Prosecution Insights
Last updated: May 29, 2026
Application No. 18/383,074

Article Transport Facility

Non-Final OA §102§103
Filed
Oct 24, 2023
Priority
Oct 26, 2022 — JP 2022-171551
Examiner
CUMBESS, YOLANDA RENEE
Art Unit
3651
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Daifuku Co. Ltd.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
975 granted / 1120 resolved
+35.1% vs TC avg
Moderate +9% lift
Without
With
+9.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
18 currently pending
Career history
1143
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
65.1%
+25.1% vs TC avg
§102
8.0%
-32.0% vs TC avg
§112
24.3%
-15.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1120 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 3-6 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Pollack et al (US PG. Pub. 2015/0166265). Relative to claims 1 and 3-6, Pollack discloses: claim 1) An article transport facility (Fig. 2A), comprising: at least one transport vehicle (“carrier”) configured to transport an article (Para. 0063); a travel path (“track system”) on which the at least one transport vehicle (“carrier”) travels, the travel path divided into a plurality of control regions (see “local track sections”, that are individually controlled; Para. 0043); a plurality of section control devices (“local processors”) each provided for a corresponding control region out of the plurality of control regions (“local track sections”) and configured to control passage of the at least one transport vehicle (carrier) in the corresponding control region (Para. 0043); a superior control device (central controller) configured to control the plurality of section control devices (Para. 0043); the travel path (150) including a plurality of recording points (see “decision points”, 164, 166, etc.); and the plurality of section control devices (“local processors”) each configured to: (i) record a control state of the at least one transport vehicle (“carrier”) at each recording point in the corresponding control region as recording information associated with said each recording point (at the decision point, carrier communicates its identity, identity of sample being carried (Para. 0092), (ii) generate transmission information including a plurality of pieces of the recording information for said each recording point (Para. 0092, identity information of carrier and sample is generated and transmitted), and (iii) transmit the transmission information to the superior control device by said each recording point (information obtained at decision point about carrier may be transmitted to central controller; Para. 0044); Claim 3) each of the plurality of control regions includes a specific section (see for instance, a section of the track system 200 comprising a portion of the top track 220 around a top decision node 214 – i.e. a first path – and a portion of the track 222 directly underneath the top portion above around a bottom decision node 214 – i.e., a second path, this section of the track may be within or outside a module 205), the specific section includes: a first path and a second path not intersecting with each other (a portion of the top track 220 around a top decision node 214 – i.e. a first path – and a portion of the track 222 directly underneath the top portion above around a bottom decision node 214 – i.e., a second path, don’t intersect each other); and a connection path connecting a first connecting part in the first path to a second connecting part in the second path (at the section, see the path connecting the top track 220 and the bottom track 222, between a top and bottom decision node 214)(Fig. 3, the connecting parts are located just before reaching the decision points 214 along the paths)(Para. 0066), the specific section includes a first passage point downstream from the first connecting part as a recording point (in the section, the connecting parts are located just before reaching, or when reaching the decision points 214 along the paths, the first connecting part is just prior to reaching or when reaching the top decision point 214 at the top track 220, the first passage point is located at or just after a top decision point 214 along top track)(Fig. 3), the specific section includes a second passage point downstream from the second connecting part as a recording point (the second connecting part is just prior to reaching or when the carrier reaches the bottom decision point 214 at the bottom track 222, the bottom passage point is located at or just after a bottom decision point 214 along top track)(Fig. 3), in response to the plurality of section control devices (“local processor”) each permitting a transport vehicle (“carrier”) traveling on the first path for passage through the first passage point to pass through the first passage point, the section control device records, as the recording information, (i) the transport vehicle (“carrier”) identification information on the transport vehicle (Para. 0992) and (ii) permission time information indicative of a time point at which the section control device permitted the transport vehicle (“carrier”) to pass (Para. 0107, information also includes position of carrier at any point, Para. 0093), in association with point identification information on the first passage point (Para. 0092), in response to the plurality of section control devices each permitting a transport vehicle (“carrier”) traveling on the second path for passage through the second passage point to pass through the second passage point, the section control device records, as the recording information, (i) the transport vehicle identification information on the transport vehicle (Para. 0092) and (ii) permission time information indicative of a time point at which the section control device permitted the transport vehicle (“carrier”) to pass (Para. 0107), in association with point identification information on the second passage point (Para. 0092), and in response to the plurality of section control devices each permitting a transport vehicle (“carrier”) traveling from the first path to the connection path for