Prosecution Insights
Last updated: April 19, 2026
Application No. 18/392,436

COMMUNICATION APPARATUS, MASTER NODE, AND COMMUNICATION CONTROL METHOD

Non-Final OA §103
Filed
Dec 21, 2023
Examiner
HO, CHUONG T
Art Unit
2412
Tech Center
2400 — Computer Networks
Assignee
Toyota Jidosha Kabushiki Kaisha
OA Round
1 (Non-Final)
92%
Grant Probability
Favorable
1-2
OA Rounds
2y 8m
To Grant
99%
With Interview

Examiner Intelligence

Grants 92% — above average
92%
Career Allow Rate
940 granted / 1025 resolved
+33.7% vs TC avg
Moderate +13% lift
Without
With
+12.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
28 currently pending
Career history
1053
Total Applications
across all art units

Statute-Specific Performance

§101
3.3%
-36.7% vs TC avg
§103
71.5%
+31.5% vs TC avg
§102
3.2%
-36.8% vs TC avg
§112
9.0%
-31.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1025 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Acknowledgment is made of applicant’s claim for foreign priority under 35 U.S.C. 119 (a)-(d). The certified copy has been filed in parent Application No. JAPAN 2021-107737, filed on 06/29/2021. Information Disclosure Statement The information disclosure statement (IDS) submitted on 12/21/2023, 03/07/2025 was filed. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. This office action is in response to the application serial number 18/392436 filed on 12/21/2023. Claims 1-3, 4-5, 6-8 are pending. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 2, 4, 5, 6, 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Da Silva et al. ( US 20230337020, Provisional Application No. 63085117 ) in view of Harada et al. ( US 20240090054, hereinafter, Harada’s 054 ). Regarding to the claim 1, ( US 20230337020, Provisional Application No. 63085117 ) teaches a communication apparatus configured to connected to a master node associated with a master cell group ( N ode associated with serving cell of first cell group) [see Figure 24 ] and connected to a secondary node associated with a secondary cell group (Node associated with Serving cell of the second cell group ) [see Figure 24 ] , the communication apparatus comprising: a receiver configured to receive a radio resource control (RRC) message including first information, second information and third information (a receiver configured to receive a radio resource control (RRC) message including first information, second information and third information) [see Figure 18 and Figures 21-25, and Paragraphs 0212 & 0213 & 0219 & 0220 & 0212 & 0236 & & 0240 & 0245 & 0249 & 0303 & 0311 & 0407 & 0375 & 0469 & 0373 & 0380 & 0381 & 0382 & 0407 & 0428 & 0272-0274 & 0220 & 0212]; the first information indicating deactivation of the secondary cell group (the first information indicating deactivation of the secondary cell group) [see Paragraphs 0434-0437 ] , the second information indicating a downlink bandwidth part (BWP) to be used for beam failure detection in a case where the deactivation of the secondary cell group is indicated, the third information configuring a resource of a reference signal for the beam failure detection on the downlink BWP (the second information indicating a downlink bandwidth part (BWP) to be used for beam failure detection in a case where the deactivation of the secondary cell group is indicated, the third information configuring a resource of a reference signal for the beam failure detection on the downlink BWP) [see Paragraph 0212] , a controller configured to perform the deactivation of the secondary cell group based on the first information (to perform the deactivation of the secondary cell group based on the first information) [see Paragraphs 0434-0437 ], and perform the beam failure detection according to evaluation of the resource of the reference signal based on the second information and the third information (perform the beam failure detection according to evaluation of the resource of the reference signal based on the second information and the third information) [see Paragraph 0407 ] , and a transmitter configured to on a basis of the beam failure of a primary secondary cell belonging to the deactivated secondary cell group is detected, transmit an SCGFailureInformation message (SCGFAILUREINFORMATION ) [see Figure 26A and Figure 26B ] for the beam failure of the primary secondary cell (a transmitter configured to on a basis of the beam failure of a primary secondary cell belonging to the deactivated secondary cell group is detected, transmit an SCGFailureInformation message for the beam failure of the primary secondary cell ) [see Paragraph 0469 ]. However, ( US 20230337020, Provisional Application No. 63085117 ) does not explicitly teach a configured to receive a radio resource control (RRC) message. US 20240090054, from the same or similar fields of endeavor, teaches a receiver configured to receive a radio resource control (RRC) message including first information, second information and third information (a receiver configured to receive a radio resource control (RRC) message including first information, second information and third information ) [see Figure 3 and Paragraphs 0152 & 0039 & 0033]. Thus, it would have been obvious to one of ordinary skill in the art before the effective filing data of the claimed invention to modify the system of US 20230337020 in view of US 20240090054 because US 20240090054 suggests that In order to improve network energy efficiency and battery life for UEs in MR-DC, 3GPP Rel-17 includes a work item for efficient SCG/SCell activation/deactivation. This can be especially important for MR-DC configurations with NR SCG since, in some cases, NR UE energy consumption is three-to-four times higher than in LTE. Regarding to the claim 2, ( US 20230337020, Provisional Application No. 63085117 ) further teaches wherein the receiver is configured to receive information used for determining transmission of the SCGFailureInformation message, the transmitter is configured to transmit the