Prosecution Insights
Last updated: July 17, 2026
Application No. 18/397,886

AUTOMATIC DERIVATION OF REPOSITORY ACCESS DATA BASED ON SYMBOLIC CONFIGURATION

Non-Final OA §103
Filed
Dec 27, 2023
Priority
May 15, 2018 — provisional 62/671,951 +2 more
Examiner
SHIU, HO T
Art Unit
2443
Tech Center
2400 — Computer Networks
Assignee
Palantir Technologies Inc.
OA Round
2 (Non-Final)
72%
Grant Probability
Favorable
2-3
OA Rounds
12m
Est. Remaining
69%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
330 granted / 458 resolved
+14.1% vs TC avg
Minimal -4% lift
Without
With
+-3.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
28 currently pending
Career history
492
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
91.1%
+51.1% vs TC avg
§102
4.3%
-35.7% vs TC avg
§112
1.6%
-38.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 458 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-20 are pending in this application. Response to Arguments Applicant’s arguments, filed 3/30/2026, with respect to the rejection(s) of claim(s) 1-20 under 35 U.S.C. 103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Stein and in view of Lockhart and in view of Glickman. Allowable Subject Matter Claims 4 and 14 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3, 6-11, 13, and 16-20 are rejected under 35 U.S.C. 103 as being Unpatentable over Stein (US 2019/0324767) and in view of Lockhart (US 2019/0081862) and in further view of Glickman (US 2005/0262207) Re Claim 1, Stein discloses a computer-implemented method of configuring repositories, comprising: maintaining a configuration definition associated with a local repository ([0051]-[0053], configuration files are stored in the local repository. Configuration files from other repositories are validated and merged into the local repository for access), the configuration definition having markup code in a markup language, symbolically specifying instructions, parameters, settings, or configurations of users, groups, or permissions relating to access to artifacts stored in a plurality of repositories distributed across multiple regional clusters ([0052], [0059], [0070], shared features and/or permissions to the repository are stored in the configuration files. The configuration files from other repositories are merged/shared across repositories. The configurations can be in a number of formats, one of which is extensible markup language (XML) documents), each regional cluster of the multiple regional clusters being a grouping of one or more repositories serving a particular geographic region ([0068]-[0071], repositories are used to store, update, and share configuration files by utilizing transmit feature configurations in an XML format. Repository may be configured to copy and merge configuration files from other repositories); detecting a change to the configuration definition ([0038], configuration can be updated by a user, team, and/or entity without requiring knowledge of feature configurations); transforming, in response to the detecting, the markup code in the configuration definition into specific commands or parameter values that need to be written into each repository on a regional cluster of the multiple regional clusters ([0068]-[0071], repositories are used to store, update, and share configuration files by utilizing transmit feature configurations in an XML format. Repository may be configured to copy and merge configuration files from other repositories); deploying the specific commands or parameter values on the regional cluster ([0071], synchronizing configurations to other repositories with updates. Repository may be configured to copy and merge configuration files from other repositories). Stein does not explicitly disclose, however Lockhart discloses the plurality of repositories including a replicated mirror of an repository ([0007]-[0010], each repository mirror serves are the configuration distribution point for servers operating in the same region of a given region.); comprising deriving settings including a topology of permissions for the regional cluster and a strategy of mirroring the regional cluster to another regional cluster ([0007]-[0010], fig. 1, each repository mirror serves are the configuration distribution point for servers operating in the same region of a given region. The particular repository mirror pulls configuration updates from the master repository). It would have been obvious for one of ordinary skill in the art before the date the current invention was effectively filed to have modified the teachings of Stein’s repository with Lockhart’s repositories which includes other repositories across regions. One of ordinary skill in the art would have been motivated to incorporate the teachings with one another in order to allow repositories stored amongst other locations. While Stein discloses copying configuration files to other repositories, Stein and Lockhart does not disclose external repository outside the multiple regional clusters. In the same field of endeavor, Glickman discloses external repository external to local repository ([0012], local repository store security data replicated from external repository). It would have been obvious for one of ordinary skill in the art before the date the current invention was effectively filed to have modified the teachings of Stein and Lockhart’s repository with Glickman’s external repository. One of ordinary skill in the art would have been motivated to incorporate the teachings with one another in order to create a better security data to be selectively replicated. Re claim 3, One of ordinary level of skill in the art would have been compelled to make the proposed modification to Stein for the same reasons identified in the rejection of claim 1. In addition, Lockhart discloses the detecting being in response to a pull request opened against the local repository with proposed changes to the configuration definition ([0010], pull the configurations or updates from the repositories). Re claim 6, Stein discloses the markup code specifying permissions for a particular set of users associated