passage through the second passage point (see near bottom decision point 214 on bottom track 222)(Fig. 3) to pass through the second passage point, the section control device records, as the recording information, (i) the transport vehicle identification information on the transport vehicle (Para. 0092) and (ii) permission time information indicative of a time point at which the section control device permitted the transport vehicle (“carrier”) to pass (Para. 0107), in association with point identification information on the first passage point and point identification information on the second passage point (Para. 0092, 0107); claim 4) each of the plurality of control regions includes a specific section (see for instance, a section of the track system 200 comprising a portion of the top track 220 around a top decision node 214 – i.e. a first path – and a portion of the track 222 directly underneath the top portion above around a bottom decision node 214 – i.e., a second path, this section of the track may be within or outside a module 205), the specific section includes: a first path and a second path not intersecting with each other (a portion of the top track 220 around a top decision node 214 – i.e. a first path – and a portion of the track 222 directly underneath the top portion above around a bottom decision node 214 – i.e., a second path, don’t intersect each other); and a connection path connecting a first connecting part in the first path to a second connecting part in the second path (at the section, see the path connecting the top track 220 and the bottom track 222, between a top and bottom decision node 214)(Fig. 3, the connecting parts are located just before reaching the decision points 214 along the paths)(Para. 0066), the specific section includes a first passage point downstream from the first connecting part as a recording point (in the section, the connecting parts are located just before reaching, or when reaching the decision points 214 along the paths, the first connecting part is just prior to reaching or when reaching the top decision point 214 at the top track 220, the first passage point is located at or just after a top decision point 214 along top track)(Fig. 3), the specific section includes a second passage point downstream from the second connecting part as a recording point (the second connecting part is just prior to reaching or when the carrier reaches the bottom decision point 214 at the bottom track 222, the bottom passage point is located at or just after a bottom decision point 214 along top track)(Fig. 3), in response to the plurality of section control devices (“local processors”) each permitting a transport vehicle (“carrier”) traveling from the first path to the connection path for passage through the second passage point to pass through the second passage point (see near bottom decision point 214 on bottom track 222)(Fig. 3), the section control device records, as the recording information, passage permission information indicating that the section control device (“local processor”) permitted the transport vehicle (“carrier”) to pass, in association with the first passage point and the second passage point (passage permission information may include identities of carriers, loads, times, routing and other information, Para. 0092); claim 5) the plurality of section control devices (“local processors”) each collectively transmit, to the superior control device (“central controller”), transmission information including recording information recorded in association with the first passage point (near top Ref. 214) and transmission information including recording information recorded in association with the second passage point (near bottom Ref. 214)(Para. 0092; 0044); and claim 6) each of the plurality of recording points (decision point) has an accumulation period (Para. 0092), and the plurality of section control devices (“local processors”) each generate transmission information including recording information on each recording point (decision point) for the accumulation period, and transmit the transmission information to the superior control device (Para. 0092, information at decision point is transmitted to the central controller). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 2 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pollack. Relative to claim 2, Pollack discloses all claim limitations mentioned above, including: the at least one transport vehicle (“carrier”) comprises a plurality of transport vehicles each having unique transport vehicle identification information (Para. 0089; 0042), each of the plurality of recording points (decision points, 164, 166) has unique point identification information (decision points may be landmarks, 0048, that can be identified by the position decoder, Para. 0108, 0093; see also Para. 0118, track sections can be identified along with the decision points along the track), and in response to the plurality of section control devices (“local processors”) each permitting a transport vehicle to pass through a recording point, the section control device records, as the recording information, point identification information on the recording point in association with (i) the transport vehicle identification information on the transport vehicle (Para. 0092, carrier identity at decision point is determined and is associated with the identity of the decision point landmark; Para. 0048; 0108). Pollack does not expressly disclose: in response to the plurality of section control devices each permitting a transport vehicle to pass through a recording point, the section control device records, as the recording information, point identification information on the recording point in association with (ii) permission time information indicative of a time point at which the section control device permitted the transport vehicle to pass. Pollack teaches: the section control device records, as the recording information, point identification information on the recording point in association with permission time indicative of a time at which the section control device