Prosecution Insights
Last updated: April 19, 2026
Application No. 18/386,155

PARTIALLY CRIMPED STENT

Non-Final OA §102§103
Filed
Nov 01, 2023
Examiner
HALL, DEANNA K
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Advanced Bifurcation Systems Inc.
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
3y 3m
To Grant
91%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
857 granted / 1130 resolved
+5.8% vs TC avg
Strong +15% interview lift
Without
With
+15.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
62 currently pending
Career history
1192
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
45.6%
+5.6% vs TC avg
§102
35.3%
-4.7% vs TC avg
§112
11.1%
-28.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1130 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application is being examined under the pre-AIA first to invent provisions. Information Disclosure Statement The information disclosure statements (IDS) submitted on 2/7/24;4/15/24;7/30/24;11/14/24;3/14/25;9/3/25;1/8/26 are in compliance with the provisions of 37 CFR 1.97(b). Accordingly, the IDSs are being considered by the Examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of pre-AIA 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (b) the invention was patented or described in a printed publication in this or a foreign country or in public use or on sale in this country, more than one year prior to the date of application for patent in the United States. Claims 1-7, 10 rejected under pre-AIA 35 U.S.C. 102(b) as being anticipated by Brucker et al. (US 2007/0168020) (“Brucker”). (claim 1) Brucker discloses: A method for fabricating a delivery catheter for treating a bifurcated vessel having a mother vessel 22 and a daughter vessel 24, the method comprising (see Figs 6-14): positioning a daughter catheter including a daughter expandable member 82 to extend distally under a proximal portion of a mother stent 50 and out through a side hole (see Fig. 10) of the mother stent so that the daughter expandable member is disposed distal to the side hole; positioning a mother catheter including a mother expandable member 80 relative to the daughter catheter; and partially crimping 92 the mother stent to the mother expandable member included in the mother catheter so as to permit proximal and distal movement of the daughter catheter relative to the mother stent, wherein the partial crimping couples the daughter catheter and the mother catheter together such that when in use, advancement of the mother and daughter catheters into apposition with a carina 26 at a bifurcation of the bifurcated vessel results in a tension between the mother and daughter catheters that prevents further distal advancement thereof. [0067],[0061-0067] (claim 2) A delivery system (Figs. 6-14) for treating a bifurcated vessel having a mother vessel 22 and a daughter vessel 24, the delivery system 100 comprising: a mother catheter comprising a mother elongate shaft and a mother expandable member 80 disposed adjacent a distal end of the mother elongate shaft, and a stent 50 with a side hole (see Fig. 10) disposed over the mother expandable member; and a daughter catheter comprising a daughter elongate shaft and a daughter expandable member 82 disposed adjacent a distal end of the daughter elongate shaft, wherein the daughter catheter is slidably disposed under the stent and passes through the side hole (see Figs. 9-10). Claim 3: a cross sectional profile of the daughter catheter is smaller than a cross sectional profile of the mother catheter such that, when crimped or partially crimped together by a mother stent, the mother stent adopts a pear shaped or figure eight configuration in cross section. (Figs. 12-14) Claim 4: the daughter catheter further comprises a daughter stent 54 disposed over the daughter expandable member 82. Claim 5: the daughter stent is configured to expand simultaneously with the proximal portion of the mother stent. [0065] Claim 6: a radiopaque marker 90 is provided on the daughter catheter to align, in use, with a radiopaque marker provided on the mother catheter. Claim 7: the daughter expandable member is configured to expand independently of the mother expandable member. [0065] Claim 10: the mother expandable member and the daughter expandable member are configured to expand the mother stent evenly adjacent the bifurcation when inflated simultaneously (Fig. 14). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of pre-AIA 35 U.S.C. 103(a) which forms the basis for all obviousness rejections set forth in this Office action: (a) A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under pre-AIA 35 U.S.C. 103(a) are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 8-9 are rejected under pre-AIA 35 U.S.C. 103(a) as being unpatentable over Brucker in view of Penn et al. (US 5,906,640) (“Penn”). Brucker discloses the invention as substantially claimed but does not directly disclose a therapeutic coating on the stents. Penn, in the analogous art, teaches a coating material (anti-restenosis drug) on a bifurcated stent (C6L4-14). Therefore, it would have been obvious to a person having ordinary skill in the art at the time the invention was made to have modified the stent of Brucker to add the therapeutic coating as taught by Penn as this is common practice for safety and care to a patient. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DEANNA K HALL whose telephone number is (571)272-2819. The examiner can normally be reached M-F 8:30am- 4:30pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kevin Sirmons can be reached at 571-272-4965. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DEANNA K HALL/Primary Examiner, Art Unit 3783
Read full office action

Prosecution Timeline

Nov 01, 2023
Application Filed
Mar 17, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
91%
With Interview (+15.2%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 1130 resolved cases by this examiner. Grant probability derived from career allow rate.

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