Prosecution Insights
Last updated: October 25, 2026
Application No. 18/389,737

PIPERIDINIUM-CONTAINING ANION EXCHANGE POLYMERS

Non-Final OA §102
Filed
Dec 19, 2023
Priority
Dec 19, 2022 — provisional 63/433,745
Examiner
DU, SURBHI M
Art Unit
Tech Center
Assignee
Versogen Inc.
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
4m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
81 granted / 121 resolved
+6.9% vs TC avg
Strong +29% interview lift
Without
With
+29.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
43 currently pending
Career history
174
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
57.6%
+17.6% vs TC avg
§102
17.7%
-22.3% vs TC avg
§112
18.1%
-21.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 121 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of claims 1-2 and 23-27 in the reply filed on 08/17/2027 is acknowledged. Claims 3-4, 43-48 and 54-56 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected claims, there being no allowable generic or linking claim. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2 and 23-27 are rejected under 35 U.S.C. 102 (a) (1) as being anticipated by US 2019/0036143 A1 (present on IDS). Reference Yan teaches poly(aryl piperidinium) polymers for use as hydroxide exchange membranes (title and abstract). Regarding claims 1-2, Yan teaches (paras [0088]-[0089] and [0085]) a poly(aryl piperidinium) polymer for anion exchange membrane. Yan provides Example 1 where the piperidine-functionalized polymer is derived from N-methyl-4-piperidone (6 mmol), 2,2,2-trifluoroacetophenone (4 mmol) and biphenyl (10 mmol), as shown below, corresponding to the structural units of formulae 1A, 2A and 3A respectively, where the sum of mole fraction of 1A ((6/20)=0.3) and 2A (0.2) is equal to the mole fraction of 3A (0.5) and the mol ratio of 1A/3A = 6/10 = 0.6, and that of mol ratio of 2A/3A is = 4/10 = 0.4, meeting the claimed requirements. PNG media_image1.png 487 349 media_image1.png Greyscale The final polymer structure as presented above reads on the required structural units where A- is OH- anion, R10 and R11 are alkyl groups (in structure corresponding to 1A); R104 is alkyl group substituted with halide and R101 is C6 aromatic with Y as C, R21-R24 are hydrogen (in structure corresponding to 2A); n =1, and R20, R30, R40, R50, R60, R70, R80 and R90 are hydrogen (in the structure corresponding to 3A). The monomers of Yan’s Example 1 also correspond to applicant’s monomers of formula 1 (with R1 as alkyl), formula 2 (with R52 as alkyl substituted with halide and R51 as C6 aryl with Y as C and R31-R34 as hydrogen) and aromatic monomer of formula 3 (with R2-R13 are all hydrogen and n=1), of instant claim 2. Regarding claim 23-27, Yan teaches (paras [0090]-[0091], reference claims 8, 22 and 25) poly(aryl piperidinium) polymer where the alkylating agent CH3I and a base KOH (and ion exchange solution) are utilized to generate the final polymer. As discussed, when addressing claims 1-2 (reaction scheme), the final polymer comprises a second reaction product of a second polymerization mixture comprising, a base, an alkylating reagent, and an intermediate polymer, meeting the claimed requirements. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Surbhi M Du whose telephone number is (571)272-9960. The examiner can normally be reached M-F 9:00 am to 5:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Heidi (Riviere) Kelley can be reached at 571-270-1831. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /S.M.D./ Examiner Art Unit 1765 /HEIDI R KELLEY/ Supervisory Patent Examiner, Art Unit 1765
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Prosecution Timeline

Dec 19, 2023
Application Filed
Oct 08, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
96%
With Interview (+29.1%)
3y 2m (~4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 121 resolved cases by this examiner. Grant probability derived from career allowance rate.

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