Prosecution Insights
Last updated: April 19, 2026
Application No. 18/384,752

FREE-FORM FABRICATION OF CONTINUOUS CARBON FIBER COMPOSITES USING ELECTRIC FIELDS

Non-Final OA §103§112
Filed
Oct 27, 2023
Examiner
GROUX, JENNIFER LILA
Art Unit
1754
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Essentium Inc.
OA Round
1 (Non-Final)
36%
Grant Probability
At Risk
1-2
OA Rounds
3y 7m
To Grant
84%
With Interview

Examiner Intelligence

Grants only 36% of cases
36%
Career Allow Rate
41 granted / 115 resolved
-29.3% vs TC avg
Strong +49% interview lift
Without
With
+48.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
60 currently pending
Career history
175
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
44.6%
+4.6% vs TC avg
§102
12.7%
-27.3% vs TC avg
§112
32.8%
-7.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 115 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group I, claims 1-12, and Species A in the reply filed on 12/10/2025 is acknowledged. Upon further consideration the species election requirement is withdrawn in part such that Species A-C (Figs. 1-3) can be examined together. Non-elected Species D (Fig. 5) corresponds to claims 11-12 and is withdrawn. Claims 11-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention/species, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 12/10/2025. Specification The disclosure is objected to because of the following informalities: paragraph [0024] of the filed specification recites the phrase “BDB applicator 302,” which should read “DBD applicator 302.” Appropriate correction is required. Claim Objections Claim(s) 1 and 3 is/are objected to because of the following informalities: claim 1, in line 4, should read “a continuous carbon fiber composite” to establish proper antecedent basis for the remaining limitations referring to this element. Claim 3 should read “and the continuous carbon fiber composite” in the last line. Appropriate correction is required. Claim Interpretation The examined claims are directed to a system that is interpreted as a device/apparatus. The examiner notes that recitations directed toward a manner of operating a device do not differentiate apparatus claims from the prior art. MPEP 2114 (II). Furthermore, materials or articles worked upon by an apparatus in its intended use do not impart patentability to the apparatus claims. MPEP 2115. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim(s) 5-7 is/are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 5 recites the limitation "wherein the dielectric barrier comprises a dielectric disc and the second electrode forms part of a nozzle tube that extends through the dielectric disc." Claim 1 recites that the first electrode is disposed with the dielectric barrier. Accordingly, claim 5 corresponds to the configuration of Fig. 2, where the nozzle 210 serves as the second/ground electrode and passes through the first electrode/conductor 206. Claim 1 requires that “the first and second electrodes are configured to allow the continuous carbon fiber composite to pass therebetween to cure the carbon fiber composite” (last clause). Unless the intended meaning of “to pass therebetween” is different from the ordinary meaning, it is unclear how a configuration according to claim 5 or Fig. 2, with the second electrode extending through the first electrode, can also allow the continuous carbon fiber composite to pass between the electrodes. For further examination and the application of prior art, a configuration according to Fig. 2 would be considered to meet the claim language. The indicated dependent claims are rejected for the reasons provided above. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1 and 3-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sweeney et al., US 20200070416 A1 (“Sweeney ‘416”) in view of Sweeney et al., Dielectric Barrier Discharge Applicator for Heating Carbon Nanotube-Loaded Interfaces and Enhancing 3D-Printed Bond Strength, Nano Letters 2020 (“Sweeney Nano Letters”). Regarding claim 1, Sweeney ‘416 discloses a system (Fig. 2) for free-form fabrication of continuous carbon fiber composites (for additive manufacturing of polymer/continuous fiber composites, [0035], and therefore capable of working on continuous carbon fiber composites), the system comprising: PNG media_image1.png 1518 1290 media_image1.png Greyscale A plasma applicator (plasma applicator apparatus 130, Fig. 2, which includes a high voltage electrode 134 encapsulated by a dielectric insulator 136, [0036]) configured to create an electric field (creates plasma field 140, Fig. 2, [0036]) proximal to the continuous carbon fiber composite (proximal to the composite layers 131, Fig. 2), the plasma applicator comprising: A first electrode (high voltage electrode 134, Fig. 2, [0036]) disposed within a dielectric barrier (encapsulated by dielectric