SCGFailureInformation message based on the information used for determining transmission of the SCGFailureInformation message (SCGFAILUREINFORMATION ) [see Figure 26A and Figure 26B and Paragraph 0469 ]. Regarding to the claim 4, ( US 20230337020, Provisional Application No. 63085117 ) teaches a master node ( Node associated with Serving cell of first cell group 1930 ) [see Figure 24 ] configured to connected to a communication apparatus (UE 1910 ) [see Figure 24 ] and connected to a secondary node (Node associated with Serving cell of the second cell group 1920 ) [see Figure 24 ] associated with a secondary cell group, the master node ( Node associated with Serving cell of first cell group 1930 ) comprising: a transmitter configured to transmit, to the communication apparatus (the UE 1910 ) , a radio resource control (RRC) message including first information, second information and third information (a radio resource control (RRC) message including first information, second information and third information) [see Figure 18 and Figures 21-25, and Paragraphs 0212 & 0213 & 0219 & 0220 & 0212 & 0236 & & 0240 & 0245 & 0249 & 0303 & 0311 & 0407 & 0375 & 0469 & 0373 & 0380 & 0381 & 0382 & 0407 & 0428 & 0272-0274 & 0220 & 0212] , the first information indicating deactivation of the secondary cell group (the first information indicating deactivation of the secondary cell group) [see Paragraphs 0434-0437 ], the second information indicating a downlink bandwidth part (BWP) to be used for beam failure detection in a case where the deactivation of the secondary cell group is indicated, the third information configuring a resource of a reference signal for the beam failure detection on the downlink BWP (the second information indicating a downlink bandwidth part (BWP) to be used for beam failure detection in a case where the deactivation of the secondary cell group is indicated, the third information configuring a resource of a reference signal for the beam failure detection on the downlink BWP) [see Paragraph 0212], a controller configured to control the communication apparatus to perform the deactivation of the secondary cell group based on the first information (perform the deactivation of the secondary cell group based on the first information) [see Paragraphs 0434-0437 ], and perform the beam failure detection according to evaluation of the resource of the reference signal based on the second information and the third information (perform the beam failure detection according to evaluation of the resource of the reference signal based on the second information and the third information) [see Paragraph 0407 ], and a receiver configured to in a case where the beam failure of a primary secondary cell belonging to the deactivated secondary cell group is detected, receive, from the communication apparatus, an SCGFailureInformation (SCGFAILUREINFORMATION) message for the beam failure of the primary secondary cell ( in a case where the beam failure of a primary secondary cell belonging to the deactivated secondary cell group is detected, receive, from the communication apparatus, an SCGFailureInformation message for the beam failure of the primary secondary cell) [see Paragraph 0469] . However, ( US 20230337020, Provisional Application No. 63085117 ) does not explicitly teach a configured to receive a radio resource control (RRC) message. US 20240090054, from the same or similar fields of endeavor, teaches a receiver configured to receive a radio resource control (RRC) message including first information, second information and third information (a receiver configured to receive a radio resource control (RRC) message including first information, second information and third information ) [see Figure 3 and Paragraphs 0152 & 0039 & 0033]. Thus, it would have been obvious to one of ordinary skill in the art before the effective filing data of the claimed invention to modify the system of US 20230337020 in view of US 20240090054 because US 20240090054 suggests that In order to improve network energy efficiency and battery life for UEs in MR-DC, 3GPP Rel-17 includes a work item for efficient SCG/SCell activation/deactivation. This can be especially important for MR-DC configurations with NR SCG since, in some cases, NR UE energy consumption is three-to-four times higher than in LTE. Regarding to the claim 5, ( US 20230337020, Provisional Application No. 63085117 ) further teaches wherein the transmitter is configured to transmit, to the communication apparatus, information used for determining transmission of the SCGFailureInformation message, the receiver is configured to receive the SCGFailureInformation message based on the information used for determining transmission of the SCGFailureInformation message ) wherein the transmitter is configured to transmit, to the communication apparatus, information used for determining transmission of the SCGFailureInformation message, the receiver is configured to receive the SCGFailureInformation message based on the information used for determining transmission of the SCGFailureInformation message) (SCGFAILUREINFORMATION) [see Figure 26A and Figure 26B and Paragraph 0469]. Regarding to the claim 6, ( US 20230337020, Provisional Application No. 63085117 ) teaches a communication method executed by a communication apparatus configured to connected to a master node associated with a master cell group and connected to a secondary node associated with a secondary cell group, the communication method comprising: receiving a radio resource control (RRC) message including first information, second information and third information (receiving a radio resource control (RRC) message including first information, second information and third information) [see Figure 18 and Figures 21-25, and Paragraphs 0212 & 0213 & 0219 & 0220 & 0212 & 0236 & & 0240 & 0245 & 0249 & 0303 & 0311 & 0407 & 0375 & 0469 & 0373 & 0380 & 0381 & 0382 & 0407 & 0428 & 0272-0274 & 0220 & 0212] , the first