with the external repository to view contents in particular repositories of the plurality of repositories ([0052], shared permissions in the XML configuration files are used to allow other teams, projects, entities to share data in the directory structure (repository). Re claim 7, One of ordinary level of skill in the art would have been compelled to make the proposed modification to Stein for the same reasons identified in the rejection of claim 1. In addition, Glick discloses the transforming comprising determining whether a repository of the plurality of repositories is a remote repository of a certain local repository or of the external repository ([0010]-[0011], external repository or local repository). Re claim 8, Stein discloses the transforming including validating a syntax or value of the configuration definition ([0053], copying the configuration, the synchronization mechanisms apply a set of validations to the copied configuration files). Re claim 9, Stein discloses detecting an update to the local repository ([0038], configurations are created and/or updated by a server, team and/or other entities); transmitting a corresponding update to remote repositories of the local repository ([0068], repositories are used to store, update, and share configuration files containing features configurations and are shared amongst other repositories). Re claim 10, One of ordinary level of skill in the art would have been compelled to make the proposed modification to Stein for the same reasons identified in the rejection of claim 1. In addition, Lockhart discloses the specific commands or parameter values being related to managing, creating, updating, and deleting specific users, specific groups, and specific permissions or configuring external visibility of specific artifacts ([0002], [0009]-[0010], configurations can set access restrictions. Configurations are changed and are retrieved to update other repositories). Re claims 11, 13, and 16-20, they are similar to claims 1, 3, and 6-10 and therefore are rejected for the same reasons above. Claims 2 and 12 are rejected under 35 U.S.C. 103 as being Unpatentable over Stein in view of Lockhart and in view of Glickman and further in view of Kunapuli (US 2016/0048543). Re claims 2 and 12, Stein discloses the local repository storing specific artifacts and metadata in a directory structure ([0045]-[0047], configuration include metadata used how to join and access the features in specific environments). One of ordinary level of skill in the art would have been compelled to make the proposed modification to Stein for the same reasons identified in the rejection of claim 1. Stein, Lockhart, and Glickman do not disclose, however Kunapuli discloses the specific artifacts including executables, installers, application binaries, or archives ([0024], knowledge repository stores artifacts which can be executed.). It would have been obvious for one of ordinary skill in the art before the date the current invention was effectively filed to have modified the teachings of Stein, Lockhart, and Glickman repository with Kunapuli’s repository to store artifacts. One of ordinary skill in the art would have been motivated to incorporate the teachings with one another in order to incorporate building blocks to build products. Claims 5 and 15 are rejected under 35 U.S.C. 103 as being Unpatentable over Stein, in view of Lockhart, in view of Glickman and further in view of Tidd (US 8,688,734). Re claims 5 and 15, while Stein discloses markup code specifying permissions for a specific user ([0052], shared permissions in the XML configuration files), Stein, Lockhart, and Glickman does not disclose the code to publish contents in specific paths within specific repositories, including a whitelist of paths or a blacklist of paths. In the same field of endeavor, Tidd discloses the code to publish contents in specific paths within specific repositories, including a whitelist of paths or a blacklist of paths (col. 5, lines 10-49, administrators can publish directories and files using Group Policy Preferences and grant/deny users access and/or visibility directors and files using Group Policy.). It would have been obvious for one of ordinary skill in the art before the date the current invention was effectively filed to have modified the teachings of Stein, Lockhart, and Glickman’s repository with Tidd’s security features which includes limited or restricting user or group access and/or visibility to directories. One of ordinary skill in the art would have been motivated to incorporate the teachings with one another in order to allow security features in the repositories for users. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HO T SHIU whose telephone number is (571)270-3810. The examiner can normally be reached Mon-Fri (9:00am - 5:00pm). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicholas Taylor can be reached at 571-272-3089. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HO T SHIU/Examiner, Art Unit 2443 HO T. SHIU Examiner Art Unit 2443 /CHRISTOPHER B ROBINSON/Primary Examiner, Art Unit 2443
Read full office action

Prosecution Timeline

Dec 27, 2023
Application Filed
Dec 31, 2025
Non-Final Rejection mailed — §103
Mar 30, 2026
Response Filed
Jun 18, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12676918
ADAPTIVE LOG COMPRESSION
2y 5m to grant Granted Jul 07, 2026
Patent 12659384
DYNAMIC CLIENT-SPECIFIC DATA RETRIEVAL IN DISTRIBUTED COMPUTING ENVIRONMENTS
2y 12m to grant Granted Jun 16, 2026
Patent 12634249
GROUP CHAT-BASED INSTANT MESSAGING METHOD AND APPARATUS, DEVICE, COMPUTER-READABLE STORAGE MEDIUM, AND COMPUTER PROGRAM PRODUCT
2y 5m to grant Granted May 19, 2026
Patent 12634361
INFORMATION PROCESSING METHOD, DEVICE, AND STORAGE MEDIUM
2y 5m to grant Granted May 19, 2026
Patent 12587580
METHOD TO MANAGE FILE DOWNLOADS
3y 5m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

2-3
Expected OA Rounds
72%
Grant Probability
69%
With Interview (-3.5%)
3y 6m (~12m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 458 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month