insulator 136, Fig. 2, [0036]); and A second electrode (print head nozzle 122 and/or part carrier 124, both of which are grounded, Fig. 2, [0036]) spaced apart from the first electrode (Fig. 2), Wherein the first and second electrodes are configured to allow the continuous carbon fiber composite to pass therebetween (configuration allows for printed material to pass between at least first electrode 134 and part carrier 124; furthermore, the head configuration is analogous to instant Fig. 2, which is apparently encompassed by claim 1 based on claims 5-7, such that the configuration can be considered to analogously allow for the material to pass between the first electrode 134 and the nozzle 122). Sweeney ‘416 discloses the high voltage electrode encapsulated in the dielectric insulator and the configuration to apply a plasma across an air gap with no pressurization requirements. Accordingly, the disclosure at least strongly implies the plasma applicator is a DBD applicator. See MPEP 2144.01 regarding implicit disclosure. Sweeney ‘416 further suggests that the invention intends to address prior issues related to strength and heating of 3D parts ([0005]-[0006]). Still, the reference is silent as to the plasma being a dielectric barrier discharge and the effect of the system being for curing. In the analogous art of 3D printing (Abstract), Sweeney Nano Letters discloses a DBD applicator configuration having substantially the same structure (Fig. 1A below and associated caption) wherein the first and second electrodes (conductor within dielectric disc and grounded nozzle, respectively, Fig. 1A) are configured to apply a DBD plasma to a 3D printed part to cure the printed composite material (Fig. 1A, in line with instant Fig. 2, configured such that the 3D printed part passes through the generated electric field, where the material is heated, p. 2311). Sweeney Nano Letters teaches that DBDs involve a low temperature plasma gas which does not damage temperature-sensitive substrates (p. 2310), and the configuration can achieve Joule heating in the printed layers below the surface and eliminate cumbersome postprocessing treatments and produce parts ready for functional end-use applications (p. 2311). PNG media_image2.png 518 707 media_image2.png Greyscale In case such configuration was not already present, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the plasma applicator of Sweeney ‘416 to adopt the configuration of Sweeney Nano Letters such that the plasma was a DBD plasma and the first and second electrodes were configured to allow the printed composite material to pass therebetween to cure the material in order to achieve non-destructive localized heating in the printed layers below the surface and thereby reduce or eliminate the need for further postprocessing as taught by Sweeney Nano Letters. Regarding claim 3, the combination discloses the system of claim 1, and Sweeney ‘416 discloses the first electrode, the second electrode, and the dielectric barrier are configured to generate a plasma between the first electrode and the uncured carbon fiber composite (plasma field, [0007], [0036]). Regarding claim 4, the combination discloses the system of claim 1, and Sweeney ‘416 discloses an alternating current generator electrically coupled to the first and second electrodes (signal generator, [0007], that outputs a high potential electromagnetic signal comprising an alternating current signal, [0008]-[0009]). Regarding claim 5, the combination discloses the system of claim 4, and Sweeney ‘416 discloses the dielectric barrier comprises a dielectric disc (the plasma field applicator has a disc-like shape, [0013], Fig. 2) and the second electrode forms part of a nozzle tube (the nozzle 122 being grounded, Fig. 2, [0036]) that extends through the dielectric disc (Fig. 2). Regarding claim 6, the combination discloses the system of claim 5. Sweeney ‘416 discloses the deposited material is heated ([0035]) but is silent as to a heater block disposed around the nozzle tube and configured to heat the continuous carbon fiber composite as it flows through the nozzle tube. Sweeney Nano Letters further discloses a heater block (heater block, Fig. 1A) disposed around the nozzle tube (around nozzle, a tube, Fig. 1A) and configured to heat the composite material as it flows through the nozzle tube (Fig. 1A). