Prosecution Insights
Last updated: April 19, 2026
Application No. 18/389,251

SEMICONDUCTOR DEVICE INCLUDING A THREE-DIMENSIONAL INTEGRATED CIRCUIT

Non-Final OA §103§112
Filed
Nov 14, 2023
Examiner
CHOI, CALVIN Y
Art Unit
2812
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
99%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
686 granted / 842 resolved
+13.5% vs TC avg
Strong +18% interview lift
Without
With
+17.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
30 currently pending
Career history
872
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
65.1%
+25.1% vs TC avg
§102
23.8%
-16.2% vs TC avg
§112
5.6%
-34.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 842 resolved cases

Office Action

§103 §112
DETAILED ACTION This Office Action is in response to the application filed on 14 November 2023. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim(s) 10 and 17 is/are objected to because of the following informalities: claims 10 and 17 appear to contain the typographical error “SRMA” as an abbreviation for “static random access memory” or (SRAM) Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim(s) 1-20 is/are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim(s) 1 and 11 recite(s) the limitation "the plurality of through silicon vias of the … region" in fourth clauses of claims 1 and 11 and the fifth clause of claim 11. While the prior limitations recite a plurality of through vias and first and second regions, it is not clear if the prior limitations establish that the first and the second regions comprise respective pluralities of through vias. There is insufficient antecedent basis for this limitation in the claim. Claims 2-10 and 12-20 directly or indirectly depend from claims 1 and 11 and are rejected under 35 U.S.C. 112(b) as they incorporate the respective rejected subject matter of claims 1 and 11. Appropriate corrective action is suggested. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4 and 6-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Patil et al. (US 2022/0028756 A1; hereinafter Patil), in view of Metras et al. (US 2019/0385995 A1; hereinafter Metras), in view of Dogiamis et al. (US 2022/0399294 A1; hereinafter Dogiamis). In regards to claim 1, Patil teaches, e.g. in fig. 4A, a semiconductor device comprising: a package substrate (450) [0031]; a first die (410) [0030] provided on the package substrate and including a hard macro [0030] and a plurality of through silicon vias (420) [0032]; and a second die (440-1) provided on the first die and electrically connected (by pads (422)) to the plurality of through silicon vias, and wherein the first die includes a first region (412) [0030], in which the hard macro is not disposed, and a second region (430/432) [0030-0031] including a macro-region (430) [0030] in which the hard macro is disposed. Patil appears to be silent as to, but does not preclude, the limitations wherein the plurality of through silicon vias of the regions are arranged in a first direction with a first distance therebetween and in a second direction with a second distance therebetween, wherein the second direction crosses the first direction. Metras teaches, e.g. in figs. 2-3, the limitations wherein the plurality of through silicon vias of the regions are arranged in a first direction (W) with a first distance (p) therebetween and in a second direction (H) with a second distance (s) therebetween, wherein the second direction crosses the first direction [0064]. It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the plurality of vias taught by taught by Patil with the aforementioned limitations taught by Metras such that the vias have specific respective pitches in different directions to have a device design that reduces manufacturing discard rates and consequently manufacturing costs (Metras [0005]). The combination of Patil and Metras appears to be silent as to, but does not preclude, the limitations wherein the first pitch is greater than the first distance, and wherein the second pitch is less than the second distance. Dogiamis teaches, e.g. in figs. 2, the limitations wherein the first pitch is greater than the first distance, and wherein the second pitch is less than the second distance ([0043]: standoff layers allowing for pitch translation between layers with the same number of TSVs, but different pitches - pitches under (114-2) different than pitches under (114-3)). It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the limitations taught by the combination of Patil and Metras with the aforementioned limitations taught by Dogiamis to allow for IC die compatibility for 3DIC (Dogiamis [0001]). In regards to claim 2, the combination of Patil, Metras, and Dogiamis teaches the limitations discussed above in addressing claim 1. The combination of Patil, Metras, and Dogiamis appears to be silent as to the limitation wherein the first pitch is in a range of about 100 μm to about 200 μm; however Dogiamis teaches the limitations wherein the pitch between vias is a result effective variable that allows for IC die compatibility [0001]. Therefore, it would have been obvious to one