information indicating deactivation of the secondary cell group, the second information indicating a downlink bandwidth part (BWP) to be used for beam failure detection in a case where the deactivation of the secondary cell group is indicated, the third information configuring a resource of a reference signal for the beam failure detection on the downlink BWP ( the second information indicating a downlink bandwidth part (BWP) to be used for beam failure detection in a case where the deactivation of the secondary cell group is indicated, the third information configuring a resource of a reference signal for the beam failure detection on the downlink BWP ) [see Paragraph 0212 ] ; performing the deactivation of the secondary cell group based on the first information (performing the deactivation of the secondary cell group based on the first information) [see Paragraphs 0434-0437 ]; performing the beam failure detection according to evaluation of the resource of the reference signal based on the second information and the third information (performing the beam failure detection according to evaluation of the resource of the reference signal based on the second information and the third information) [see Paragraph 0407 ] ; and on a basis of the beam failure of a primary secondary cell belonging to the deactivated secondary cell group is detected, transmitting an SCGFailureInformation ( SCGFAILUREINFORMATION) [see Figure 26A and Figure 26B ] message for the beam failure of the primary secondary cell (on a basis of the beam failure of a primary secondary cell belonging to the deactivated secondary cell group is detected, transmitting an SCGFailureInformation message for the beam failure of the primary secondary cell) [see Paragraph 0469 ]. However, ( US 20230337020, Provisional Application No. 63085117 ) does not explicitly teach a configured to receive a radio resource control (RRC) message. US 20240090054, from the same or similar fields of endeavor, teaches a receiver configured to receive a radio resource control (RRC) message including first information, second information and third information (a receiver configured to receive a radio resource control (RRC) message including first information, second information and third information ) [see Figure 3 and Paragraphs 0152 & 0039 & 0033]. Thus, it would have been obvious to one of ordinary skill in the art before the effective filing data of the claimed invention to modify the system of US 20230337020 in view of US 20240090054 because US 20240090054 suggests that In order to improve network energy efficiency and battery life for UEs in MR-DC, 3GPP Rel-17 includes a work item for efficient SCG/SCell activation/deactivation. This can be especially important for MR-DC configurations with NR SCG since, in some cases, NR UE energy consumption is three-to-four times higher than in LTE. Regarding to the claim 7, ( US 20230337020, Provisional Application No. 63085117 ) further teaches receiving information used for determining transmission of the SCGFailureInformation message; and transmitting the SCGFailureInformation message based on the information used for determining transmission of the SCGFailureInformation message (receiving information used for determining transmission of the SCGFailureInformation message; and transmitting the SCGFailureInformation message based on the information used for determining transmission of the SCGFailureInformation message) (SCGFAILUREINFORMATION) [see Figure 26A and Figure 26B and Paragraph 0469]. Allowable Subject Matter Claim 3 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is an examiner’s statement of reasons for allowance: The prior art fails to disclose “wherein the controller includes a physical layer, a MAC (Medium Access Control) layer, and an RRC layer, the physical layer is configured to notify the MAC layer of a beam failure instance indicator based on the evaluation of the resource of the reference signal, and the MAC layer is configured to notify the RRC layer of the beam failure on a basis of the beam failure instance indicator and a value of a counter”. Claim 8 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is an examiner’s statement of reasons for allowance: The prior art fails to disclose “wherein the communication apparatus includes a physical layer, a MAC (Medium Access Control) layer, and an RRC layer, the communication method further comprising: notifying by the physical layer, the MAC layer of a beam failure instance indicator based on the evaluation of the resource of the reference signal; and notifying by the MAC layer, the RRC layer of the beam failure on a basis of the beam failure instance indicator and a value of a counter ”. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHUONG T HO whose telephone number is (571)272-3133. The examiner can normally be reached 7:30-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Charles C Jiang can be reached at 571-270-7191. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHUONG T HO/Examiner, Art Unit 2412
Read full office action

Prosecution Timeline

Dec 21, 2023
Application Filed
Dec 26, 2025
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604341
METHOD AND APPARATUS FOR EXCHANGING FRAMES USING SECONDARY CHANNELS
2y 5m to grant Granted Apr 14, 2026
Patent 12598654
HANDLING OF MBS SESSION RELATED BACK-OFF TIMER
2y 5m to grant Granted Apr 07, 2026
Patent 12598629
METHODS AND APPARATUSES FOR EXCHANGING CONFIGURATION INFORMATION REGARDING A MRB IN A MR-DC SCENARIO
2y 5m to grant Granted Apr 07, 2026
Patent 12581538
ACCESS METHOD AND APPARATUS FOR UNLICENSED CHANNEL, DEVICE, AND STORAGE MEDIUM
2y 5m to grant Granted Mar 17, 2026
Patent 12574151
HARQ AND LINK ADAPTATION IN WIRELESS COMMUNICATION SYSTEM
2y 5m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
92%
Grant Probability
99%
With Interview (+12.6%)
2y 8m
Median Time to Grant
Low
PTA Risk
Based on 1025 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month