above teaches the endoscopic system as claimed in claim 1, wherein the Shelton ‘365 reference further teaches the actuating unit comprising a first rigid grip (Figure 2; 1109) and a second movable grip (Figure 2; 1147) Concerning claim 9, the combination of the Shelton ‘365, Shelton ‘018, and Roberson references as discussed above teaches the endoscopic system as claimed in claim 1, wherein the Shelton ‘365 reference further teaches the actuating unit comprising a movable grip member (Figure 2; 1147). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MARTIN TRUYEN TON whose telephone number is (571)270-5122. The examiner can normally be reached Monday - Friday; EST 10:00 AM - 6:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Darwin Erezo can be reached at 571-272-4695. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARTIN T TON/Examiner, Art Unit 3771 2/27/2026
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Prosecution Timeline

Oct 19, 2023
Application Filed
Jul 09, 2025
Non-Final Rejection — §103
Sep 10, 2025
Response Filed
Dec 30, 2025
Final Rejection — §103
Jan 09, 2026
Response after Non-Final Action
Jan 16, 2026
Request for Continued Examination
Feb 15, 2026
Response after Non-Final Action
Feb 27, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
61%
Grant Probability
95%
With Interview (+34.2%)
3y 7m
Median Time to Grant
High
PTA Risk
Based on 521 resolved cases by this examiner. Grant probability derived from career allow rate.

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