Prosecution Insights
Last updated: April 17, 2026
Application No. 18/384,440

CAPSULE TO EXTRACT ESSENCE OF HYDROSCOPIC SUBSTANCES CONTAINED WITHIN

Non-Final OA §102§112
Filed
Oct 27, 2023
Examiner
SEIF, DARIUSH
Art Unit
3731
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
unknown
OA Round
1 (Non-Final)
70%
Grant Probability
Favorable
1-2
OA Rounds
2y 10m
To Grant
76%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allow Rate
361 granted / 517 resolved
At TC average
Moderate +6% lift
Without
With
+6.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
35 currently pending
Career history
552
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
46.9%
+6.9% vs TC avg
§102
23.5%
-16.5% vs TC avg
§112
26.0%
-14.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 517 resolved cases

Office Action

§102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application is being examined under the AIA first to file provisions. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Application Status This office action is responsive to applicant’s response to election/restriction filed 12/22/2025. Applicant’s election without traverse to examine claims 1 and 5 in the reply filed on 12/22/2025 is acknowledged. Claims 1-25 are currently pending; Claims 2-4 and 6-25 have been withdrawn. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 5 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Regarding claim 5: Claim 5 recites “wherein at least one object is disposed a) between substance(s) and one or more cavity boundaries, or b) between layers of substance(s), or c) in a mix with the substance(s)”. Each of these alternatives are unclear, rendering the claim indefinite. In “a)”, the phrase “between substance” has no meaning; in “b)” it is unclear if the layers are required to be the same or different substances; and in “c)” it is unclear if a “mix” requires elements not claimed (e.g., other ingredients or substances in a mix). Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 and 5 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Junker et al. US 2019/0270581. Regarding claim 1: Junker teaches an enclosed capsule (FIG. 3), comprising: a) a capsule body (1), constructed of non-porous material(s) (“plastic or aluminum”, [0042]), wherein one or more surface areas (6) of the capsule body are configured to allow piercing to enable entry of a liquid, and one or more surface areas of the capsule body are configured to allow for piercing to enable exit of a liquid (12); and b) one or more substances comprising at least one hygroscopic substance ([0019], beverage powders are hygroscopic substances), disposed within the capsule body prior to the capsule being sealed ([0014]); and c) one or more objects (4) disposed within the capsule body prior to the capsule being sealed, wherein the object(s) are configured to modify the flow characteristics ([0049], see premixing description) of a pressurized liquid ([0042]) through the capsule body ([0046]). Regarding claim 5: Junker teaches the capsule of claim 1, as discussed above, wherein at least one object is disposed in a mix with the substance ([0049], see premixing description). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DARIUSH SEIF whose telephone number is (408)918-7542. The examiner can normally be reached Monday-Friday 9:30 AM-6:00 PM PST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ANNA KINSAUL can be reached at 571-270-1926. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DARIUSH SEIF/ Primary Examiner Art Unit 3731
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Prosecution Timeline

Oct 27, 2023
Application Filed
Feb 17, 2026
Non-Final Rejection — §102, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
70%
Grant Probability
76%
With Interview (+6.2%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 517 resolved cases by this examiner. Grant probability derived from career allow rate.

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