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to further specify the system of Sweeney ‘416 included a heater block disposed around the nozzle tube and configured to heat the continuous carbon fiber composite as it flows through the nozzle tube in order to implement a known structure suitable for heating the 3D printed materials for deposition, as shown by Sweeney Nano Letters. Regarding claim 7, the combination discloses the system of claim 6, and Sweeney ‘416 discloses the dielectric disc comprises a conductor (high voltage electrode 134, Fig. 2, [0036]) disposed within the dielectric disc (Fig. 2). Regarding claim 8, the combination discloses the system of claim 1, and Sweeney ‘416 discloses the second electrode forms at least part of a plate (the grounded part carrier 124, Fig. 2, [0036]) that is configured to move relative to the first electrode (capable of relative movement, [0035]). Regarding claim 9, the combination discloses the system of claim 1, and Sweeney ‘416 discloses the first electrode is configured to move relative to the continuous carbon fiber composite (the print head nozzle 122, to which the first electrode 134 is attached, Fig. 2, is capable of moving relative to the part carrier 124 supporting the printed object, [0035]). Regarding claim 10, the combination discloses the system of claim 1, and Sweeney ‘416 discloses a conductive substrate (part carrier 124, which grounds the part to complete the conduction pathway, Fig. 2, [0036]) upon which the continuous carbon fiber composite rests after being extruded by a print head (configured to receive extruded composite print material, Fig. 2). Claim(s) 2 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sweeney et al., US 20200070416 A1 (“Sweeney ‘416”), in view of Sweeney et al., Dielectric Barrier Discharge Applicator for Heating Carbon Nanotube-Loaded Interfaces and Enhancing 3D-Printed Bond Strength, Nano Letters 2020 (“Sweeney Nano Letters”), as applied to claim 1 above, and further in view of Tsai et al., US 20160271874 A1. Regarding claim 2, the combination discloses the system of claim 1. Sweeney ‘416 exemplifies the high potential electromagnetic signal output by the signal generator comprises an AC signal ([0007]-[0009]) but further discloses that the signal can comprise a short duration pulse signal, a rectified signal, etc. ([0033]) and the controller can modify the frequency, voltage, current, and waveform shape ([0032]). Sweeney ‘416 does not explicitly disclose a direct current generator electrically coupled to the first and second electrodes. In the analogous art of 3D printing ([0024]), Tsai discloses a 3D printing device including a plasma applicator for dielectric barrier discharge ([0024]). Tsai teaches the plasma applicator includes electrodes connected to one or more high voltage power sources ([0037]), including a pulsed DC or an AC supply ([0027]). Accordingly, Tsai supports that a pulsed DC power supply was a known alternative to an AC supply as a high voltage power source for plasma applicators. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to substitute the high voltage power source provided as a DC generator as taught by Tsai for the AC generator of Sweeney ‘416 as a substitution of one known element for another yielding predictable results of providing power to the electrodes. Sweeney ‘416 teaches the system can use pulsed or rectified signals and Tsai teaches the pulsed DC supply was a known alternative to an AC supply for powering plasma applicators. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 20200298479 A1, Sweeney et al. disclose atmospheric plasma application to 3D printed parts. US 20190344502 A1, Sweeney et al. disclose various embodiments of electrical field applicators for 3D printing systems, some of which include electrodes mounted in a dielectric matrix. US 20170259501 A1, Gandhiraman et al. disclose a 3D printer with integrated dielectric barrier discharge plasma deposition. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JENNIFER L GROUX whose telephone number is (571)272-7938. The examiner can normally be reached Monday - Friday: 9am - 5pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Susan Leong can be reached at (571) 270-1487. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J.L.G./Examiner, Art Unit 1754 /SUSAN D LEONG/ Supervisory Patent Examiner, Art Unit 1754
Read full office action

Prosecution Timeline

Oct 27, 2023
Application Filed
Jan 21, 2026
Non-Final Rejection — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12552127
Embossing System with Embossing Cassette
2y 5m to grant Granted Feb 17, 2026
Patent 12539669
COAXIAL LASER-WIRE OPTICAL SYSTEM FOR USE IN ADDITIVE MANUFACTURING
2y 5m to grant Granted Feb 03, 2026
Patent 12508785
A COMPOSITE PART PRODUCTION SYSTEM
2y 5m to grant Granted Dec 30, 2025
Patent 12472560
MULTI-BEAM COAXIAL LASER OPTICAL SYSTEM FOR USE IN ADDITIVE MANUFACTURING
2y 5m to grant Granted Nov 18, 2025
Patent 12455503
Lithographic Method for Imprinting Three-Dimensional Microstructures Having Oversized Structural Heights Into a Carrier Material
2y 5m to grant Granted Oct 28, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
36%
Grant Probability
84%
With Interview (+48.6%)
3y 7m
Median Time to Grant
Low
PTA Risk
Based on 115 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month