Prosecution Insights
Last updated: October 02, 2026
Application No. 18/395,936

MULTI-LAYER CERAMIC BATTERIES INCLUDING ALL-SOLID ELECTROLYTE AND ELECTRONIC APPARATUSES INCLUDING THE SAME

Non-Final OA §102
Filed
Dec 26, 2023
Priority
Dec 28, 2022 — RE 10-2022-0187968
Examiner
MCCONNELL, WYATT P
Art Unit
Tech Center
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
853 granted / 1058 resolved
+20.6% vs TC avg
Moderate +9% lift
Without
With
+9.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
34 currently pending
Career history
1072
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
48.3%
+8.3% vs TC avg
§102
23.3%
-16.7% vs TC avg
§112
24.1%
-15.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1058 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Interpretation As an initial matter, it is noted that claims allow for recited heat dissipation layer to correspond to other positively recited structural features (i.e., an electrode layer or current collector). This is consistent with the disclosure, which states that any or all of various electrode layers may correspond to the heat dissipation layer. Thus, in applying art to the claims, the Office will give the claims a correspondingly broad interpretation of the claims where a piece of art disclosing a battery having an electrode layer which functions as a heat dissipation layer will be considered to disclose both the electrode layer, and that the disclosed electrode layer may be considered to correspond to the recited heat dissipation layer. Further, it is noted that “heat dissipation layer” is a functional description, requiring a layer capable of dissipating heat. Aside from an absolute vacuum, all materials will dissipate heat (some better/faster, others slower/worse). Thus, it appears nearly any material layer can be considered to meet the “heat dissipation layer” functionality. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by U.S. Patent Application Publication No. 2022/0328882 to Kato (“Kato”). Regarding claims 1, 2, 4, 10, 19, and 20, Kato discloses all-solid ceramic-based batteries for use in portable electronic devices such as mobile phones (which are wearable when used in combination with, for example, an arm band, and is understood to include a microprocessor/controller). The battery includes a solid-state battery main portion includes a stack of cells, each cell including a positive electrode (2), a solid electrolyte (3), and a negative electrode (1). Each of the positive electrode includes a positive electrode active material layer, and each of the negative electrodes similarly includes a negative electrode active material layer. Kato at paragraphs [0048], [0049], and Figure 1a. Each of those active material layers will dissipate heat, including towards the end electrode current collectors, thereby functioning as the recited heat dissipation layer. Along each of two opposed lateral side of the stacked cells are, respectively, a first end electrode (51) and a second end electrode (52), each extending along the stacking direction, one of which is connected to the positive electrodes and the other to the negative electrodes. Finally, the end electrodes and stack of cells are fully coated by a multi-layer coating layer including an inner-most barrier layer (7), a buffer layer (8), and an impact resistant layer (9) acting as a packaging or case. Id. At paragraph [0129] and Figure 1f. Further regarding claim 3, the end electrodes will also dissipate heat and are located between the stack and the outer packaging/case. Thus, those end electrodes may be considered heat dissipation layers. Further regarding claim 5, in some embodiments, each of the positive electrode and negative electrode include a current collector, with the respective active material coated on one side of the current collector nearest an adjacent solid electrolyte layer such that in each cell the electrode active material layer is in contact on one side with the electrolyte and on the other side with its respective current collector. Further regarding claims 6-8, the current collector material may be chosen from a list of materials. When the negative and positive electrode current collectors are chosen to be different materials (for example, in order to minimize reactivity with the different active material layers each collector is in contact with) then the collectors will have different coefficients based on the different materials from which the collectors are made. Even in the event that each collector is made of the same material, they will each be in contact with different active materials, which based on their heat capacities/thermal conductivities, will impact the coefficient of each collector in different ways, leading to differences in the coefficients between the two collectors. Further regarding claim 9, in some embodiments each side of the collector is coated with active material. Further regarding claim 12, the inner-most packaging layers (7 and 8) are considered to correspond to the case, with the outermost layers (7, 8, and 9) are considered to correspond to the recited heat dissipation layer on an outer surface of the case. Further regarding claims 13 and 16, the packaging, including outer layers (7, 8, and 9) conform to the outer shape of the battery and various end/bottom electrodes, including complex bends/wrinkles around the lower electrodes 61 and 62. Id. At Figures 1f and 2b. Further regarding claims 14 and 17, in bending/wrinkling around those lower electrodes, the packaging, including outer layers (7,8, and 9) must protrude multiple times. Further regarding claims 15 and 18, the outer barrier layer (7) may be considered to correspond to the recited first material layer with the outer buffer layer (8) and impact resistant layer (9) corresponding to the recited remaining portion. Because those three layers are all made of different materials, they barrier layer (7) will necessarily have a different coefficient than the combined outer buffer (8) and impact resistant (9) layers. Any inquiry concerning this communication or earlier communications from the examiner should be directed to WYATT P MCCONNELL whose telephone number is (571)270-7531. The examiner can normally be reached 9am to 5pm M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at 571-272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WYATT P MCCONNELL/Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Dec 26, 2023
Application Filed
Sep 04, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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SECONDARY BATTERY
3y 1m to grant Granted Sep 29, 2026
Patent 12744275
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3y 7m to grant Granted Sep 22, 2026
Patent 12738538
CROSS-LINKING AGENT FOR QUASI-SOLID ELECTROLYTE, QUASI-SOLID ELECTROLYTE COMPRISING SAME, AND SECONDARY BATTERY USING SAME
2y 9m to grant Granted Sep 15, 2026
Patent 12738581
BATTERY CELL, BATTERY, POWER CONSUMPTION DEVICE, AND MANUFACTURING METHOD FOR BATTERY CELL
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Patent 12731850
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3y 6m to grant Granted Sep 08, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
90%
With Interview (+9.4%)
2y 7m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1058 resolved cases by this examiner. Grant probability derived from career allowance rate.

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