Prosecution Insights
Last updated: April 17, 2026
Application No. 18/395,515

WITHANOLIDE-ENRICHED COMPOSITIONS AND METHODS OF USE THEREOF

Non-Final OA §103§DP
Filed
Dec 23, 2023
Examiner
CAIN, JENNIFER LYNN
Art Unit
1655
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
unknown
OA Round
1 (Non-Final)
36%
Grant Probability
At Risk
1-2
OA Rounds
3y 7m
To Grant
99%
With Interview

Examiner Intelligence

Grants only 36% of cases
36%
Career Allow Rate
13 granted / 36 resolved
-23.9% vs TC avg
Strong +70% interview lift
Without
With
+70.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
54 currently pending
Career history
90
Total Applications
across all art units

Statute-Specific Performance

§101
6.5%
-33.5% vs TC avg
§103
40.2%
+0.2% vs TC avg
§102
17.5%
-22.5% vs TC avg
§112
24.6%
-15.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 36 resolved cases

Office Action

§103 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status Claims 1-8 are pending and being examined on the merits. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-8 are rejected under 35 U.S.C. 103 as being unpatentable over Morley (US 10,709,659 B1) as evidenced by Sangwan et al. (US 7,108,870 B2) and in view of Pandey et al. (Asian J Biol Sci, 2019, 10 pages). The instant claims are as of record, drawn to a method for stimulating hair growth in a person comprising administration of a composition comprising a Withania somnifera extract. Morley teaches methods for promoting (stimulating) hair growth and reducing hair loss by administering to a subject (human; Morley, col. 10, ln. 10-11) an effective amount of a composition comprising at least 100 mg of withanolides (extract of Withania somnifera; Morley, col. 8, ln. 49-64; as required for instant Claim 1). The composition comprises 100-1000 mg of an extract of the roots and leaves of Withania somnifera, which comprises the active compounds known as withanolides, including Withaferin A (extract of Withania somnifera; Morley, col. 5, ln. 1-20; as required for instant Claims 2-3). The extract of Withania somnifera is obtained via known methods (Morley, col. 5, ln. 18-19), which includes the method Sangwan et al., and thus the extract may comprise 100% Withaferin A (Sangwan et al., Abstract). A composition of Claim 6 (Morley, col. 12, ln. 45-50) would therefore comprise 100-1000 mg of Withania somnifera extract which is Withaferin A, in a composition with a total weight of 405-2205 mg, or 4.5-76.6% Withaferin A (all withanolides) by total weight of the composition (as required for instant Claims 2-4). Calculations are as follows: Minimum: 100 mg Withaferin A in 2205 mg composition [Wingdings font/0xE0] 4.5% Maximum: 1000 mg Withaferin A in 1305 mg composition [Wingdings font/0xE0] 76.6% The composition also comprises an extract of Curcuma longa, which comprises volatile oils of turmeric rhizome (essential oils; Morley, col. 10, ln. 45-47; as required for instant Claims 5 and 7), and a pharmaceutically suitable vehicle (carrier; Morley, col. 9, ln. 26-37; as required for instant Claims 5 and 7). The composition is provided in various dosage forms, including for parenteral administration and as transdermal patches (topical application; Morley, col. 9, ln. 38-50; as required for instant Claims 5 and 7). Morley does not explicitly teach that the transdermal patch or parenteral formulation is applied to the scalp. Pandey et al., however, teach a method for stimulating hair growth in rats comprising administration of a composition to denuded skin (topical scalp application; Pandey et al., In vivo hair growth activity, p. 3-4; as required for instant Claim 1). The composition comprises an extract of Withania somnifera fruits, aloe vera gel as a spreading agent (surfactant; pharmaceutically acceptable carrier; Pandey et al., page 7; as required for instant Claims 6 and 8), and stabilizers (Pandey et al., Preparation of formulations, page 3). It would have been obvious a person of ordinary skill in the art prior to the effective filing date of the instant application to administer the topically applied composition of Morley to the scalp as taught by Pandey et al. A skilled artisan would know that in a human, hair loss often occurs on the scalp, and therefore would be motivated to topically apply the composition of Morley to the scalp of a person requiring stimulation of hair growth because Pandey et al. show the effectiveness of a composition comprising an extract of Withania somnifera to denuded skin. Additionally, Pandey et al. demonstrate that the topically applied composition comprising an extract of Withania somnifera was non-irritating and non-toxic to the skin, providing further motivation and a reasonable expectation of success for topical application of the composition of Morley. Morley and Pandey et al. are relied upon for the reasons discussed above. If not expressly taught by Morley, based upon the overall beneficial teaching provided by this reference with respect methods of withanolide extraction produced in the manner disclosed therein, the adjustments of particular conventional working conditions (e.g., determining one or more suitable Withaferin A or total withanolide ranges in which to perform such a method), is deemed merely a matter of judicious selection and routine optimization which is well within the purview of the skilled artisan. From the teachings of the references, it is apparent that one of ordinary skill in the art would have had a reasonable expectation of success in producing the claimed invention. Therefore, the invention as a whole was prima facie obvious to one of ordinary skill in the art at the time the invention was made, as evidenced by the references, especially in the absence of evidence to the contrary. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-8 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over Claims 24-29 of copending Application No. 18/272,015 (reference application). Although the claims at issue are not identical, they are not patentably distinct from each other because ‘515 Claim 1 and ‘015 Claim 24 both recite administration of a composition comprising Withania somnifera to a subject (e.g., human which comprises mammalian cells). While the intended uses of the compositions differ (stimulating hair growth versus increasing expression of β-Catenin or mTOR), the composition and manner of use (e.g., “applying” and “providing” as a topical application) are the same. Additionally, applying the composition of ‘515 to the skin of the scalp places it into contact with cells, which would then be subject to increased expression of β-Catenin or mTOR. Absent evidence to the contrary, the single-step method of applying a composition comprising an extract of Withania somnifera does not result in a structural difference due to the differing intended uses and therefore the claims are not patentably distinct from one another. ‘515 Claims 2 and 3 differ from ‘015 Claims 25 and 26 regarding wording, however the ultimate result of an extract of Withania somnifera comprising Withaferin A wherein the composition comprises at least 20% (w/w) Withaferin A are the same and thus not patentably distinct. ‘515 Claims 4, 5 and 7, and 6 and 8 comprise the same limitations as ‘015 Claims 27, 28, and 29, respectively, and differ only regarding dependency, however they are not patentably distinct because the extract of Withania somnifera broadly encompasses extract which comprise at least 20% (w/w) Withaferin A. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JENNIFER L CAIN whose telephone number is (703)756-1318. The examiner can normally be reached M-Th 11:00am to 5:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anand Desai, can be reached at (571)272-0947. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J.L.C./Examiner, Art Unit 1655 /AARON J KOSAR/Primary Examiner, Art Unit 1655
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Prosecution Timeline

Dec 23, 2023
Application Filed
Jan 26, 2026
Non-Final Rejection — §103, §DP (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
36%
Grant Probability
99%
With Interview (+70.0%)
3y 7m
Median Time to Grant
Low
PTA Risk
Based on 36 resolved cases by this examiner. Grant probability derived from career allow rate.

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