Prosecution Insights
Last updated: October 02, 2026
Application No. 18/395,763

BATTERY MODULE

Non-Final OA §102§103
Filed
Dec 26, 2023
Priority
Dec 27, 2022 — JP 2022-210299
Examiner
GUPTA, SARIKA
Art Unit
Tech Center
Assignee
Honda Motor Co., Ltd.
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
131 granted / 174 resolved
+15.3% vs TC avg
Strong +21% interview lift
Without
With
+20.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
26 currently pending
Career history
189
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
56.5%
+16.5% vs TC avg
§102
18.3%
-21.7% vs TC avg
§112
16.7%
-23.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 174 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2 and 6 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US20220320665A1 (Nakayama). Regarding claim 1, Nakayama teaches a power storage device [abs], battery module, comprising: a battery cell stack in which a plurality of battery cells [0025; #101a, 101b, 101c] are stacked [0025, fig 3]; a pair of plate-shaped members provided at both ends of the battery cell stack in a stacking direction [#300; 0039 i.e. insulating sheets]; and a cushioning material [i.e. #500 restriction unit; 0024, 0043] disposed between the plurality of battery cells and/or between the battery cell stack and one of the plate-shaped members, the cushioning material comprising a pair of first elastic members [#510; #520] arranged on both outer sides in the stacking direction of the battery cell stack, a second elastic member [#530; corrugated plate; 0047-0048] disposed between the pair of first elastic members, and a rigid member [#531; 0073 disposed between one of the first elastic members and the second elastic member [fig. 2/3]. Regarding claim 2, Nakayama teaches wherein the second elastic member has a recess or a through hole [0081] . Regarding claim 6, Nakayama teaches wherein the battery cells are solid-state battery cells [0082]. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 3 and 4-5 is/are rejected under 35 U.S.C. 103 as being unpatentable over US20220320665A1 (Nakayama) Regarding claim 3, Nakayama does not teach wherein the recess or the through hole has a diameter of 4 mm or less. However, it is the Examiners position, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the through hole/recess to have a diameter of 4mm or less as a skilled artisan would easily be able to understand that adjusting the diameters of the through holes/recesses would not alter the way the battery functions. Where the only difference between the prior art and the claims is a recitation of relative dimensions of the claimed device, and the device having the claimed dimensions would not perform differently than the prior art device, the claimed device is not patentably distinct from the prior art device, Gardner v. TEC Systems, Inc., 725 F.2d 1338, 220 USPQ 777 (Fed. Cir. 1984), cert. denied, 469 U.S. 830, 225 USPQ 232 (1984). In addition, the instant specification teaches these through holes/recesses are can be manufactured using a mold, 3D printer, or a precision water jet [para 41]; therefore, a skilled artisan would easily be able to adjust the diameter of the recess/through holes using the mold/printer and arrive at the claimed dimensions with a reasonable expectation of success. Regarding claim 4, Nakayama teaches wherein the rigid member is made of resin [0073], however fails to teach the rigid member has a Poisson’s ratio of 0.3 or less. Poisson’s ratio is an inherent material property that describes how a solid material deforms in directions perpendicular to the direction of an applied load. Poisson’s ratio is inherent because it is a fixed, material-dependent measure of how a solid resists lateral deformation under axial load, rooted in the material’s elastic and thermodynamic properties. It is not an arbitrary parameter but a direct consequence of how the material’s internal structure responds to stress. Because it arises from the fundamental elastic behavior of a material — the way it resists both shear and volume changes — it is considered an intrinsic property. This means it is determined by the material’s internal structure, bonding, and atomic arrangement, rather than by external conditions like temperature or loading rate (within the elastic range). Therefore, Nakayama inherently teaches the rigid member has as the Poisson’s ratio of 0.3 or less because the value of the Poisson’s ratio is determined by the material i.e. resin (which has a Poisson’s ratio of 0.3-0.35], and which is considered to be an inherent property. Regarding product and apparatus claims, when the structure recited in the reference is substantially identical to that of the claims, claimed properties or functions are presumed to be inherent. The Courts have held that it is well settled that where there is a reason to believe that a functional characteristic would be inherent in the prior art, the burden of proof then shifts to the applicant to provide objective evidence to the contrary. See In re Schreiber, 128 F.3d at 1478, 44 USPQ2d at 1478, 44 USPQ2d at 1432 (Fed. Cir. 1997) (see MPEP § 2112.01, I.). Regarding claim 5, Nakayama fails to teach wherein the rigid member comprises stainless steel. However, it is the examiners position, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have substituted the resin material with a stainless steel material as this is considered a simple substitution of a known element for another and one would expect a reasonable expectation of success. The simple substitution of one known element for another is likely to be obvious when predictable results are achieved. See KSR International Co. v. Teleflex Inc., 550 U.S. __,__, 82 USPQ2d 1385, 1395 – 97 (2007) (see MPEP § 2143, B.). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SARIKA GUPTA whose telephone number is (571)272-9907. The examiner can normally be reached 8:30AM-5:30PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ula Ruddock can be reached at 571-272-1481. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /S.G./Examiner, Art Unit 1729 /ULA C RUDDOCK/Supervisory Patent Examiner, Art Unit 1729
Read full office action

Prosecution Timeline

Dec 26, 2023
Application Filed
Aug 12, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12738510
METHOD FOR PRODUCING A BIPOLAR PLATE STRAND, METHOD FOR PRODUCING A BIPOLAR PLATE, AND DEVICE FOR IMPLEMENTING THE METHOD
3y 8m to grant Granted Sep 15, 2026
Patent 12725876
BATTERY PACK HOUSING AND BATTERY PACK INCLUDING THE SAME
3y 2m to grant Granted Sep 01, 2026
Patent 12719123
BATTERY, POWER CONSUMING APPARATUS, AND METHOD AND APPARATUS FOR MANUFACTURING BATTERY
3y 1m to grant Granted Aug 25, 2026
Patent 12706355
Battery Module and Manufacturing Method Thereof
5y 8m to grant Granted Aug 11, 2026
Patent 12700599
SYSTEM FOR SUPPORTING A FUEL CELL STACK
3y 11m to grant Granted Aug 04, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
96%
With Interview (+20.8%)
3y 1m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 174 resolved cases by this examiner. Grant probability derived from career allowance rate.

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