having ordinary skill in the art at the time the invention was made to have the limitation wherein the first pitch is in a range of about 100 μm to about 200 μm, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233 (1955). In regards to claim 3, the combination of Patil, Metras, and Dogiamis teaches the limitations discussed above in addressing claim 2. The combination of Patil, Metras, and Dogiamis appears to be silent as to the limitation wherein the second pitch is in a range of about 1 μm to about 10 μm; however Dogiamis teaches the limitations wherein the pitch between vias is a result effective variable that allows for IC die compatibility [0001]. Therefore, it would have been obvious to one having ordinary skill in the art at the time the invention was made to have the limitation wherein the second pitch is in a range of about 1 μm to about 10 μm, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233 (1955). In regards to claim 4, the combination of Patil, Metras, and Dogiamis teaches the limitations discussed above in addressing claim 1. Dogiamis further teaches, e.g. in figs. 2, the limitations further comprising: connection bumps (110) [0026] interposed between the package substrate (114-1) [0021] and the first die (114-2) [0021], wherein the first pitch (distance between TSVs under (114-2)) is greater than a pitch between the connection bumps (distance between (110)). It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the limitations taught by the combination of Patil and Metras with the aforementioned limitations taught by Dogiamis to allow for IC die compatibility for 3DIC (Dogiamis [0001]). In regards to claim 6, the combination of Patil, Metras, and Dogiamis teaches the limitations discussed above in addressing claim 1. Metras further teaches, e.g. in figs. 2-3, the limitations wherein the macro-region (202) extends in the second direction (e.g. fig. 3: in both horizontal axes (H/W)). It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the plurality of vias taught by taught by Patil with the aforementioned limitations taught by Metras such that the vias have specific respective pitches in different directions to have a device design that reduces manufacturing discard rates and consequently manufacturing costs (Metras [0005]). In regards to claim 7, the combination of Patil, Metras, and Dogiamis teaches the limitations discussed above in addressing claim 6. Metras further teaches, e.g. in figs. 2-3, the limitations wherein the plurality of through silicon vias of the second region are arranged along a first lateral side of the macro-region and a second lateral side that is opposite to the first lateral side (fig. 3: TSVs (110) are arranged along the peripheral sides, evidenced by (p) and (s) of macro regions (202)). It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the plurality of vias taught by taught by Patil with the aforementioned limitations taught by Metras such that the vias have specific respective pitches in different directions to have a device design that reduces manufacturing discard rates and consequently manufacturing costs (Metras [0005]). In regards to claim 8, the combination of Patil, Metras, and Dogiamis teaches the limitations discussed above in addressing claim 1. Patil further teaches the limitations wherein the first die includes a central processing unit (CPU), a graphic processing unit (GPU), or a system on chip (SoC) [0026]. In regards to claim 9, the combination of Patil, Metras, and Dogiamis teaches the limitations discussed above in addressing claim 8. Patil further teaches the limitations wherein the second die includes a central processing unit (CPU), a graphic processing unit (GPU), or a system on chip (SoC) [0026]. In regards to claim 10, the combination of Patil, Metras, and Dogiamis teaches the limitations discussed above in addressing claim 1. Metras further teaches the limitations wherein the hard macro includes a static random access memory (SRAM) [0047]. It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the plurality of vias taught by taught by Patil with the aforementioned limitations taught by Metras such that the vias have specific respective pitches in different directions to have a device design that reduces manufacturing discard rates and consequently manufacturing costs (Metras [0005]). Claim(s) 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over the combination of Patil, Metras, and Dogiamis as applied to claim 4 above, and further in view of Jeng et al. (US 2013/0087920 A1; hereinafter Jeng). In regards to claim 5, the combination of Patil, Metras, and Dogiamis teaches the limitations discussed above in addressing claim 4. The combination of Patil, Metras, and Dogiamis appears to be silent as to, but does not preclude, the limitations wherein the connection bumps are C4 bump. Jeng teaches the limitations wherein the connection bumps are C4 bump [0017]. It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the limitations taught by the combination of Patil, Metras, and Dogiamis with the aforementioned limitations taught by Jeng to use a comment electrical connections for