Prosecution Insights
Last updated: April 19, 2026
Application No. 18/384,888

Composite color wheel module and projection device

Non-Final OA §103
Filed
Oct 30, 2023
Examiner
NGUYEN, DUNG T
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Coretronic Corporation
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
2y 7m
To Grant
83%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
1297 granted / 1577 resolved
+14.2% vs TC avg
Minimal +1% lift
Without
With
+0.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
39 currently pending
Career history
1616
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
41.4%
+1.4% vs TC avg
§102
35.2%
-4.8% vs TC avg
§112
12.7%
-27.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1577 resolved cases

Office Action

§103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant's election with traverse of Invention II (claims 7-9) in the reply filed on 11/25/2025 is acknowledged. The traversal is on the ground that claimed in both invention I and II is related to a composite color wheel module which utilizes a single substrate to carry the wavelength conversion layer and the wavelength selective layer and be regarded as a single invention. This is not found persuasive because Applicant has not provided both inventions are sufficiently related to that not a burden for searching (see MPEP, section 803). The Examiner has stated a “serious burden” by showing a separate classification for the two groups of sub-combination. In order to for the Applicant to present relative to there being no showing of a “serious burden”, he must demonstrate that the Examiner’s separate classification is in error. The requirement is still deemed proper and is therefore made FINAL. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 10/30/2023 was filed and considered by the examiner. Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 7-9 and 11 are rejected under 35 U.S.C. 103 as being unpatentable over Hu et al., US 2013/025869 A1, in view of Kaneda, US 2024/0094614 A1. Regarding claim 1, Hu et al. disclose a color wheel module (figs 1-4) comprising: . a substrate (not shown) comprising a wavelength conversion region (area corresponding to 106/206) and a wavelength selection region (area corresponding to 107/207) [wherein a material of the substrate is selected from at least one of nitrogen alumina, magnesium oxide, magnesium aluminum spinel, yttrium aluminum garnet, aluminum nitride, beryllium oxide, yttrium oxide, yttrium zirconium dioxide, gallium arsenide, zinc sulfide, zinc selenide, magnesium fluoride, and calcium fluoride] . a wavelength conversion layer 106/206 . a wavelength selection layer 107/207 Although Hu et al. do not explicitly disclose the substrate and a surface of the wavelength selection region has a first surface roughness less than 0.02µm, the Hu et al. color filters (applicant’s wavelength selection layer/region) can be a based substrate by itself as shown by Kaneda (substrate 121 of color wheel 12, figs. 1-2). Further, Kaneda also disclose that the support substrate 121 can be formed by a metal material having high thermal conductivity (e.g., claimed aluminum nitride AlN)([0025]). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to employ the Hu et al. color wheel substrate with a claimed material (e.g., AlN), as shown by Kaneda to improve efficiency in a color wheel module ([0025]). As a result, a first surface roughness of the wavelength selection region would be less than 0.02µm due to AlN surface property. Re claim 7, the modification to Hu et al. would result a transmittance of the wavelength selection region of the substrate is between 80% and 100% (transmittance of AlN is 95% @ 550nm). Re claim 8, the modification to Hu et al. would result a thermal conductivity of the substrate is between 20 and 500 W/m.K (thermal conductivity of AlN is 160W/m.K). Re claim 9, the modification to Hu et al. would result a heat resistance temperature of the substrate is between 1200 and 2800 °C (AlN: 1370oC), a hardness of the substrate is between 40 and 1950 (AlN: 1207 kg/mm2), and a density of the substrate is between 1.7 and 4 (AlN: 3.6g/cm3). and a refractive index of the substrate is between 1.2 and 1.8 (AlN: 1.54). Re claim 11, the modification to Hu et al. disclose the color wheel module as described above, Hu et al. also disclose an application the color wheel module over a projection device (Abstract) comprising an illumination system 100/200 with a light source 101/201 and inherently including a light valve and a projection lens and its functional in the projection system (according to a projector structure) as claimed. Allowable Subject Matter Claim 2 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DUNG T NGUYEN whose telephone number is (571)272-2297. The examiner can normally be reached 8:00 - 5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Carruth can be reached at 571-272-9791. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DUNG T NGUYEN/Primary Examiner, Art Unit 2871
Read full office action

Prosecution Timeline

Oct 30, 2023
Application Filed
Dec 27, 2025
Non-Final Rejection — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
83%
With Interview (+0.9%)
2y 7m
Median Time to Grant
Low
PTA Risk
Based on 1577 resolved cases by this examiner. Grant probability derived from career allow rate.

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