permitted the transport vehicle to pass, as an obvious matter of design choice. A controller that makes a real-time decision to allow a carrier to enter a section necessarily performs that decision at a particular time (Para. 0107, the real-time position of the carrier is known and communicated to the local controller, Para. 0044). This obtaining the time of the allow/entry event at the decision point on the track would have been an obvious and routine implementation detail of the real-time gate/switch control. It would have been obvious to one of ordinary skill in the art on or before the time of the filing to modify the system of Pollack with the recording the permission time information indicative of when the vehicle is permitted to pass since obtaining the time of the allow/entry event at the decision point on the track would have been an obvious and routine implementation detail of the real-time gate/switch control. Claim(s) 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pollack in view of Harasaki (US PG. Pub. 2014/0358338). Relative to claim 7, Pollack discloses all claim limitations above, but does not expressly disclose: the plurality of section control devices are each configured to receive a passage completion notice in response to a transport vehicle having passed a recording point, and the plurality of section control devices each transmit, to the superior control device, transmission information on a recording point satisfying either a first condition or a second condition, the first condition being that the section control device does not receive the passage completion notice within a predetermined time period after the section control device permitted the transport vehicle to pass through the recording point, the second condition being that another transport vehicle has been unable to pass through the recording point for a predetermined time period. Harasaki teaches: the plurality of section control devices are each configured to receive a passage completion notice in response to a transport vehicle (3) having passed a recording point (see near tracks R1-R16, near S1-S6 or C1-C6)(Para. 0032), and the plurality of section control devices (4) each transmit, to the superior control device (12), transmission information on a recording point satisfying either a first condition or a second condition (Para.0050), the first condition being that the section control device (4) does not receive the passage completion notice within a predetermined time period after the section control device permitted the transport vehicle to pass through the recording point (Para. 0050, abnormality is detected), the second condition being that another transport vehicle (3) has been unable to pass through the recording point for a predetermined time period (Para. 0050). Harasaki teaches: receiving the passage completion notice, and transmitting information satisfying either a first condition or a second condition as mentioned above, for the purpose of providing a travelling vehicle system that prevents areas of congestion of traveling vehicles from widening and improving traveling efficiency of the traveling vehicles (Para. 0006). It would have been obvious to one of ordinary skill in the art on or before the time of the filing to modify the system of Pollack with the receiving the passage completion notice, and transmitting information satisfying either a first condition or a second condition as taught in Harasaki for the purpose of providing a travelling vehicle system that prevents areas of congestion of traveling vehicles from widening and improving traveling efficiency of the traveling vehicles. Claim(s) 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pollack and Harasaki as applied to claim 7 above, and further in view of Matsumoto (US PG. Pub. 2023/0242166). Pollack in view of Harasaki discloses all claim limitations mentioned above, but does not expressly disclose: the plurality of section control devices are each configured to transmit the transmission information to the superior control device at a predetermined cycle, and the section control device transmits the transmission information to the superior control device up to predetermined times in response to the first condition or the second condition being satisfied. Matusumoto teaches: the plurality of section control devices (220)(Fig. 3) are each configured to transmit the transmission information to the superior control device (200)(Para. 0057; 0079) at a predetermined cycle (Para. 0078), and the section control device (220) transmits the transmission information to the superior control device (200) up to predetermined times in response to the first condition or the second condition being satisfied (Para. 0078), for the purpose of providing a traveling vehicle system that can efficiently pass through a branching portion (Para. 0005). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the system of Pollack in view of Harasaki with the transmitting the transmission information to the superior control device at a predetermined cycle, and transmitting the transmission information to the superior control device up to predetermined times in response to the first condition or the second condition being satisfied described above, as taught in Matusumoto for the purpose of providing a traveling vehicle system that can efficiently pass through a branching portion. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to YOLANDA RENEE CUMBESS whose telephone number is (571)270-5527. The examiner can normally be reached M-F 10-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gene Crawford can be reached at 571-272-6911. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /YOLANDA R CUMBESS/Primary Examiner, Art Unit 3651
Read full office action

Prosecution Timeline

Oct 24, 2023
Application Filed
May 07, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
96%
With Interview (+9.0%)
2y 3m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1120 resolved cases by this examiner. Grant probability derived from career allowance rate.

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