flip-chips and 3DICs (Jeng [0017]). Claim(s) 11 and 14-17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Patil, in view of Metras. In regards to claim 11, Patil teaches, e.g. in fig. 4A, a semiconductor device comprising: a package substrate (450) [0031]; a first die (410) [0030] provided on the package substrate and including a hard macro [0030] and a plurality of through silicon vias (420) [0032]; and a second die (440-1) provided on the first die and electrically connected (by pads (442)) to the plurality of through silicon vias, and wherein the first die includes a first region (412) [0030], in which the hard macro is not disposed, a second region (430/432) [0030-0031] including a macro-region (430) [0030], in which the hard macro is disposed, and through silicon via groups (fig. 4A: e.g. groups of (420) under (440-1/440-2/440-N) respectively) including the plurality of through silicon vias. Patil appears to be silent as to, but does not preclude, the limitations wherein the plurality of through silicon vias of the regions are arranged in a first direction with a first distance therebetween and in a second direction with a second distance therebetween, wherein the second direction crosses the first direction. Metras teaches, e.g. in figs. 2-3, the limitations wherein the plurality of through silicon vias of the regions are arranged in a first direction (W) with a first distance (p) therebetween and in a second direction (H) with a second distance (s) therebetween, wherein the second direction crosses the first direction [0064]. It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the plurality of vias taught by taught by Patil with the aforementioned limitations taught by Metras such that the vias have specific respective pitches in different directions to have a device design that reduces manufacturing discard rates and consequently manufacturing costs (Metras [0005]). In regards to claim 14, the combination of Patil and Metras teaches the limitations discussed above in addressing claim 11. Patil further teaches, e.g. in fig. 4A, the limitations wherein the first plurality of through silicon vias of each of the through silicon via groups are adjacent to each other (e.g. fig. 4A: the group of (420) under (440-1) is adjacent to the group of (420) under (440-2)). In regards to claim 15, the combination of Patil and Metras teaches the limitations discussed above in addressing claim 11. Patil further teaches the limitations wherein the first die includes a central processing unit (CPU), a graphic processing unit (GPU), or a system on chip (SoC) [0026]. In regards to claim 16, the combination of Patil and Metras teaches the limitations discussed above in addressing claim 15. Patil further teaches the limitations wherein the second die includes a central processing unit (CPU), a graphic processing unit (GPU), or a system on chip (SoC) [0026]. In regards to claim 17, the combination of Patil and Metras teaches the limitations discussed above in addressing claim 11. Metras further teaches the limitations wherein the hard macro includes a static random access memory (SRAM) [0047]. It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the plurality of vias taught by taught by Patil with the aforementioned limitations taught by Metras such that the vias have specific respective pitches in different directions to have a device design that reduces manufacturing discard rates and consequently manufacturing costs (Metras [0005]). Claim(s) 12 and 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over the combination of Patil and Metras as applied to claim 11 above, and further in view of Dogiamis. In regards to claim 12, the combination of Patil and Metras teaches the limitations discussed above in addressing claim 11. The combination of Patil and Metras appears to be silent as to, but does not preclude, the limitations of a minimum distance between through silicon vias. Dogiamis teaches the limitations of a minimum distance between through silicon vias [0043]. It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the limitations taught by the combination of Patil and Metras with the aforementioned limitations taught by Dogiamis to allow for IC die compatibility for 3DIC (Dogiamis [0001]). The combination of Patil, Metras, and Dogiamis appears to be silent as to the limitation wherein a minimum distance between the through silicon via groups in the first direction is a third pitch, and wherein the third pitch is in a range of about 150 μm to about 200 μm; however Dogiamis teaches the limitations wherein the pitch between vias is a result effective variable that allows for IC die compatibility [0001]. Therefore, it would have been obvious to one having ordinary skill in the art at the time the invention was made to have the limitation wherein a minimum distance between the through silicon via groups in the first direction is a third pitch, and wherein the third pitch is in a range of about 150 μm to about 200 μm, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233 (1955). In regards to claim 13, the combination of Patil, Metras, and Dogiamis teaches the limitations discussed above in addressing claim 12. The combination of Patil, Metras, and Dogiamis appears to be silent as to the limitation wherein a minimum distance between the through silicon via groups in the second direction is a fourth pitch, and wherein the fourth pitch is in a range of about 100 μm to about 150 μm; however Dogiamis teaches the limitations wherein the pitch between vias is a result effective variable that allows for IC die compatibility [0001]. Therefore, it would have been obvious to one having ordinary skill in the art at the time the invention was made to have the limitation wherein a minimum distance between the through silicon via groups in the second direction is a fourth pitch, and wherein the fourth pitch is in a range of about 100 μm to about 150 μm, since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or workable ranges involves only routine skill in the art. In re Aller, 105 USPQ 233 (1955). Claim(s) 18-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Patil, in view of Ning (US 2021/0407571 A1; hereinafter Ning). In regards to claim 18, Patil teaches a semiconductor device comprising: a package substrate (450) [0031]; a first die (410) [0030] provided on the package substrate and including a substrate (430/432) [0030-0031] and an active layer (412) [0030]; a rear wire layer (422) [0032] provided on the first die; and a second die (440) [0032-0033] provided on the rear wire layer, wherein the active layer includes first through silicon via groups (fig. 4A: e.g. groups of (420) under (440-1)), second through silicon via groups (fig. 4A: e.g. groups of (420) under (440-2)), and a macro-region (430) [0030], wherein the first through silicon via groups include through silicon vias configured to supply a power supply voltage to the second die [0033], and wherein a hard macro [0030] is disposed in the macro-region, and wherein the macro-region is interposed between the first through silicon via groups (e.g. fig 4A: in a plan view). Patil appears to be silent as to, but does not preclude, the limitations of a ground wire, wherein the ground wires supply a ground voltage to through silicon vias. Ning teaches, e.g. in fig. 1, the limitations of a ground wire, wherein the ground wires supply a ground voltage to through silicon vias ([0080]: grounding terminal sends ground voltage through TSV). It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the limitations taught by Patil with the aforementioned limitations taught by Ning to have a semiconductor device with optimized performance (Ning [0005]). In regards to claim 19, the combination of Patil and Ning teaches the limitations discussed above in addressing claim 18. Ning further teaches, e.g. in fig. 1, the limitations wherein at least a portion of the ground wire is vertically overlapped with the macro-region ([0080]: grounding terminal sends ground voltage through TSV). It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the limitations taught by Patil with the aforementioned limitations taught by Ning to have a semiconductor device with optimized performance (Ning [0005]). In regards to claim 20, the combination of Patil and Ning teaches the limitations discussed above in addressing claim 18. Ning further teaches, e.g. in fig. 1, the limitations wherein the first through silicon via groups and the second through silicon via groups are alternately disposed ([0080]: grounding terminal sends ground voltage through TSV). It would have been obvious to one having ordinary skill in the art at the time the application at hand was filed to modify the limitations taught by Patil with the aforementioned limitations taught by Ning to have a semiconductor device with optimized performance (Ning [0005]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CALVIN Y CHOI whose telephone number is (571)270-7882. The examiner can normally be reached M-F 8-4 (Pacific Time). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, William (Blake) Partridge can be reached at (571) 270-1402. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. CALVIN CHOI Patent Examiner Art Unit 2812 /CALVIN Y CHOI/Patent Examiner, Art Unit 2812
Read full office action

Prosecution Timeline

Nov 14, 2023
Application Filed
Jan 10, 2026
Non-Final Rejection — §103, §112
Feb 10, 2026
Applicant Interview (Telephonic)
Feb 10, 2026
Examiner Interview Summary

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12581636
STRESS ABSORBING TRENCH CAPACITOR AND METHOD FOR FORMING THE SAME
2y 5m to grant Granted Mar 17, 2026
Patent 12560761
PHOTODETECTOR AND PHOTONIC INTEGRATED DEVICE
2y 5m to grant Granted Feb 24, 2026
Patent 12150360
PIXEL ARRAY AND DISPLAY DEVICE
2y 5m to grant Granted Nov 19, 2024
Patent 12148782
COMPOSITE BSI STRUCTURE AND METHOD OF MANUFACTURING THE SAME
2y 5m to grant Granted Nov 19, 2024
Patent 12142641
METHOD FOR MAKING GATE-ALL-AROUND (GAA) DEVICE INCLUDING A SUPERLATTICE
2y 5m to grant Granted Nov 12, 2024
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
99%
With Interview (+17.5%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 842 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month